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Katapult CFO Nancy Walsh reports RSU and PSU tax withholdings

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Katapult Holdings (KPLT) Chief Financial Officer Nancy Walsh filed a Form 4 reporting a series of automatic share withholdings to cover taxes on equity awards. On dates from May 15, 2024 through November 17, 2025, the company withheld common stock at prices ranging from $5.98 to $18.66, including 4,009 shares on March 15, 2025 at $11.47 and 2,219 shares on November 17, 2025 at $5.98. After these transactions, Walsh directly owned 39,020 shares of Katapult common stock.

The tax withholdings relate to previously granted restricted stock units and performance stock units from January 2023 and June 2023, and a 23,000-RSU grant made on May 6, 2024. Vesting of these awards occurs in scheduled quarterly installments, generally conditioned on continued employment and, for the performance units, achievement of performance goals.

Positive

  • None.

Negative

  • None.
Insider Walsh Nancy A
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 2,219 $5.98 $13K
Tax Withholding Common Stock 2,374 $14.05 $33K
Tax Withholding Common Stock 2,662 $7.65 $20K
Tax Withholding Common Stock 4,009 $11.47 $46K
Tax Withholding Common Stock 1,221 $9.87 $12K
Tax Withholding Common Stock 1,209 $6.63 $8K
Tax Withholding Common Stock 1,187 $13.53 $16K
Tax Withholding Common Stock 1,420 $18.66 $26K
Holdings After Transaction: Common Stock — 39,020 shares (Direct)
Footnotes (1)
  1. On January 31, 2023, the reporting person was granted 459,184 restricted stock units ("RSUs") (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 18,367 RSUs), 25% of which vested on February 15, 2024, with the remainder scheduled to vest thereafter in 12 quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date ("January 2023 Award"). On June 16, 2023, the reporting person was granted 511,364 performance stock units ("PSUs") (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 20,455 PSUs), one-third of which vested on March 15, 2024, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date and the achievement of the applicable performance goals ("June 2023 Award"). The shares reported in Column 4 are shares withheld for the payment of taxes associated with the January 2023 Award and June 2023 Award. On May 6, 2024, the reporting person was granted 23,000 RSUs, one-third of which vested on March 15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2024 Award"). The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2024 Award. The shares reported in Column 4 are shares withheld for the payment of taxes associated with the January 2023 Award, June 2023 Award and 2024 Award.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walsh Nancy A
(Last) (First) (Middle)
5360 LEGACY DRIVE
BUILDING 2
(Street)
PLANO TX 75024-7141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/15/2024 F 1,420(1)(2)(3) D $18.66 53,901 D
Common Stock 08/15/2024 F 1,187(3) D $13.53 52,714 D
Common Stock 11/15/2024 F 1,209(3) D $6.63 51,505 D
Common Stock 02/15/2025 F 1,221(3) D $9.87 50,284 D
Common Stock 03/15/2025 F 4,009(4)(5) D $11.47 46,275 D
Common Stock 05/15/2025 F 2,662(6) D $7.65 43,613 D
Common Stock 08/15/2025 F 2,374(6) D $14.05 41,239 D
Common Stock 11/17/2025 F 2,219(6) D $5.98 39,020 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On January 31, 2023, the reporting person was granted 459,184 restricted stock units ("RSUs") (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 18,367 RSUs), 25% of which vested on February 15, 2024, with the remainder scheduled to vest thereafter in 12 quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date ("January 2023 Award").
2. On June 16, 2023, the reporting person was granted 511,364 performance stock units ("PSUs") (which, following the Issuer's July 27, 2023 1-for-25 reverse stock split, resulted in 20,455 PSUs), one-third of which vested on March 15, 2024, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date and the achievement of the applicable performance goals ("June 2023 Award").
3. The shares reported in Column 4 are shares withheld for the payment of taxes associated with the January 2023 Award and June 2023 Award.
4. On May 6, 2024, the reporting person was granted 23,000 RSUs, one-third of which vested on March 15, 2025, and the remainder scheduled to vest thereafter in eight quarterly installments on each of May 15, August 15, November 15 and February 15 subject to the reporting person's continued employment with the Issuer on each applicable vesting date (the "2024 Award").
5. The shares reported in Column 4 are shares withheld for the payment of taxes associated with the 2024 Award.
6. The shares reported in Column 4 are shares withheld for the payment of taxes associated with the January 2023 Award, June 2023 Award and 2024 Award.
/s/ Ryan Wigdor as attorney-in-fact for Nancy Walsh 11/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR