JPMorgan Chase & Co. filings document a bank holding company with worldwide financial services operations and multiple classes of exchange-listed securities. Periodic reports describe investment banking, consumer and small-business financial services, commercial banking, transaction processing and asset management, along with capital, assets and stockholders’ equity disclosures.
The company’s 8-K filings record material events and identify registered securities including JPM common stock, depositary shares representing fractional interests in non-cumulative preferred stock, and guarantees of notes and exchange-traded notes issued by JPMorgan Chase Financial Company LLC. Proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and other governance disclosures.
JPMorgan Chase & Co. Chairman & CEO James Dimon exercised performance share units on March 25, 2026, converting 320,473.2133 PSUs into the same number of common shares as part of a long‑term incentive award earned over a three‑year performance period.
To cover tax obligations, 177,222.2133 common shares were withheld at $295.04 per share. After these transactions, Dimon held 1,811,113 JPM common shares directly, with additional indirect holdings reported through a 401(k), family trusts, an LLC and his spouse. Shares delivered from this PSU award must be held for an extra two years, resulting in a combined five‑year vesting and holding period.
JPMorgan Chase & Co.’s Head of Human Resources, Robin Leopold, reported the settlement of a Performance Share Unit (PSU) award into 24,894.7727 shares of common stock on March 25, 2026. These shares relate to a PSU grant from January 17, 2023 for a three-year performance period ending December 31, 2025.
To cover tax obligations, 13,767.7727 shares of common stock were withheld at a price of 295.0400 per share, leaving Leopold with 76,047 shares of common stock held directly after the transactions. The delivered shares must be held for an additional two years, resulting in a total five-year vesting and holding period under the PSU terms.
Leopold also reports indirect ownership of 9,201 JPMorgan common shares through a GRAT and 9,201 shares through a spouse’s GRAT.
JPMorgan Chase & Co.’s Chief Information Officer Lori A. Beer exercised performance share units into common stock and had shares withheld to cover taxes. On March 25, 2026, 28,327.8685 performance share units settled into an equal number of JPM common shares granted under a PSU award dated January 17, 2023 for the three-year performance period ended December 31, 2025.
A portion of the resulting shares, 15,665.8685, was disposed of at $295.04 per share to satisfy tax liabilities, which is not an open-market sale. After these transactions, Beer directly holds 73,114 JPM common shares. Shares delivered after tax withholding must be held for an additional two-year period, creating a combined five-year vesting and holding period for this PSU grant.
JPMorgan Chase & Co. executive Marianne Lake, CEO of Consumer & Community Banking, exercised performance share units that settled into 57,514.7352 shares of common stock on March 25, 2026. These shares relate to a PSU award granted in January 2023 for a three-year performance period ended December 31, 2025.
To cover tax obligations, 31,805.7352 shares of common stock were withheld at $295.04 per share. After these transactions, Lake directly held 73,726 shares of JPM common stock. She also had indirect holdings of 64,271 shares by a family trust and 137,299 shares by GRATs. Under the award terms, shares delivered after tax withholding must be held for an additional two-year period, creating a total five-year vesting and holding period from the grant date.
JPMorgan Chase & Co.’s Chief Financial Officer Jeremy Barnum exercised a Performance Share Unit (PSU) award and received JPM common stock. On March 25, 2026, PSUs covering 38,629 shares of common stock settled following a three-year performance period that ended on December 31, 2025.
A portion of the shares, 21,362 shares, was withheld at $295.04 per share to satisfy tax obligations. After these transactions, Barnum directly holds 41,071 shares of JPM common stock. The PSUs were originally granted on January 17, 2023, and the delivered shares must be held for an additional two years, resulting in a five-year combined vesting and holding period.
JPMorgan Chase & Co.'s Chief Risk Officer Ashley Bacon exercised performance share units that settled into 47,213.4479 shares of common stock on March 25, 2026. These shares came from a PSU award granted on January 17, 2023 for a three-year performance period ended December 31, 2025. To cover tax obligations, 23,957.4479 shares were withheld at a price of 295.0400 per share, leaving Bacon with 260,413.0000 shares of JPM common stock held directly. The delivered shares must be held for an additional two years, giving the award a total five-year vesting and holding period.
JPMorgan Chase Financial Company LLC is offering $8,057,000 of Buffered Callable Range Accrual Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes mature on March 31, 2031 (observation date March 26, 2031) and return principal at maturity if the Final Value is at or above the Buffer Level of 85.00% of the Initial Value; if below that level you lose 1% of principal for each 1% the Final Value is below the Buffer Level, up to an 85.00% principal loss.
Interest accrues monthly with an Interest Factor of 6.15% per annum and a variable Interest Rate determined by the number of Trading Days that satisfy the Accrual Provision. Price to public is $1,000 per note with selling commissions of $35, proceeds to issuer $965 per note; the estimated value when set was $930.30 per note.
The Vanguard Group filed Amendment No. 10 to Schedule 13G/A reporting 0 shares of common stock of JPMorgan Chase & Co. and 0% ownership after an internal realignment. The filing states that certain subsidiaries now report beneficial ownership separately "in accordance with SEC Release No. 34-39538 (January 12, 1998)".
The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026. It lists Vanguard's Malvern address and clarifies that no single other person's interest exceeds 5%.
JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes due April 1, 2031, fully guaranteed by JPMorgan Chase & Co. The notes have a $1,000 original issue price per note in minimum denominations of $1,000 and are designed to pay contingent quarterly interest if each Index is at least 70.00% of its Strike Value on a Review Date. The notes may be automatically called beginning March 29, 2027 if each Index is at or above its Strike Value on a Review Date; if not called, maturity pay‑out depends on the Least Performing Index relative to a Trigger Value. The estimated value range when priced will be provided in the pricing supplement, with an estimated value floor of $930.00 per $1,000 principal amount note and an example estimated value shown as approximately $960.50. Purchasers bear issuer and guarantor credit risk, potential loss of principal, limited upside (interest only), no dividends or voting rights, limited liquidity, and tax uncertainty.
JPMorgan Chase Financial Company LLC is offering 5‑year, non‑call 1‑year auto‑callable review notes linked to the MerQube US Large‑Cap Vol Advantage Index. The Index targets a volatility‑managed, unfunded rolling exposure to E‑Mini S&P 500 futures with a 6.0% per annum daily deduction and variable exposure capped at 500% and floored at 0%. Key economics: Pricing Date April 14, 2026, Maturity Date April 17, 2031, Barrier Amount 60.00% of the Initial Value, and an automatic call feature with a Call Premium Rate of at least 14.80%. The notes include an estimated value floor of $870 per $1,000 principal amount when priced, and payments are subject to the issuer and guarantor credit risk. The product may return the Call Premium Amount if called; if not called and Final Value is below the Barrier Amount, investors may lose a substantial portion or all principal.