Holder plans sale of 45,026 LITE shares

A holder of LITE common stock has filed a notice of proposed sale of 45,026 shares under Rule 144.

Rhea-AI Filing Summary

A holder of LITE common stock has filed a notice of proposed sale of 45,026 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ, with an approximate sale date of 02/12/2026 and an aggregate market value of 26,624,903.16.

The class is common stock, and there were 71,400,000 shares outstanding at the time indicated. The seller acquired these 45,026 shares on 08/15/2024 from the issuer as performance and restricted stock, with payment described as not applicable, consistent with equity awards rather than a cash purchase.

FAQ

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What does LITE's Form 144 filing disclose about planned share sales?

The filing discloses a planned sale of 45,026 LITE common shares. These shares, with an aggregate market value of 26,624,903.16, are expected to be sold on NASDAQ through Morgan Stanley Smith Barney LLC, providing advance notice of a potential secondary market transaction.

How many LITE shares are outstanding in the Form 144 disclosure?

The Form 144 notes 71,400,000 LITE common shares outstanding. This figure serves as a baseline context for the planned sale of 45,026 shares, showing the proposed transaction represents a very small portion of the company’s total equity base.

When were the LITE shares in this Form 144 acquired and how?

The 45,026 LITE shares were acquired on 08/15/2024. They were received from the issuer as performance and restricted stock, indicating a compensation-related equity grant rather than an open-market cash purchase, with the nature of payment described as not applicable.

Which broker will handle the LITE Form 144 share sale?

The proposed sale will be handled by Morgan Stanley Smith Barney LLC. Specifically, the Executive Financial Services group at 1 New York Plaza is listed as the broker, and the transaction is expected to occur on the NASDAQ exchange under standard brokerage arrangements.

What is the approximate date of the LITE share sale in the Form 144?

The approximate date of sale disclosed is 02/12/2026. This date reflects when the holder expects to begin selling the 45,026 LITE common shares on NASDAQ, subject to market conditions and Rule 144 requirements for resales of restricted or controlled securities.

What is the aggregate market value of LITE shares in this Form 144?

The aggregate market value of the planned sale is 26,624,903.16. This value is tied to the 45,026 LITE common shares to be sold, giving investors a sense of the total dollar size of the proposed secondary transaction in the open market.

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Accepted by SEC EDGAR 02/12/2026 - 04:04 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001648256
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	VINCENT D RETORT
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	45026	26624903.16	71400000	02/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/15/2024	Performance and Restricted Stock	ISSUER			45026	08/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of Restricted Stock and Performance Shares during the period of 08/15/2024 through 11/15/2025.
Date of Notice	02/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/13/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Vincent Dominic Retort
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)