Lument Finance Trust CFO purchases 3,200 shares of common stock

Lument Finance Trust, Inc. reported open-market stock purchases by its Chief Financial Officer.

Accepted by SEC EDGAR 11/28/2025 - 04:10 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Lument Finance Trust, Inc. reported open-market stock purchases by its Chief Financial Officer. On November 26, 2025, the CFO bought 2,000 shares of common stock at $1.5962 per share. On November 28, 2025, the CFO bought an additional 1,200 shares at $1.62 per share.

After these transactions, the CFO beneficially owned 51,950 shares of Lument Finance Trust common stock in direct ownership. The filing does not report any derivative securities activity.

Insider Trade Summary

Net Buyer: 3,200 shares

Net Buy 2 txns

Insider BRIGGS JAMES A

Role Chief Financial Officer

Bought 3,200 shs ($5K)

Type	Security	Shares	Price	Value
Purchase	common stock	1,200	$1.62	$2K
Purchase	common stock	2,000	$1.5962	$3K

Holdings After Transaction: common stock — 51,950 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Lument Finance Trust (LFT) disclose?

Lument Finance Trust disclosed that its Chief Financial Officer purchased common stock in open-market transactions reported on a Form 4.

How many Lument Finance Trust (LFT) shares did the CFO buy?

The CFO bought a total of 3,200 shares of common stock: 2,000 shares on November 26, 2025 and 1,200 shares on November 28, 2025.

At what prices did the Lument Finance Trust (LFT) CFO purchase shares?

The CFO purchased 2,000 shares at $1.5962 per share on November 26, 2025 and 1,200 shares at $1.62 per share on November 28, 2025.

How many Lument Finance Trust (LFT) shares does the CFO own after the transactions?

Following the reported purchases, the CFO beneficially owned 51,950 shares of Lument Finance Trust common stock in direct ownership.

Were any derivative securities reported for Lument Finance Trust (LFT) in this Form 4?

No derivative securities were reported; the filing only lists transactions in common stock and shows no derivative positions in Table II.

What is the role of the reporting person at Lument Finance Trust (LFT)?

The reporting person is an officer of Lument Finance Trust, serving as its Chief Financial Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BRIGGS JAMES A

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NY 10169

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/26/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	11/26/2025		P		2,000	A	$1.5962	50,750	D
common stock	11/28/2025		P		1,200	A	$1.62	51,950	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michele Halickman, Attorney-in-Fact	11/28/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.