Welcome to our dedicated page for loanDepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
PCP Managers GP, LLC and affiliated reporting persons disclosed sale transactions in loanDepot, Inc. (LDI) Class A common stock on September 15 and 16, 2025. The Form 4 shows 717,287 shares sold on 09/15/2025 at a weighted average price of $4.5296 and 604,979 shares sold on 09/16/2025 at a weighted average price of $4.4896, for a total of 1,322,266 shares disposed. After the 09/15 sale the filing reports 3,598,856 shares beneficially owned and, after the 09/16 sale, 2,993,877 shares beneficially owned. The reporting persons are identified as directors and 10% owners or affiliates; footnotes state sales were made by PCap Partners III, LLC, PCP Partners IV, L.P., and PCP Managers, L.P., and include customary disclaimers of beneficial ownership.
loanDepot, Inc. (LDI) Form 144 notice reports a proposed sale of 115,099 Class A shares with an aggregate market value of $496,949.86, to be sold on or about 09/17/2025 on the NYSE. The filing identifies prior acquisitions of the shares as restricted stock vesting on 03/31/2023 (58,769 shares) and 07/10/2024 (56,330 shares), each received as compensation. The filer also disclosed multiple Class A sales over the past three months, including large disposals on 09/11/2025 (259,600 shares, $1,032,845.00) and several other dates between 08/14/2025 and 09/16/2025, showing active recent disposition of shares by the reporting person. The notice includes the standard certification that the seller is not aware of undisclosed material adverse information.
Amendment No. 20 to a Schedule 13D reports Anthony Li Hsieh's beneficial ownership of loanDepot, Inc. Class A common stock. The filing states the Reporting Person beneficially owns 113,438,762 shares, representing 48.50% of Class A stock based on 112,351,102 shares outstanding as of August 6, 2025. The statement notes the Reporting Person holds 73,819 unvested RSUs and 1,500,000 unvested PSUs and that certain Class C shares assumed converted may be delivered to third parties. The filing discloses share sales by the JLSSAA Trust: 1,300,000 shares on 9/12/2025 at a weighted average price of $4.1028 and 1,350,000 shares on 9/15/2025 at a weighted average price of $4.6128, with reported price ranges for the transactions.
Form 144 notice for loanDepot, Inc. (LDI) reports a proposed sale of 260,632 Class A shares through Merrill Lynch on the NYSE with an approximate aggregate market value of $1,178,056.64. The shares to be sold were acquired in a private placement from the issuer on 12/30/2009 and the planned sale date is 09/16/2025.
The filing also discloses related sales during the prior three months: PCAP Partners III, LLC sold 661,264 common shares for $2,995,259.43 and PCP Partners IV, L.P. sold 56,023 common shares for $253,761.61 on 09/15/2025. The filer certifies they are unaware of any undisclosed material adverse information about the issuer.
Form 144 notice for loanDepot, Inc. (LDI) records a proposed sale of 22,081 Class A shares through Merrill Lynch on the NYSE, with an aggregate market value of $99,806.12 and an approximate sale date of 09/16/2025. The filing states those 22,081 shares were acquired in a private placement from the issuer on 12/31/2015 for cash. The filing also discloses two prior sales within the past three months: PCAP Partners III, LLC sold 661,264 common shares on 09/15/2025 for $2,995,259.43, and PCP Partners IV, L.P. sold 56,023 common shares on 09/15/2025 for $253,761.61. The filer certifies no undisclosed material adverse information and includes the standard signature and legal attestation language.
Form 144 filing for loanDepot, Inc. (LDI) reporting a proposed sale of 322,266 Class A shares through Merrill Lynch on the NYSE with an aggregate market value of $1,456,642.32 and approximate sale date of 09/16/2025. The shares were acquired in a private placement on 12/31/2015 and paid for in cash. The filing shows total shares outstanding of 112,351,102, meaning the proposed sale represents a small fraction of outstanding shares. The notice also discloses related sales on 09/15/2025 by affiliates: PCAP Partners III sold 661,264 shares for $2,995,259.43 and PCP Partners IV sold 56,023 shares for $253,761.61. The signer certifies no undisclosed material adverse information and references trading-plan representation where applicable.
Gregory Smallwood, chief legal officer of loanDepot, Inc. (LDI), reported insider transactions dated 09/15/2025. The filing shows receipt of 62,500 restricted stock units (RSUs) that convert to one share each at settlement, adding to his holding so that he beneficially owned 226,808 shares after the transaction. The filing also reports a disposition of 15,219 shares at $4.52 per share, leaving 211,589 shares directly owned. The RSUs granted on 09/15/2025 vest in part immediately and the remaining RSUs are scheduled to vest on 09/15/2026. The Form 4 was signed by an attorney-in-fact on 09/16/2025.
Dominick Edilio Marchetti, Chief Digital Officer of loanDepot, Inc. (LDI), received equity awards on 09/15/2025. The filing shows 2,000,000 performance share units that convert one-for-one into Class A common stock if specified LDI stock price targets are met, and 146,370 restricted stock units (RSUs) that vest ratably on 09/15/2026, 09/15/2027 and 09/15/2028. Both awards are reported as acquired (A) with an effective grant price of $0, and the reporting person beneficially owns 2,146,370 underlying Class A shares following these transactions. The RSUs may be settled in shares or, at the Compensation Committee’s option, cash. The performance units only vest upon achieving specified per-share price thresholds.
Insider transactions at loanDepot, Inc. (LDI): The reporting person, Jeffrey Michael DerGurahian, listed as an officer and Managing Member of CDG Financial LLC, exercised options and sold shares on 09/15/2025. He exercised a stock option with a $1.57 exercise price to acquire 1,000,000 Class A shares, which increased his direct beneficial ownership to 1,918,239 shares. On the same date he reported a disposition of 593,544 Class A shares at $4.76, leaving 1,324,695 shares held directly. Separately, CDG Financial LLC holds 5,842,969 Class A shares indirectly; the reporting person disclaims beneficial ownership except to his pecuniary interest.
Anthony Li Hsieh, Executive Chair, CEO & President of loanDepot, Inc. (LDI), reported the sale of 1,350,000 shares of Class A common stock on 09/15/2025. The sales were effected under a Rule 10b5-1 trading plan adopted on November 20, 2024, and the reported weighted-average price was $4.6128, with individual trades ranging from $4.315 to $4.785. After the reported transactions, the filing shows beneficial ownership of 143,677 shares held indirectly through The JLSSAA Trust, for which Mr. Hsieh is trustee and has voting and investment power. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Hsieh.