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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 3, 2026
LASE
Corp.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
001-41515 |
|
84-3628771 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
250
Technology Park
Lake
Mary, FL |
|
32746 |
| (Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (407) 804-1000
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common
stock, par value $0.01 |
|
LASE |
|
The
Nasdaq Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On
November 3, 2026, the Board of Directors (the “Board”) of LASE Corp. (the “Company”) appointed Sanjay Adhav and
Timothy A. Peterman, the Company’s Chief Financial Officer, as directors to fill two existing vacancies of the Board, effective
immediately. Each director will hold office in accordance with the Company’s Certificate of Incorporation and Bylaws.
There
are no arrangements or understandings between either Mr. Adhav or Mr. Peterman and any other person pursuant to which either
were appointed as a director of the Company. Neither Mr. Peterman nor Mr. Adhav is a party to any transaction with any
related person required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Item
7.01 Regulation FD Disclosure.
On
November 9, 2026, the Company issued a press release announcing the appointments of Mr. Adhav and Mr. Peterman. A copy of the press release
is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated in this Item 7.01 by reference.
The
information in this Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that section, and shall
not be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange
Act, except as expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
| Exhibit
Number |
|
Description |
| 99.1 |
|
Press release, dated November 9, 2026 |
| 104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
LASE
Corp. |
| |
|
|
| Dated:
November 9, 2026 |
By: |
/s/
Dmitri Nikitin |
| |
Name: |
Dmitri
Nikitin |
| |
Title: |
Executive
Chairman |
Exhibit
99.1

LASE
Strengthens Board of Directors with Appointments of Tim Peterman and Sanjay Adhav
New
directors bring public-company board experience and quantum mechanics expertise
ORLANDO,
Fla., November 9, 2026 — LASE Corp. (NASDAQ: LASE), an emerging laser technology company developing quantum mechanics
applications for the defense, pharmaceutical, semiconductor and industrial markets (the “Company”), today announced
the appointment of Tim Peterman, the Company’s Chief Financial Officer, and Sanjay Adhav, President of Quantum Technology,
Inc., to its Board of Directors (the “Board”), effective November 3, 2026. The appointments fill two existing vacancies
on the Board.
Executive
Chairman Commentary – Dmitri Nikitin
Tim
Peterman
“Tim
brings strong public-company board experience in Nasdaq governance, SEC compliance, capital markets, mergers and acquisitions,
and shareholder accountability. His appointment adds critical expertise to our Board, which historically has had limited experience
in these areas.”
Mr.
Peterman brings more than three decades of leadership
and board experience across publicly traded technology, media and telecommunications companies, with extensive expertise in
capital markets, corporate governance, SEC compliance and mergers and acquisitions. He served as Chief Executive Officer of iMedia
Brands, Inc., a Nasdaq-listed media company, from 2019 to 2023, and served as Director from 2020 to 2023, after serving as its
Chief Financial Officer from 2015 to 2018. He previously held senior finance positions at The E.W. Scripps Company, IAC/InterActiveCorp
and The Tribune Company. He began his career at KPMG in Chicago. He holds a Bachelor of Science in accounting from the University
of Kentucky and is a certified public accountant with an inactive license.
Sanjay
Adhav
“Sanjay’s brings the
kind of experience and relationships we need to continue to develop our directed energy platform, Quantum Bullet™. His expertise
with non-linear crystals energy storage solutions, advanced quantum components, including Pockels cells, Q-switches, pulse
isolators, high-voltage drivers and amplifiers, are invaluable to the success of our business, our culture and our platforms.
“
Mr. Adhav has more than four decades of experience
in design and manufacture of Patented quantum Components, based on non-linear crystals and Pockels effects. Since 2013,
Mr. Adhav has served as President of Quantum Technology, Inc., which develops and manufactures electro-optical devices
used in advanced directed-energy systems. Mr. Adhav holds a Bachelor of Science degree in Electrical Engineering from the University
of Toronto and has co-authored technical research published in Applied Optics and Applied Physics Letters, covering coherent
optical modulation and high-power laser Q-switching technologies. Mr. Adhav has also contributed to the development of Bulk-to-Shape
technology, including work on the preparation of patent applications relating to the technology.
About
LASE Corp.
LASE Corp. (NASDAQ: LASE) is an emerging
laser technology company developing quantum mechanics applications for defense, pharmaceutical, semiconductor and industrial
markets. Through internal development, strategic acquisitions and partnerships, LASE intends to expand its advanced manufacturing
capabilities, scale the enterprise profitably and build shareholder value. For more information on LASE Corp. and its brands, please
visit www.lase.com.
Cautionary
Note Concerning Forward-Looking Statements
This
press release contains “forward-looking statements” (within the meaning of Section 27A of the Securities Act of 1933, as
amended, and Section 21E of the Securities Exchange Act of 1934, as amended), including statements regarding the anticipated contributions
of the Company’s newly appointed directors, the Company’s efforts to strengthen its governance, financial reporting and internal
controls, the development, planned introduction and commercialization of the Company’s Quantum Bullet™ anti-drone platform
and Laser Shield Anti-Drone Series, the advancement of the Company’s directed-energy technology platform and engineering capabilities,
the Company’s ability to execute on its strategic priorities, and the Company’s plans, prospects, potential results and other
statements that are not historical facts. These forward-looking statements are often identified by the use of words such as “anticipate,”
“believe,” “estimate,” “expect,” “intend,” “may,” “plan,” “project,”
“will,” “would” and similar expressions, although not all forward-looking statements contain these words. These
statements are based on current expectations and assumptions as of the date of this press release and involve a number of risks and uncertainties,
which may cause actual results to differ materially from those indicated or implied by these forward-looking statements. These risks
include, without limitation, those described in the “Risk Factors” sections of filings and reports the Company makes with
the Securities and Exchange Commission from time to time, including, without limitation, the Company’s most recent Annual Report
on Form 10-K and subsequent Quarterly Reports on Form 10-Q, as such factors may be updated from time to time in the Company’s other
filings with the SEC, which are accessible on the SEC’s website at www.sec.gov. Readers are urged to carefully review those risk
factors, as well as other cautionary statements that are made from time to time in the Company’s other SEC filings. Any reader
of this press release is cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of
this press release. The Company undertakes no obligation to revise or update any forward-looking statements to reflect events or circumstances
after the date of this press release except as required by applicable laws or regulations.
Investor
Relations Contact
Lucas
A. Zimmerman & Ian Scargill
MZ
Group – MZ North America
(262)
357-2918
LASE@mzgroup.us
Company
Investor Relations
InvestorRelations@laserphotonics.com