Janus Henderson CRO logs stock grant, tax sale

Janus Henderson Group Chief Risk Officer Georgina Fogo reported two equity compensation-related transactions in common stock.

Accepted by SEC EDGAR 03/03/2026 - 07:32 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Janus Henderson Group Chief Risk Officer Georgina Fogo reported two equity compensation-related transactions in common stock. On February 27, 2026, she acquired 13,829 shares as a grant of restricted stock units at $49.0000 per share, vesting in three equal annual installments beginning one year after the grant date.

On March 2, 2026, 10,901 shares were disposed of at $51.9656 per share to satisfy her tax withholding obligations upon restricted stock unit vesting. After these transactions, she directly held 61,090.420 shares of Janus Henderson Group common stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider FOGO GEORGINA

Role CHIEF RISK OFFICER

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	10,901	$51.9656	$566K
Grant/Award	Common Stock	13,829	$49.00	$678K

Holdings After Transaction: Common Stock — 61,090.42 shares (Direct)

Holdings Before and After: Common Stock, 58,162.42 to 61,090.42 shares (Direct)

Footnotes (3)

1. F1. Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant.
2. F2. Includes shares purchased under the Issuer's Buy As You Earn plan.
3. F3. Represents the number of shares sold by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

FAQ

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What insider transactions did Janus Henderson (JHG) report for Georgina Fogo?

Janus Henderson reported a restricted stock unit grant and a tax-related share disposition for Chief Risk Officer Georgina Fogo. She received 13,829 common shares as an award, and 10,901 shares were disposed of to cover tax withholding tied to vesting.

How many Janus Henderson (JHG) shares were granted to Georgina Fogo?

Georgina Fogo received a grant of 13,829 Janus Henderson common shares at a reference price of $49.0000 per share. The grant represents restricted stock units that vest in three equal annual installments beginning one year after the grant date.

Why were 10,901 Janus Henderson (JHG) shares disposed of for Georgina Fogo?

A total of 10,901 Janus Henderson shares were disposed of to satisfy Georgina Fogo’s tax withholding obligations. This occurred in connection with the vesting of restricted stock units, with the issuer selling shares at $51.9656 per share to cover those tax liabilities.

What is Georgina Fogo’s Janus Henderson (JHG) shareholding after these transactions?

Following the reported award and tax-withholding disposition, Georgina Fogo directly holds 61,090.420 Janus Henderson common shares. This total includes shares from equity awards and shares purchased under the company’s Buy As You Earn plan, according to the filing footnotes.

How do Georgina Fogo’s restricted stock units in Janus Henderson (JHG) vest?

The restricted stock units granted to Georgina Fogo vest in three equal annual installments. Vesting begins one year after the grant date, meaning the 13,829-share award will be distributed over three years as long as vesting conditions are satisfied.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FOGO GEORGINA

(Last) (First) (Middle)

201 BISHOPGATE

(Street)

LONDON X0 EC2M 3AE

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
JANUS HENDERSON GROUP PLC [ JHG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF RISK OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/27/2026		A		13,829(1)	A	$49	71,991.42(2)	D
Common Stock	03/02/2026		F		10,901(3)	D	$51.9656	61,090.42	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant.

2. Includes shares purchased under the Issuer's Buy As You Earn plan.

3. Represents the number of shares sold by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

	/s/ Lisa Kish, by Power of Attorney for Georgina Fogo	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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