STOCK TITAN

Tax withholding trims Lindblad (NASDAQ: LIND) officer stake to 27,706 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LINDBLAD EXPEDITIONS HOLDINGS, INC. reported an insider equity transaction by its Chief Maritime Officer, Keith A. Taylor. On April 28, 2026, Taylor transferred 2,014 shares of Common Stock at $17.86 per share in a tax-withholding disposition, meaning shares were delivered to cover tax obligations rather than sold in the open market.

Following this transaction, Taylor directly owns 27,706 shares of Common Stock, indicating he retains the vast majority of his holdings after the routine tax-related share disposition.

Positive

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Negative

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Insider TAYLOR KEITH A
Role Chief Maritime Officer
Type Security Shares Price Value
Tax Withholding Common Stock 2,014 $17.86 $36K
Holdings After Transaction: Common Stock — 27,706 shares (Direct, null)
Footnotes (1)
Shares used for tax withholding 2,014 shares Tax-withholding disposition on April 28, 2026
Price per share $17.86 per share Value assigned to shares delivered for taxes
Shares owned after transaction 27,706 shares Direct Common Stock holdings following tax-withholding disposition
Transaction code F Payment of exercise price or tax liability by delivering securities
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for 2,014 shares"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
"security_title: "Common Stock" reported for the insider transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4) for Keith A. Taylor"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Payment of exercise price or tax liability by delivering securities financial
"transaction_code_description explains code F as this payment method"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TAYLOR KEITH A

(Last)(First)(Middle)
C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.
11 W 42ND STREET, SUITE 22B3

(Street)
NEW YORK NEW YORK 10036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Maritime Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/28/2026F2,014D$17.8627,706D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ John J. Wolfel, Attorney-in-Fact for Keith A. Taylor04/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Keith A. Taylor report at LINDBLAD EXPEDITIONS (LIND)?

Keith A. Taylor reported a tax-related share disposition involving 2,014 shares of Lindblad Common Stock. The shares were delivered to satisfy tax obligations, rather than sold on the open market, and were recorded on a Form 4 insider filing.

How many LINDBLAD EXPEDITIONS (LIND) shares were used for tax withholding?

The filing shows 2,014 shares of Lindblad Common Stock were transferred in a tax-withholding disposition. These shares were delivered at $17.86 per share to cover tax liabilities tied to an equity event, rather than representing a discretionary open-market sale.

How many LINDBLAD EXPEDITIONS (LIND) shares does Keith A. Taylor hold after the transaction?

After the reported tax-withholding disposition, Keith A. Taylor directly owns 27,706 shares of Lindblad Common Stock. This indicates he retains a substantial equity position in the company even after using a portion of his shares to satisfy tax obligations.

Was the LINDBLAD EXPEDITIONS (LIND) insider transaction an open-market sale?

No, the transaction is classified as a tax-withholding disposition, coded “F” on Form 4. Shares were delivered to pay tax obligations at $17.86 per share, rather than sold through open-market trading, making this a routine, compensation-related event.

What does transaction code "F" mean in the LINDBLAD EXPEDITIONS (LIND) Form 4?

Code “F” on the Lindblad Form 4 denotes payment of an exercise price or tax liability by delivering securities. In this case, 2,014 shares of Common Stock were transferred to cover tax obligations, not as a voluntary purchase or sale in the market.