Lion Group Holding (LGHL) major holder logs July net stock sale

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, sold 4,366 shares of Common Stock at $1.55 on July 20, 2026, and bought 36 shares at $1.77 on July 17, 2026, a net sale of 4,330 shares; the trades were not marked as under a Rule 10b5-1 plan.

Insider Trade Summary

Net Seller: 4,330 shares

Net Sell 2 txns

Insider HRT FINANCIAL LP

Role 10% Owner

Bought 36 shs ($63.72)

Sold 4,366 shs ($7K)

Type	Security	Shares	Price	Value
Sale	Common Stock	4,366	$1.55	$7K
Purchase	Common Stock	36	$1.77	$63.72

Holdings After Transaction: Common Stock — 98,684 shares (Direct)

Key Figures

Shares sold: 4,366 shares Sale price: $1.55 per share Shares purchased: 36 shares +3 more

6 metrics

Shares sold 4,366 shares Common Stock sold by HRT Financial LP on July 20, 2026

Sale price $1.55 per share Price for 4,366-share Common Stock sale on July 20, 2026

Shares purchased 36 shares Common Stock purchased by HRT Financial LP on July 17, 2026

Purchase price $1.77 per share Price for 36-share Common Stock purchase on July 17, 2026

Net shares sold 4,330 shares Net of reported July 17 purchase and July 20 sale

Ownership status Ten percent owner Reporting person classification for HRT Financial LP

Key Terms

ten percent owner, Rule 10b5-1 plan, open market or private transaction

3 terms

ten percent owner regulatory

"HRT Financial LP is identified as a ten percent owner of Lion Group Holding"

Rule 10b5-1 plan regulatory

"The trades were not marked as under a Rule 10b5-1 plan"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

open market or private transaction financial

"Described as a sale in an open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/21/2026 - 01:18 PM Accepted by SEC EDGAR 07/21/2026 - 01:17 PM Learn about SEC filing dates

FAQ

What insider transactions did HRT Financial LP report for LGHL?

HRT Financial LP reported a sale of 4,366 LGHL common shares at $1.55 on July 20, 2026, and a purchase of 36 shares at $1.77 on July 17, 2026, resulting in a net sale of 4,330 shares.

How many LGHL shares did HRT Financial LP sell and at what price?

HRT Financial LP sold 4,366 shares of Lion Group Holding Ltd common stock at $1.55 per share on July 20, 2026, described as a sale in an open market or private transaction in the Form 4 data.

Did HRT Financial LP buy any LGHL shares in this Form 4?

Yes. HRT Financial LP purchased 36 LGHL common shares at $1.77 per share on July 17, 2026. This was reported as a purchase in an open market or private transaction, offset by a larger sale three days later.

Was HRT Financial LP’s LGHL trading under a Rule 10b5-1 plan?

The trades were not indicated as under a Rule 10b5-1 plan. The Rule 10b5-1 affirmation checkbox was explicitly unchecked, and no footnotes describe the transactions as pursuant to a pre-arranged trading plan.

What is HRT Financial LP’s status in relation to LGHL?

HRT Financial LP is identified as a ten percent owner of Lion Group Holding Ltd. This status requires reporting of its LGHL trades, such as the July 2026 purchase and sale of common stock, on Form 4.

Were any derivative securities reported in this LGHL Form 4?

No derivative positions were listed. The derivativeSummary is empty, and all reported transactions involve LGHL common stock only, with no options, warrants, or other derivative securities shown in this report.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/17/2026		P		36	A	$1.77	103,050	D
Common Stock	07/20/2026		S		4,366	D	$1.55	98,684	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	07/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)