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Joby Aviation (NYSE: JOBY) CPO Bowles logs RSU vesting, share sales

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Joby Aviation Chief Policy Officer Gregory Bowles reported several equity transactions. On January 12, 2026, 2,607 restricted stock units (RSUs) converted into an equal number of common shares at an exercise price of $0, increasing his direct common stock holdings to 168,951 shares and his remaining RSU balance to 5,212 units.

On January 13, 2026, he sold 894 common shares at a weighted average price of $14.83, with the filing explaining that these shares were sold to cover taxes due at RSU settlement. On January 14, 2026, he sold a further 5,383 common shares at a weighted average price of $14.72 under an approved Rule 10b5-1 trading plan. After these sales, Bowles directly owned 162,674 common shares. The RSU award is scheduled to vest in equal installments on January 12, February 9, and March 9, 2026, based on achieving specified goals and continued service.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bowles Gregory

(Last) (First) (Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CA 95060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Policy Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/12/2026 M 2,607 A $0 168,951 D
Common Stock 01/13/2026 S(1) 894 D $14.83 168,057 D
Common Stock 01/14/2026 S(2) 5,383 D $14.72(3) 162,674 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) $0 01/12/2026 M 2,607 (4) (4) Common Stock 2,607 $0 5,212 D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on May 13, 2025.
3. This transaction was executed in multiple trades at prices ranging from $14.30 to $15.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 12, 2026, February 9, 2026, and March 9, 2026, based on the achievement of specified goals and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Gregory Bowles 01/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider in this Joby Aviation (JOBY) Form 4 filing?

The insider is Gregory Bowles, who serves as Chief Policy Officer of Joby Aviation, Inc. and filed the Form 4 as a single reporting person.

How many Joby Aviation shares did Gregory Bowles sell in this Form 4?

Gregory Bowles reported selling 894 common shares on January 13, 2026 at a weighted average price of $14.83 and 5,383 common shares on January 14, 2026 at a weighted average price of $14.72.

What RSU activity did Gregory Bowles report for Joby Aviation (JOBY)?

On January 12, 2026, 2,607 restricted stock units (RSUs) were settled into the same number of Joby Aviation common shares at an exercise price of $0, and Bowles held 5,212 RSUs afterward.

Why were some of Gregory Bowles’ Joby Aviation shares sold?

The filing explains that 894 shares sold represent the aggregate number of shares sold to cover taxes due upon the release and settlement of RSUs, as required by the RSU award terms.

Was any Joby Aviation insider trade made under a Rule 10b5-1 plan?

Yes. The sale of 5,383 common shares on January 14, 2026 at a weighted average price of $14.72 was made pursuant to Gregory Bowles’ approved Rule 10b5-1 trading plan adopted on May 13, 2025.

How many Joby Aviation shares does Gregory Bowles own after these transactions?

After the reported transactions, Gregory Bowles directly owns 162,674 shares of Joby Aviation common stock, in addition to 5,212 RSUs reported as beneficially owned derivative securities.

When will Gregory Bowles’ RSU award for Joby Aviation vest?

The RSU award is scheduled to vest in equal installments on January 12, 2026, February 9, 2026, and March 9, 2026, with between 0% and 125% of the award vesting based on specified goals and continued service.
Joby Aviation Inc

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