STOCK TITAN

Jack Henry (JKHY) CFO exercises 4,415 RSUs and receives 6,212-unit grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jack Henry & Associates CFO and Treasurer Mimi Carsley reported multiple equity compensation events on August 4, 2026. She exercised 4,415 restricted stock units into common stock and had 1,411 shares withheld at $156.53 per share to cover exercise price or tax obligations. She received a new grant of 6,212 restricted stock units vesting in three annual installments from 2027 to 2029 and elected to defer settlement of 1,202 fully vested units under the Deferred Compensation Plan. A prior purchase of 375 shares on May 14, 2026 is clarified as held indirectly through a trust.

Positive

  • None.

Negative

  • None.
Insider Carsley Mimi
Role CFO and Treasurer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 1,202 $0.00 $0.00
Grant/Award Vested Restricted Stock Units F1, F4 1,202 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 1,462 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 1,751 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F7 6,212 $0.00 $0.00
Exercise Common Stock F1 1,462 -- --
Exercise Price or Tax Liability Common Stock 642 $156.53 $100K
Exercise Common Stock F1 1,751 -- --
Exercise Price or Tax Liability Common Stock 769 $156.53 $120K
holding Common Stock F2 -- -- --
Holdings After Transaction: Vested Restricted Stock Units — 1,202 shares (Direct); Restricted Stock Units — 11,176 shares (Direct); Common Stock — 7,444 shares (Direct); Common Stock — 375 shares (Indirect, By Trust)
Footnotes (7)
  1. F1. Each restricted stock unit is the economic equivalent of one share of JKHY common stock and represents a contingent right to receive one share of JKHY common stock or, at the Issuer's option, the cash value thereof.
  2. F2. The transaction occurring on May 14, 2026, involving the purchase of 375 Common Shares, was inadvertently reported as directly held by the Reporting Person. The shares were acquired directly by a trust and are indirectly beneficially owned by the Reporting Person.
  3. F3. On August 4, 2023 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2024, 2025 and 2026.
  4. F4. The reporting person has elected to defer settlement of 1,202 restricted stock units, which have fully vested and will become payable, in cash or common stock, at the Issuer's option, upon the reporting person's termination of employment or on specified future dates, pursuant to the reporting person's elections under the Issuer's Deferred Compensation Plan. Each vested restricted stock unit is the economic equivalent of one share of JKHY common stock.
  5. F5. On August 4, 2024 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2025, 2026 and 2027.
  6. F6. On August 4, 2025 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2026, 2027 and 2028.
  7. F7. On August 4, 2026 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2027, 2028 and 2029.
Restricted stock units exercised 4,415 units Total derivative exercises reported on August 4, 2026
Shares withheld for obligations 1,411 shares Code F dispositions used to pay exercise price or tax liability
Withholding price $156.53 per share Applied to 642-share and 769-share Common Stock dispositions
New RSU grant 6,212 units Restricted stock units granted August 4, 2026, vesting 2027-2029
Deferred vested RSUs 1,202 units Settlement deferred under the issuer's Deferred Compensation Plan
Shares held by trust 375 shares Indirectly beneficially owned through a trust after May 14, 2026 purchase
Restricted Stock Units financial
"Each Restricted Stock Unit is the economic equivalent of one share of JKHY common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Deferred Compensation Plan financial
"payable upon termination or on specified future dates under the Issuer's Deferred Compensation Plan"
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
indirectly beneficially owned financial
"The shares were acquired directly by a trust and are indirectly beneficially owned"
tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"

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FAQ

What did Jack Henry (JKHY) CFO Mimi Carsley report in this Form 4?

Mimi Carsley reported equity compensation activity rather than open market trades. On August 4, 2026 she exercised 4,415 restricted stock units, had 1,411 shares withheld, received a 6,212-unit RSU grant, and deferred 1,202 vested units.

How many JKHY restricted stock units did the CFO exercise and how many shares were withheld?

She exercised 4,415 restricted stock units into common stock and had 1,411 shares withheld. The withheld shares, priced at $156.53 per share, were used to satisfy exercise price or tax liabilities associated with these equity awards.

What new RSU award did JKHY grant to CFO Mimi Carsley on August 4, 2026?

She received a new grant of 6,212 restricted stock units. According to the disclosure, these units vest in three equal annual installments on August 4 of 2027, 2028 and 2029, subject to the terms of the company’s equity plan.

What is the significance of the 1,202 vested RSUs for JKHY's CFO?

Carsley elected to defer settlement of 1,202 fully vested restricted stock units. Under the Deferred Compensation Plan, these units, each equal in value to one JKHY share, will be paid in cash or stock upon termination or specified future dates.

How many Jack Henry (JKHY) shares does Mimi Carsley hold indirectly through a trust?

An entry shows 375 common shares indirectly beneficially owned by Carsley through a trust. A prior May 14, 2026 purchase of these shares was corrected to reflect that the trust, not Carsley directly, acquired and holds the position.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carsley Mimi

(Last)(First)(Middle)
663 HWY 60

(Street)
MONETT MISSOURI 65708

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
JACK HENRY & ASSOCIATES INC [ JKHY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO and Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/04/2026M1,462A(1)7,104D
Common Stock08/04/2026F642D$156.536,462D
Common Stock08/04/2026M1,751A(1)8,213D
Common Stock08/04/2026F769D$156.537,444D
Common Stock375(2)IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/04/2026M1,202 (3) (3)Common Stock1,202$00D
Vested Restricted Stock Units(1)08/04/2026A1,202 (4) (4)Common Stock1,202$01,202D
Restricted Stock Units(1)08/04/2026M1,462 (5) (5)Common Stock1,462$01,462D
Restricted Stock Units(1)08/04/2026M1,751 (6) (6)Common Stock1,751$03,502D
Restricted Stock Units(1)08/04/2026A6,212 (7) (7)Common Stock6,212$06,212D
Explanation of Responses:
1. Each restricted stock unit is the economic equivalent of one share of JKHY common stock and represents a contingent right to receive one share of JKHY common stock or, at the Issuer's option, the cash value thereof.
2. The transaction occurring on May 14, 2026, involving the purchase of 375 Common Shares, was inadvertently reported as directly held by the Reporting Person. The shares were acquired directly by a trust and are indirectly beneficially owned by the Reporting Person.
3. On August 4, 2023 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2024, 2025 and 2026.
4. The reporting person has elected to defer settlement of 1,202 restricted stock units, which have fully vested and will become payable, in cash or common stock, at the Issuer's option, upon the reporting person's termination of employment or on specified future dates, pursuant to the reporting person's elections under the Issuer's Deferred Compensation Plan. Each vested restricted stock unit is the economic equivalent of one share of JKHY common stock.
5. On August 4, 2024 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2025, 2026 and 2027.
6. On August 4, 2025 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2026, 2027 and 2028.
7. On August 4, 2026 the reporting person was granted restricted stock units, vesting in three equal annual installments on August 4, 2027, 2028 and 2029.
Remarks:
Andrew W. Potter by Power of Attorney For Mimi L. Carsley08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)