Welcome to our dedicated page for loanDepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
loanDepot, Inc. (LDI) furnished an update on recent communications around its quarterly results. The company announced it issued a press release covering financial results for the quarter ended September 30, 2025, furnished as Exhibit 99.1. It also made available a Q3 2025 investor presentation (Exhibit 99.2) to accompany its results discussion.
The investor presentation includes references to non-GAAP measures with reconciliations provided within the deck. A conference call and webcast to discuss results were scheduled for 5:00 p.m. Eastern time on November 6, 2025. The materials furnished under Items 2.02 and 7.01 are not deemed “filed” and are not incorporated by reference except as specifically identified.
loanDepot (LDI) Form 4: Executive Chair, CEO, President and Director Anthony Hsieh reported an exchange tied to the company’s IPO structure. On 10/20/2025, he disposed of 2,000,000 shares of Class C Common Stock at $0 indirectly via Trilogy Mortgage Holdings, Inc., and acquired 2,000,000 shares of Class A Common Stock at $0 indirectly via the JLSSAA Trust. The filing states the exchange will be effective as of November 1, 2025. The related Class C shares corresponding to the exchanged units were cancelled for no consideration.
BlackRock, Inc. filed a Schedule 13G disclosing beneficial ownership of 6,228,200 shares of loanDepot Inc. (Class A), representing 5.5% of the class. As of 09/30/2025, BlackRock reported sole voting power over 6,074,823 shares and sole dispositive power over 6,228,200 shares, with no shared voting or dispositive power.
BlackRock certified the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
loanDepot (LDI): Anthony Li Hsieh filed Amendment No. 21 to Schedule 13D, updating his beneficial ownership of Class A Common Stock to 112,138,762 shares, representing 47.94% of the class. The filing reflects 112,351,102 shares outstanding as of August 6, 2025 and the issuance of 1,300,000 Class A shares upon his conversion of an equal number of Class C shares on September 19, 2025.
He reports shared voting and dispositive power over 111,995,085 shares and sole power over 143,677 shares. The filing also notes 73,819 unvested RSUs and 1,500,000 unvested PSUs.
Through the JLSSAA Trust, Hsieh sold 1,300,000 Class A shares on October 14, 2025 at a weighted average price of $2.8704, executed under a Rule 10b5-1 plan dated November 20, 2024. The corresponding Class C shares tied to the exchanged Common Units were canceled on September 19, 2025.
loanDepot, Inc. (LDI) Executive Chair, CEO & President Anthony Hsieh reported the sale of 1,300,000 shares of Class A common stock on 10/14/2025 at a weighted average price of $2.87, executed under a Rule 10b5-1 trading plan adopted on November 20, 2024.
The filing notes individual trade prices ranged from $2.71 to $3.015. Following these transactions, 0 shares were held indirectly via the JLSSAA Trust, and 143,677 shares were held directly.
Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander jointly reported beneficial ownership of 5,862,296 shares of loanDepot, Inc. Class A common stock, representing 5.2% of the class as of 09/30/2025. The filing is submitted on a Schedule 13G, indicating passive or non-control intent; the signatories certify the shares were not acquired to change or influence control. The filing discloses shared voting power and shared dispositive power of 5,862,296 shares and states the securities are held by entities subject to voting control and investment discretion by Millennium entities and Mr. Englander. A joint filing agreement is attached as Exhibit I.
Form 144 filed for loanDepot, Inc. (LDI) reports a proposed sale of 220,000 common shares through Goldman Sachs & Co. LLC with an approximate aggregate market value of $677,600 and an approximate sale date of 10/01/2025. The shares were acquired on 05/02/2022 in a corporate reorganization that converted units to common stock and no cash payment or other consideration is indicated.
The filing notes there are 111,009,806 shares outstanding, meaning the proposed sale represents a small fraction of total shares. The filing also lists multiple prior disposals by the WALSH LIVING TRUST between 07/18/2025 and 09/30/2025, including several transactions of 70,000 shares each and associated gross proceeds shown for each trade.
loanDepot, Inc. (LDI) Form 144: The filing notifies a proposed sale of 70,000 common shares through Goldman Sachs & Co. LLC with an aggregate market value of $214,900, targeted for 09/30/2025. The shares were acquired on 05/02/2022 through a corporate reorganization converting units to common stock. The issuer reports 111,009,806 shares outstanding. The filing also discloses prior sales by the WALSH LIVING TRUST in the past three months totaling 592,659 shares for approximately $1,704,694.42 in gross proceeds.
loanDepot, Inc. (LDI) reporting persons from Parthenon Capital filed a Form 4 disclosing reorganization exchanges tied to the issuer's IPO. On 09/22/2025 reporting persons elected to exchange 3,388,886 LD Holdings Common Units/Class C shares for an equal number of Class A Common Stock shares, effective October 1, 2025. The Class C shares corresponding to the exchanged units were cancelled for no consideration. Following the reported transactions, the reporting entities beneficially own 6,382,763 shares of Class A Common Stock. Reporting persons include PCP Managers GP, LLC, PCP Managers, L.P., Brian P. Golson and Andrew C. Dodson; Golson and Dodson serve as directors.
Anthony Li Hsieh, Executive Chair and CEO of loanDepot, Inc. (LDI), reported related-party exchanges converting Class C Common Stock/Common Units into Class A Common Stock. The report shows an election to exchange 1,300,000 Common Units (and corresponding Class C shares) for 1,300,000 newly issued Class A shares, with the exchange effective on 10/01/2025. Following the transactions, the reporting person and affiliated entities hold 30,545,633 Class C shares indirectly through Trilogy Mortgage Holdings and combined indirect holdings of 74,830,898 Class A shares and common units across affiliated entities and trusts. The transactions were non-cash exchanges executed under LD Holdings’ unit exchange provisions.