LITE (NASDAQ: LITE) selling holder files Form 144 for 1,933-share sale and employee shares

Rhea-AI Filing Summary

LITE submitted a Form 144 notice reporting proposed dispositions of common stock by a selling holder. The filing lists 1,365 restricted shares and 57 shares under an Employee Stock Purchase Plan, both dated 05/15/2026, and shows a reported sale by Jae Kim of 1,933 shares on 05/11/2026 with an indicated amount of $1,838,263.67.

The filing is a routine disclosure of planned sales under resale exemptions and employee plans; it does not by itself change the company’s reported operations or capital structure.

Key Figures

Restricted shares to be sold: 1,365 shares ESPP shares to be sold: 57 shares Reported sale by holder: 1,933 shares +2 more

5 metrics

Restricted shares to be sold 1,365 shares dated 05/15/2026 (listed as Restricted Stock, issuer)

ESPP shares to be sold 57 shares dated 05/15/2026 (Employee Stock Purchase Plan, issuer, cash)

Reported sale by holder 1,933 shares Jae Kim sale dated 05/11/2026 (listed under Securities Sold During The Past 3 Months)

Indicated amount $1,838,263.67 Associated with Jae Kim entry in the excerpt

Filing header date 05/18/2026 Date shown in header row with NASDAQ reference

Key Terms

Form 144, Restricted Stock, Employee Stock Purchase Plan

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 05/15/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Employee Stock Purchase Plan financial

"Common | 05/15/2026 | Employee Stock Purchase Plan | ISSUER"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1422	1356516.90	77800000	05/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2026	Restricted Stock	ISSUER			1365	05/15/2026	Not Applicable
Common	05/15/2026	Employee Stock Purchase Plan	ISSUER			57	05/15/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JAE KIM 1001 Ridder Park Drive San Jose CA 95131	Common	05/11/2026	1933	1838263.67

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LITE's Form 144 report?

The Form 144 reports proposed dispositions of common stock, including 1,365 restricted shares and 57 ESPP shares dated 05/15/2026. It also shows a reported sale by Jae Kim of 1,933 shares on 05/11/2026.

Who is listed as having sold shares in the LITE filing?

The filing lists Jae Kim as reporting a sale of 1,933 shares on 05/11/2026 with an indicated amount of $1,838,263.67. The entry appears under "Securities Sold During The Past 3 Months."

Are employee shares included in the LITE Form 144?

Yes. The filing lists 1,365 restricted shares and 57 shares from an Employee Stock Purchase Plan, both dated 05/15/2026, as securities to be sold by the selling holder.

Does the Form 144 change LITE's outstanding share count or capital structure?

No. This Form 144 is a notice of proposed sales by holders; it does not itself alter outstanding shares or company capital. It documents planned dispositions under resale exemptions and employee plan mechanisms.

What dates are relevant in the LITE Form 144 excerpt?

Key dates shown are 05/11/2026 for Jae Kim's reported sale and 05/15/2026 for the restricted shares and ESPP entries. The filing also references 05/18/2026 in the header.