Welcome to our dedicated page for Aeye SEC filings (Ticker: LIDR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AEye, Inc. (NASDAQ: LIDR) SEC filings page on Stock Titan provides direct access to the company’s official regulatory disclosures, including current reports, registration-related documents, and other materials filed with the U.S. Securities and Exchange Commission. These filings offer investors insight into how AEye describes its software-defined lidar business, product portfolio, partnerships, capital-raising activities, and stock market listing status.
AEye regularly files Form 8-K current reports to announce material events such as quarterly financial results, shareholder letters, at-the-market equity program updates, and listing compliance developments. For example, the company has used Form 8-K to furnish earnings press releases, disclose a shareholder letter from its chief executive officer, and report that it regained compliance with Nasdaq’s minimum bid price requirement under Listing Rule 5550(a)(2). Other 8-K filings describe amendments to prospectus supplements related to an at-the-market issuance program and associated legal opinions.
Through its periodic reports and related exhibits, AEye provides details on its financial condition, including cash, marketable securities, liabilities, and stockholders’ equity, as well as non-GAAP measures such as non-GAAP net loss and adjusted EBITDA that it presents alongside GAAP results. These documents also confirm that AEye’s common stock trades under the ticker LIDR and that its warrants trade under LIDRW on The Nasdaq Stock Market LLC, and they identify the company as an emerging growth company.
On Stock Titan, each new AEye filing is captured from EDGAR and paired with AI-powered summaries that explain the key points in plain language. Users can quickly see what each 8-K, 10-Q, or 10-K reports about topics such as operating results, capital structure, equity programs, and listing matters, and can review insider-related disclosures when available. This makes it easier to understand how AEye’s regulatory reporting reflects the progress of its lidar products, partnerships, and financing activities.
AEye (LIDR) insider filing: An officer serving as Secretary & General Counsel reported a Form 4 transaction on 10/15/2025. The event was a net settlement tied to a restricted stock unit vesting, with 416 shares withheld at $3.15 to cover tax obligations. The filing states no shares were sold.
Following this transaction, the officer beneficially owned 81,755 shares, held directly. This type of tax-withholding entry (Transaction Code F) is common with equity awards and does not reflect an open‑market purchase or sale.
Reporting persons General Motors Ventures LLC, General Motors Holdings LLC and General Motors Company state they do not beneficially own any Class A common stock of AEye, Inc. The filing reports 0 shares owned by each reporting person, representing 0.0% of the class based on a 40,293,121 share count cited from the issuer's prospectus. The report also indicates the reporting entities have no sole or shared voting or dispositive power over AEye Class A common shares. The submission confirms the holders are filing to comply with Schedule 13G reporting requirements and contains certification statements attesting to the accuracy of the disclosure.
AEye, Inc. (LIDR) Form 4 filed for Andrew S. Hughes. The filing reports a 09/15/2025 net settlement of restricted stock units upon vesting with 416 shares withheld to satisfy tax withholding at an implied per-share withholding value of $2.70. Following the withholding, Mr. Hughes beneficially owns 82,171 shares as a direct owner and is identified as an officer (Secretary & General Counsel) and director. The filer attests no shares were sold in the transaction; the entry is a tax-related share-for-share withholding tied to equity compensation.
AEye, Inc. director Luis Dussan reported a sale of 184 shares of AEye common stock on 09/09/2025 at a price of $3 per share. After the reported transaction, the filing shows the reporting person (through indirect holdings) beneficially owns 199,748 shares.
The Form 4 discloses that Mr. Dussan holds indirect ownership through three trusts: the Luis Dussan Trust A U/A/D 5/18/2022 (shares beneficially owned by the reporting person as trustee), the Jennifer Dussan Trust A U/A/D 5/18/2022 (shares beneficially owned by the spouse, with the reporting person as trustee), and the Luis Carlos Dussan Family Trust dated January 20, 2021 (for which the reporting person disclaims beneficial ownership except to the extent of pecuniary interest).
AEye, Inc. (LIDR) Form 144 notice reports a proposed sale of 40,000 common shares, with an aggregate market value of $116,800, planned to be sold on 09/09/2025 through Merrill (address listed). The shares were acquired on 08/01/2013 as a stock bonus to Luis Dussan. The filing also discloses recent related sales in the past three months: 3,000 shares on 07/24/2025 (Luis Dussan Trust A), 3,000 shares on 07/24/2025 (Jennifer Dussan Trust A), 1,700 shares on 07/24/2025 (Dussan Family Trust), and 38,900 shares on 08/22/2025 (Luis Dussan Trust A), with gross proceeds shown for each sale.
Tierney Conor B, a director and the Treasurer & CFO of AEye, Inc. (ticker LIDR), reported a transaction dated 08/15/2025 related to the net settlement of a restricted stock unit award. The filing shows 2,788 shares were withheld to satisfy tax obligations at a reported per-share price of $2.54, and 171,472 shares remain beneficially owned following the transaction. The Form 4 was filed late; the filer states the delay resulted from an inadvertent administrative clerical error and the filing corrects that error. The form clarifies that no shares were sold in the settlement.
AEye, Inc. (LIDR) director Luis Dussan reported open-market sales reducing his holdings. On 08/22/2025 he sold 38,900 shares of common stock in multiple trades at a weighted average price of $2.6581 per share. After the reported sale he beneficially owns 199,932 shares indirectly through the Luis Dussan Trust A U/A/D 5/18/2022, plus other trust holdings including a 30,000-share interest in the Jennifer Dussan Trust and 12,402 shares in the Luis Carlos Dussan Family Trust. The Form 4 was signed by power of attorney on 08/25/2025 and includes customary disclaimers about indirect ownership.
Form 144 notice from an insider of AEye, Inc. (LIDR) reports a proposed sale of 50,000 common shares through Merrill on 08/22/2025 on NASDAQ with an aggregate market value of $136,000.00. The shares were acquired as a stock bonus on 08/01/2013 from Luis Dussan. The filing also discloses recent sales during the prior three months: three sellers associated with the Dussan family sold 3,000, 3,000 and 1,700 shares on 07/24/2025 for gross proceeds shown. The filer certifies no undisclosed material adverse information.
Andrew S. Hughes, who serves as Secretary & General Counsel and a director of AEye, Inc. (ticker LIDR), reported a transaction dated 08/15/2025. The filing shows a net settlement related to the vesting of restricted stock units: 1,475 shares were withheld to satisfy tax obligations at an effective price of $2.54 per share, and no shares were sold. After the withholding, the reporting person beneficially owns 82,587 shares. The Form 4 was signed by a power of attorney on 08/18/2025. The filing discloses only this vesting/net settlement activity and the reporting person’s officer/director relationship to the issuer.
AEye, Inc. (LIDR) reporting person Matthew Fisch, who serves as CEO and a director, had a net settlement of vested restricted stock units on 08/15/2025. The transaction reflects the withholding of 3,795 shares to satisfy tax obligations; the filing clarifies no shares were sold. After the withholding, Mr. Fisch beneficially owns 321,551 shares of common stock, held directly. The Form 4 was submitted under a single reporting person filing.