LIND affiliate files to sell 56,000 shares

LIND affiliate submitted a Form 144 seeking to sell 56,000 shares of common stock through J.P.

Rhea-AI Filing Summary

LIND affiliate submitted a Form 144 seeking to sell 56,000 shares of common stock through J.P. Morgan Securities LLC on 03/09/2026 with trading on NASDAQ.

The filing lists earlier open‑market purchases dated 09/02/2020 (54,500 shares) and 09/03/2020 (15,166 shares) as acquisition dates.

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Equity Capital Markets Analyst

Notice of proposed resale by an affiliate via a broker‑dealer.

The filing is a Form 144 notice showing a proposed sale of 56,000 common shares through J.P. Morgan Securities LLC with an execution date listed as 03/09/2026. This form indicates intent to sell by an affiliate and is procedural rather than a completed trade.

Dependencies include whether the broker executes the transaction and whether Rule 144 resale conditions are satisfied. The excerpt also records acquisition dates of 09/02/2020 (54,500 shares) and 09/03/2020 (15,166 shares), which are shown as the source of the holdings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does LIND's Form 144 disclose?

It discloses a proposed sale of 56,000 shares of common stock through J.P. Morgan Securities LLC with a filing date of 03/09/2026. The form lists prior open‑market acquisitions on 09/02/2020 and 09/03/2020.

Who is the broker handling the proposed LIND sale?

The broker‑dealer named is J.P. Morgan Securities LLC. The filing shows the sale method routed through that broker on 03/09/2026, as recorded in the provided excerpt.

How many shares does the filing propose to sell for LIND?

The Form 144 lists a proposed sale of 56,000 shares of common stock. That figure appears alongside broker and exchange details in the excerpt provided.

Are acquisition dates included in the LIND filing?

Yes. The excerpt records prior open‑market purchases dated 09/02/2020 for 54,500 shares and 09/03/2020 for 15,166 shares, which are shown as the source of the holdings.

Does the Form 144 indicate where LIND trades?

The filing lists the trading market as NASDAQ. That exchange designation appears alongside the broker and share quantities in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/09/2026 - 06:18 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001601765
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Lindblad Expeditions Holdings, Inc.
SEC File Number	001-35898
Address of Issuer	11 West 42nd Street, Suite 22 B3 New York NEW YORK 10036
Phone	212-261-9000
Name of Person for Whose Account the Securities are To Be Sold	Thomas S. Smith, Jr.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	56000	999040	65251988	03/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/02/2020	Open Market Purchase	See Nature of Acquisition			54500	09/02/2020	Cash
Common Stock	09/03/2020	Open Market Purchase	See Nature of Acquisition			15166	09/03/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares covered by this filing were sold by the Thomas S. Smith, Jr. Roth IRA
Date of Notice	03/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Thomas S. Smith, Jr.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)