Welcome to our dedicated page for Katapult Holdings SEC filings (Ticker: KPLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Katapult Holdings, Inc. (NASDAQ: KPLT) SEC filings page provides access to the company’s official regulatory disclosures, including Forms 10-K, 10-Q, and 8-K. Katapult is an e-commerce-focused financial technology company that operates a lease-to-own platform for non-prime consumers, and its filings offer detailed insight into how this business is structured, financed, and governed.
Investors can review Current Reports on Form 8-K that describe material events such as the November 3, 2025 preferred stock investment by a subsidiary of Hawthorn Horizon Credit Fund, LLC, amendments and waivers to Katapult’s Amended and Restated Loan and Security Agreement, and changes to its board of directors. Other 8-K filings cover quarterly earnings releases, where the company furnishes financial results and key operating metrics.
This page is also the place to track documents related to Katapult’s announced all-stock business combination with The Aaron’s Company, Inc. and CCF Holdings LLC. In connection with that transaction, Katapult has filed an 8-K summarizing the Agreement and Plan of Merger and has indicated that it will file a registration statement on Form S-4 containing a joint proxy statement/prospectus for stockholder approval of the stock issuance and related matters.
Users interested in capital structure and insider-related information can use Katapult’s filings to understand the terms of its Series A and Series B Convertible Preferred Stock, dividend provisions, conversion mechanics subject to Nasdaq rules, and ranking relative to common stock. Filings also discuss lender conversion rights under the company’s loan agreement and the impact of covenant waivers on potential equity issuance.
Stock Titan’s platform surfaces these SEC documents as they are posted to EDGAR and can pair them with AI-generated summaries that explain complex sections in plain language. That includes highlighting key points from annual reports (Form 10-K), quarterly reports (Form 10-Q), and transaction-related filings, helping readers quickly identify items such as risk factor updates, liquidity discussions, and merger conditions without reading each document in full.
Katapult Holdings (KPLT) reported that Blue Owl Capital Holdings LP filed a Schedule 13D disclosing beneficial ownership of 2,603,447 shares of common stock, representing 36.32% of the class.
The position comprises 5,421 shares of common stock, 662,264 shares issuable upon exercise of warrants, and 1,935,762 Conversion Shares tied to a $32,654,469.23 term loan signed on June 12, 2025. New warrants cover 486,264 shares at $0.01 per share (exercisable Sept 29, 2025, expiring June 12, 2032), and transferred warrants cover 160,000 shares at $0.25 (expiring Mar 6, 2030).
Conversion rights allow exchanging outstanding loan amounts for stock at the greater of $2.00 per share or a 20‑day VWAP-based price (with a potential discount if that average is below $15). Limited waivers dated Sept 15, 2025 and Sept 29, 2025 deem an existing default continuing for conversion-rights purposes, enabling up to 1,935,762 Conversion Shares as of this statement. Shares outstanding were 4,569,546 as of Aug 8, 2025.
Katapult Holdings, Inc. disclosed that on September 29, 2025 it entered into a Second Limited Waiver to its Amended and Restated Loan and Security Agreement after the credit parties failed to meet the required Minimum Trailing Three-Month Originations as of August 31, 2025. The waiver temporarily continues the waiver of this Existing Default until October 13, 2025.
Despite the waiver, the Existing Default is deemed to be continuing for purposes of the lenders’ Conversion Rights. As a result, the Class B lenders may, at any time on or after September 29, 2025, convert up to 100% of the amount outstanding under the Term Loan into Katapult common stock at the agreed Conversion Rate. The conversion calculation is based on the 20-day volume-weighted average price of the common stock, with the 20-day VWAP through September 26, 2025 reported at approximately $19.52, and is subject in certain cases to a specified discount.
Katapult Holdings, Inc. reported that on September 15, 2025 it entered into a Limited Waiver to its Amended and Restated Loan and Security Agreement with Midtown Madison Management LLC and other lenders. The waiver responds to the credit parties’ failure to maintain the required Minimum Trailing Three-Month Origination under the loan agreement, which created an existing default. The Limited Waiver temporarily waives this default until September 29, 2025, giving the company a short period of relief while it remains subject to its lending arrangements.