Joby Aviation legal chief sells 9,575 shares

The reported share sale was tied to taxes due when restricted stock units were released and settled.

(Neutral)

(Negative)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Joby Aviation, Inc. (JOBY) Chief Legal Officer and Corporate Secretary Kate DeHoff sold 9,575 common shares on October 2, 2026, at $5.95 per share. The footnote says the sale covered taxes due upon release and settlement of RSUs, as required by the award terms; no Rule 10b5-1 plan is reported. On October 1, 2026, 18,574 RSUs vested, with corresponding acquisitions of common stock across three reported awards.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 7 txns

Insider DeHoff Kate

Role See Remarks

Sold 9,575 shs ($57K)

Approx. gross sale proceeds $57K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Sale	Common Stock ^F1	9,575	$5.95	$57K
Exercise	Restricted Stock Units (RSUs) ^F2	5,224	$0.00	$0.00
Exercise	Restricted Stock Units (RSUs) ^F3	8,305	$0.00	$0.00
Exercise	Restricted Stock Units (RSUs) ^F4	5,045	$0.00	$0.00
Exercise	Common Stock	5,224	$0.00	$0.00
Exercise	Common Stock	8,305	$0.00	$0.00
Exercise	Common Stock	5,045	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units (RSUs) — 142,974 contracts (Direct); Common Stock — 189,178 shares (Direct)

Footnotes (4)

F1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F3. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F4. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Key Figures

Common shares sold: 9,575 shares Sale price: $5.95 per share RSUs settled into common stock: 18,574 shares +3 more

6 metrics

Common shares sold 9,575 shares October 2, 2026

Sale price $5.95 per share Sale on October 2, 2026

RSUs settled into common stock 18,574 shares October 1, 2026; three reported awards

Shares acquired from 5,224-RSU award 5,224 shares October 1, 2026

Shares acquired from 8,305-RSU award 8,305 shares October 1, 2026

Shares acquired from 5,045-RSU award 5,045 shares October 1, 2026

Key Terms

restricted stock units ("RSUs"), vesting, contingent right

3 terms

restricted stock units ("RSUs") financial

"award of restricted stock units ("RSUs") that vests in equal installments"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

vesting financial

"upon vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

contingent right financial

"Each RSU represents the contingent right to receive one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many JOBY shares did Kate DeHoff sell, and at what price?

Kate DeHoff, Joby Aviation’s Chief Legal Officer and Corporate Secretary, sold 9,575 common shares on October 2, 2026, at $5.95 per share. The footnote states the shares were sold to cover taxes due upon release and settlement of RSUs, as required by the award terms; no Rule 10b5-1 plan is reported.

How many JOBY shares did Kate DeHoff acquire when her RSUs vested?

On October 1, 2026, DeHoff’s reported RSU transactions corresponded to acquisitions of 5,224, 8,305 and 5,045 shares of common stock, for 18,574 shares across the three awards. Each award’s footnote says continued service through the applicable vesting date was required.

What vesting terms applied to Kate DeHoff’s JOBY RSUs?

The 5,224-RSU award vests in equal installments over four years on quarterly anniversaries of July 1, 2023; the 8,305-RSU award vests in 16 equal quarterly installments beginning on anniversaries of January 1, 2024. The 5,045-RSU award vests at 5% on each of the first four quarterly anniversaries of January 1, 2026, then 10% on each quarterly anniversary thereafter. Each award is subject to continued service through the applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Available on EDGAR 10/05/2026 - 04:08 PM Accepted by SEC EDGAR 10/05/2026 - 04:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeHoff Kate

(Last)

(First)

(Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ

CALIFORNIA

95060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/01/2026		M		5,224	A	$0	185,403	D
Common Stock	10/01/2026		M		8,305	A	$0	193,708	D
Common Stock	10/01/2026		M		5,045	A	$0	198,753	D
Common Stock	10/02/2026		S⁽¹⁾		9,575	D	$5.95	189,178	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units (RSUs)	$0	10/01/2026		M			5,224	⁽²⁾	⁽²⁾	Common Stock	5,224	$0	15,673	D
Restricted Stock Units (RSUs)	$0	10/01/2026		M			8,305	⁽³⁾	⁽³⁾	Common Stock	8,305	$0	41,529	D
Restricted Stock Units (RSUs)	$0	10/01/2026		M			5,045	⁽⁴⁾	⁽⁴⁾	Common Stock	5,045	$0	85,772	D

Explanation of Responses:

1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

2. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

3. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

4. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Chief Legal Officer and Corporate Secretary

	/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR