Katapult Holdings, Inc. filings document the disclosure record for an e-commerce-focused lease-to-own fintech company with Nasdaq-listed common stock and redeemable warrants. Its reports cover operating results, capital-structure matters, security terms, and material events tied to the company’s consumer lease-purchase platform and merchant integrations.
Recent 8-K filings include material definitive agreements and limited waivers under the company’s Amended and Restated Loan and Security Agreement, along with shareholder voting results. Proxy materials disclose board and governance matters, executive compensation, equity awards, and annual-meeting proposals, while periodic event reports address financing arrangements, liquidity-related disclosures, and operating performance.
Katapult Holdings, Inc. has an updated ownership report from HHCF Series 21 Sub, LLC and related reporting persons. They now report beneficial ownership of 32,262 shares of common stock, representing 0.65% of Katapult’s outstanding common stock, based on 4,972,405 shares outstanding as of June 30, 2026.
The filing states that on August 11, 2026, Hawthorn Horizon Credit Fund, LLC transferred 612,985 shares of Katapult common stock in a private transaction. Each of HHCF Series 21 Sub Holdco, LLC, Hawthorn Horizon Credit Fund, LLC, and Lane Risser disclaims beneficial ownership of the reported shares, except to the extent of any pecuniary interest.
Katapult Holdings, Inc. reported that affiliated holder HHCF Series 21 Sub, LLC, a 10% owner, executed a sale of 612,985 shares of Common Stock on 2026-08-11, leaving 32,262 shares of Common Stock reported as held afterward. The transaction is coded as a sale and is reported at a per-share price of $0.0000, as stated in the filing data. HHCF Series 21 Sub, LLC is a wholly owned subsidiary of HHCF Series 21 Sub Holdco, LLC, which is in turn wholly owned by Hawthorn Horizon Credit Fund LLC; Lane Risser is the sole manager of Hawthorn. Holdco, Hawthorn and Mr. Risser each disclaim Section 16 beneficial ownership of the reported securities except to the extent of any pecuniary interest. The Rule 10b5-1 trading plan checkbox was not marked for this transaction.
Katapult Holdings, Inc. director Eugene R. Schutt Jr reported an acquisition of 594,320 shares of common stock via a grant or award. Following this award, his directly held common stock position increased to 596,320 shares. The award reflects a right to receive Katapult common shares in exchange for 18,447,791 phantom restricted units of CCF Holdings, LLC, deliverable twelve months after termination of the CCF Holdings, LLC 2021 management incentive plan in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into Katapult. On the mergers’ effective date, Katapult’s common stock closed at $8.00 per share.
Katapult Holdings, Inc. reported equity-related transactions by Chief Executive Officer Cory J. Miller in connection with recent mergers. Miller received 268,920 shares of common stock in exchange for contributing and assigning 114 Class B Units of Aaron's MIP Holdings, LLC, tied to the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with Katapult subsidiaries; on the mergers’ effective date, Katapult’s common stock closed at $8.00 per share. In a separate transaction, Miller was credited with an award of 511,006 restricted stock units (RSUs) related to the mergers, which vest over two years, with 25% vesting on February 11, 2027 and the remainder in three substantially equal semi-annual installments each February 11 and August 11, subject to continued employment.
Katapult Holdings, Inc. president William C. Baker reported two equity-related transactions involving common stock. An entity associated with him, Penn River Ventures, LLC, received 1,268,047 shares indirectly in exchange for contributing 41.4 units of CCFI MIP Holdings LLC as part of mergers involving Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC; on the mergers’ effective date, the closing share price was $8.00. He also reported a disposition of 393,082 directly held shares at $0.00 per share in connection with an award of restricted stock units that will vest over two years, with 25% vesting on February 11, 2027 and the balance in three substantially equal semi-annual installments each February 11 and August 11, subject to continued employment.
Katapult Holdings, Inc. reported equity transactions involving its Chief Financial Officer, Russell Falkenstein, dated August 11, 2026. Falkenstein received 224,100 shares of common stock in exchange for contributing and assigning 95 Class B Units of Aaron's MIP Holdings, LLC in connection with mergers into Katapult, for which the issuer’s common stock closed at $8.00 per share on the mergers’ effective date. He also reported 393,082 restricted stock units (RSUs) granted as part of the mergers, which will vest over two years: 25% on February 11, 2027 and the balance in three substantially equal semi-annual installments each February 11 and August 11, subject to continued employment.
Katapult Holdings, Inc. reported Form 4 transactions by Chief Legal Officer Rachel G. George tied to recent mergers. She acquired 179,280 shares of common stock, received in exchange for 76 Class B Units of Aaron's MIP Holdings, LLC in connection with mergers involving Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC; on the mergers' effective date, the common stock closed at $8.00 per share. A separate line item shows a disposition of 314,465 shares, with a footnote stating this reflects an award of restricted stock units (RSUs) that will vest over two years, with 25% vesting on February 11, 2027 and the remainder in three substantially equal semi-annual installments each February 11 and August 11, subject to continued employment.
Heller Michael MH reported acquisition or exercise transactions in this Form 4 filing.
Katapult Holdings, Inc. director Michael MH Heller reported a Form 4 showing a grant or award of 596,320 shares of common stock, held directly, bringing his reported direct holdings to 596,320 shares. A footnote explains this reflects a right to receive shares in exchange for 18,447,791 phantom restricted units of CCF Holdings, LLC related to prior mergers, with the issuer’s stock closing at $8.00 per share on the mergers’ effective date.
Katapult Holdings, Inc. director DeVault Lynn reported an acquisition of 203,202 shares of Common Stock. According to the footnote, these shares were received in exchange for 6,286,289 Class D Preferred Units of CCF Holdings, LLC in connection with mergers into Katapult. Following this exchange, Lynn directly holds 203,202 common shares. The footnote notes that on the effective date of the mergers, Katapult’s common stock closing price was $8.00 per share.
Katapult Holdings, Inc. director and Executive Chairman Kyle Hanson reported several equity acquisitions involving common stock. An entity associated with him, Hanson Enterprises International Trust, received 3,505,145 shares in exchange for contributing 114.4 units of CCFI MIP Holdings LLC as part of mergers involving Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC; on the effective date of these mergers, the issuer’s stock closed at $8.00 per share. A related entity, Hanson Enterprises International, LLC, acquired 900,308 shares through a pro rata distribution from KMJ Group Holdings, LLC, which is explicitly described as not being a market sale. Separately, Hanson received a direct award of 628,931 restricted stock units that vest over two years, with 25% vesting on February 11, 2027 and the remainder vesting in three substantially equal semi-annual installments on each February 11 and August 11 thereafter, subject to continued employment.