Katapult (KPLT) CEO granted 268,920 shares and 511,006 RSUs tied to mergers

Rhea-AI Filing Summary

Katapult Holdings, Inc. reported equity-related transactions by Chief Executive Officer Cory J. Miller in connection with recent mergers. Miller received 268,920 shares of common stock in exchange for contributing and assigning 114 Class B Units of Aaron's MIP Holdings, LLC, tied to the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with Katapult subsidiaries; on the mergers’ effective date, Katapult’s common stock closed at $8.00 per share. In a separate transaction, Miller was credited with an award of 511,006 restricted stock units (RSUs) related to the mergers, which vest over two years, with 25% vesting on February 11, 2027 and the remainder in three substantially equal semi-annual installments each February 11 and August 11, subject to continued employment.

Insider Trade Summary

Net Seller: 242,086 shares

Net Sell 2 txns

Insider Miller Cory J

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	268,920	--	--
Grant/Award	Common Stock F2	511,006	$0.00	$0.00

Holdings After Transaction: Common Stock — 779,926 shares (Direct)

Footnotes (2)

1. F1. Received in exchange for the contribution and assignment of 114 Class B Units of Aaron's MIP Holdings, LLC to the Issuer in exchange for shares the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.
2. F2. Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

Key Figures

Common shares received: 268,920 shares Class B Units exchanged: 114 units Closing stock price on merger date: $8.00 per share +3 more

6 metrics

Common shares received 268,920 shares Shares of Katapult common stock received in exchange for 114 Class B Units in connection with mergers

Class B Units exchanged 114 units Class B Units of Aaron's MIP Holdings, LLC contributed and assigned in exchange for Katapult common stock

Closing stock price on merger date $8.00 per share Closing price of Katapult common stock on the effective date of the mergers

RSUs awarded 511,006 RSUs Restricted stock units awarded to Cory J. Miller as part of the mergers

Initial RSU vesting portion 25% Portion of RSUs vesting on February 11, 2027, subject to continued employment

Initial RSU vesting date February 11, 2027 First vesting date for 25% of the RSU award, with further semi-annual vesting thereafter

Key Terms

restricted stock units, Class B Units, Mergers, vesting

4 terms

restricted stock units financial

"Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class B Units financial

"exchange for the contribution and assignment of 114 Class B Units of Aaron's MIP Holdings, LLC"

Mergers financial

"in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC"

A merger is when two companies join to form a single business, combining their assets, operations and leadership much like two households moving into one home to share resources and cut duplicate costs. For investors, mergers matter because they can change a company's future profits and risk: successful mergers may boost growth and lower costs, while failed integrations can hurt earnings, alter share counts and shift stock prices.

vesting financial

"RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What equity did Katapult (KPLT) CEO Cory J. Miller receive in the mergers?

Cory J. Miller received 268,920 shares of common stock in exchange for 114 Class B Units of Aaron's MIP Holdings, LLC as part of mergers involving Katapult subsidiaries, at a stock closing price of $8.00 per share on the effective date.

How many RSUs were awarded to the Katapult (KPLT) CEO and how do they vest?

Cory J. Miller was awarded 511,006 restricted stock units (RSUs) in connection with the mergers. These RSUs vest over two years: 25% on February 11, 2027, with the remaining units vesting in three substantially equal semi-annual installments on February 11 and August 11 thereafter.

What was Katapult (KPLT) stock’s closing price used in the merger equity exchange?

On the effective date of the mergers involving Katapult subsidiaries, the closing price of Katapult’s common stock was $8.00 per share. This price is referenced in connection with the issuance of 268,920 shares to Cory J. Miller for contributed Class B Units.

What entities were involved in the mergers related to Katapult (KPLT) CEO’s share issuance?

The equity issuance to Cory J. Miller is tied to mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of Katapult Holdings, Inc., and the contribution of Class B Units of Aaron's MIP Holdings, LLC to Katapult.

Are the Katapult (KPLT) CEO’s RSUs subject to employment conditions?

Yes. The 511,006 RSUs awarded to Cory J. Miller vest only if he remains employed by Katapult. Each vesting date—starting February 11, 2027 and on subsequent February 11 and August 11 installments—requires his continued employment with the company.

Does the Form 4 for Katapult (KPLT) indicate a trading plan under Rule 10b5-1?

The Form 4 indicates the Rule 10b5-1 checkbox is not marked as an affirmative plan. The reported transactions are described as equity exchanges and awards in connection with mergers, not as open-market purchases or sales under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/12/2026 - 07:02 PM Accepted by SEC EDGAR 08/12/2026 - 07:02 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Miller Cory J

(Last) (First) (Middle)

400 GALLERIA PARKWAY SE

SUITE 300

(Street)

ATLANTA GEORGIA 30339-3182

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Katapult Holdings, Inc. [ KPLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/11/2026		A		268,920	A	(1)	268,920	D
Common Stock	08/11/2026		A		511,006(2)	D	$0	779,926	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Received in exchange for the contribution and assignment of 114 Class B Units of Aaron's MIP Holdings, LLC to the Issuer in exchange for shares the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.

2. Reflects an award of restricted stock units pursuant ("RSUs") as part of the Mergers that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.

	/s/ Ryan Wigdor, as attorney-in-fact for Cory. J. Miller	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)