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Ethos Technologies (LIFE) awards 7,592 RSUs to director Roelof Botha

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BOTHA ROELOF reported acquisition or exercise transactions in this Form 4 filing.

Ethos Technologies Inc. director Roelof Botha received a grant of 7,592 restricted stock units (RSUs) of Class A Common Stock on August 8, 2026. The RSUs vest in four equal 25% installments on November 8, 2026, February 8, 2027, May 8, 2027 and August 8, 2027, with full vesting on the earlier of the first anniversary of grant or the 2027 annual stockholder meeting, subject to continuous service. Following this award, Botha holds 268,117 Class A shares, including shares issuable upon RSU settlement.

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Insider BOTHA ROELOF
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1, F2 7,592 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 268,117 shares (Direct)
Footnotes (2)
  1. F1. Represents a restricted stock unit ("RSU") award. The RSUs will vest as to 25% on each of November 8, 2026, February 8, 2027, May 8, 2027 and August 8, 2027, provided, that the unvested portion of the RSU grant shall be fully vested on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.
  2. F2. Includes shares issuable on settlement of RSUs.
RSUs granted 7,592 shares Restricted stock unit award on August 8, 2026
Post-transaction holdings 268,117 shares Class A Common Stock after RSU grant, including RSU settlements
Grant price per share $0.00 per share Reported transaction price for RSU award
First vesting date November 8, 2026 25% of RSUs vest on this date
Final scheduled vesting date August 8, 2027 Last 25% of RSUs vest on this date absent earlier full vesting
restricted stock unit ("RSU") financial
"Represents a restricted stock unit ("RSU") award."
settlement of RSUs financial
"Includes shares issuable on settlement of RSUs."
continuous service financial
"subject to the Reporting Person's continuous service through each such vesting date."

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FAQ

What did Roelof Botha report in this Form 4 for Ethos Technologies Inc. (LIFE)?

Roelof Botha reported a grant of 7,592 restricted stock units (RSUs) of Class A Common Stock. The award was acquired at a stated price of $0.00 per share as director equity compensation.

How do the 7,592 RSUs granted to Roelof Botha at LIFE vest?

The 7,592 RSUs vest 25% on each of November 8, 2026, February 8, 2027, May 8, 2027 and August 8, 2027. Unvested RSUs fully vest earlier if the first grant anniversary or the 2027 annual stockholder meeting occurs, subject to continuous service.

What are Roelof Botha’s total LIFE share holdings after this RSU grant?

After the RSU award, Roelof Botha beneficially owns 268,117 shares of Class A Common Stock. This total includes shares issuable on settlement of RSUs as disclosed in the Form 4 footnote.

Is Roelof Botha’s RSU grant at Ethos Technologies (LIFE) a market purchase?

No. The filing describes the transaction as a grant, award, or other acquisition of 7,592 RSUs at $0.00 per share. It reflects equity compensation as a director, not an open-market share purchase.

What conditions apply to vesting of Roelof Botha’s LIFE RSU grant?

Vesting of the 7,592 RSUs requires the reporting person’s continuous service through each vesting date. Unvested RSUs fully vest on the earlier of the first anniversary of grant or the issuer’s 2027 annual stockholder meeting.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BOTHA ROELOF

(Last)(First)(Middle)
C/O ETHOS TECHNOLOGIES INC.
1606 HEADWAY CIRCLE #9013

(Street)
AUSTIN TEXAS 78754

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ethos Technologies Inc. [ LIFE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/08/2026A(1)7,592A$0268,117(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. The RSUs will vest as to 25% on each of November 8, 2026, February 8, 2027, May 8, 2027 and August 8, 2027, provided, that the unvested portion of the RSU grant shall be fully vested on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.
2. Includes shares issuable on settlement of RSUs.
/s/ Charlie York, Attorney-in-Fact08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)