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LivaNova (LIVN) director reports RSU vesting, tax withholding and new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LivaNova PLC director Barry James Christopher reported equity compensation activity involving restricted stock units (RSUs) and ordinary shares. On June 15, 2026, 4,042 RSUs vested and were exercised into ordinary shares. Of these, 486 shares were withheld to cover tax liabilities, leaving him with 7,918 ordinary shares held directly after the tax-withholding disposition and 8,404 ordinary shares following all transactions. He also received a new grant of 2,383 RSUs under the company’s 2025 Director Incentive Award Plan, which are scheduled to vest on June 15, 2027, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Barry James Christopher
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 4,042 $0.00 --
Grant/Award Restricted Stock Units 2,383 $0.00 --
Exercise Ordinary Shares 4,042 $0.00 --
Tax Withholding Ordinary Shares 486 $79.70 $39K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Ordinary Shares — 8,404 shares (Direct, null)
Footnotes (1)
  1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement. Shares withheld to satisfy tax liability. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.
RSUs exercised 4,042 shares RSUs vested and settled into ordinary shares on June 15, 2026
Shares withheld for tax 486 shares at $79.70 Withheld to satisfy tax liability on June 15, 2026
Ordinary shares after transactions 8,404 shares Direct holdings following all reported transactions
New RSU grant 2,383 RSUs Granted under 2025 Director Incentive Award Plan, vesting June 15, 2027
RSU-to-share ratio 1 RSU : 1 share Each RSU represents a right to one ordinary share
Restricted Stock Units financial
"Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2025 Director Incentive Award Plan financial
"in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan)"
tax liability financial
"Shares withheld to satisfy tax liability."
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barry James Christopher
(Last)(First)(Middle)
20 EASTBOURNE TERRACE
(Street)
LONDONW2 6LG
(City)(State)(Zip)
UNITED KINGDOM
(Country)		2. Issuer Name and Ticker or Trading Symbol
LivaNova PLC [ LIVN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares06/15/2026M4,042A$0(1)(2)8,404D
Ordinary Shares06/15/2026F486(3)D$79.77,918D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)06/15/2026M4,042 (4) (4)Ordinary Shares4,042$00D
Restricted Stock Units(2)06/15/2026A2,383 (5) (5)Ordinary Shares2,383$02,383D
Explanation of Responses:
1. Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), 1.00 GBP par value.
2. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Company's 2025 Director Incentive Award Plan (the 2025 Plan) and the 2025 Plan award agreement.
3. Shares withheld to satisfy tax liability.
4. RSUs granted under the 2025 Plan on June 15, 2025 that vested on June 15, 2026.
5. The RSUs, granted under the 2025 Plan, vest on June 15, 2027, subject to continued service during the vesting period and the terms of the 2025 Plan award agreement.
Remarks:
/s/ Sarah K. Mohr, Attorney-in-Fact06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did LivaNova (LIVN) director Barry James Christopher report on this Form 4?

He reported routine equity compensation activity, including vested RSUs converting into ordinary shares, shares withheld to cover taxes, and a new RSU grant under LivaNova’s 2025 Director Incentive Award Plan, rather than any open-market share purchase or sale.

How many LivaNova (LIVN) restricted stock units vested and were exercised?

A total of 4,042 restricted stock units vested and were exercised into ordinary shares. These RSUs had been granted previously and settled into LivaNova ordinary shares as part of the director’s ongoing equity compensation program.

How many LivaNova (LIVN) shares were withheld for taxes in this filing?

The company withheld 486 ordinary shares to satisfy the director’s tax liability related to the RSU vesting. This tax-withholding disposition is not an open-market sale but a standard mechanism to cover income tax obligations on equity awards.

What new RSU award did Barry James Christopher receive from LivaNova (LIVN)?

He received a grant of 2,383 restricted stock units under LivaNova’s 2025 Director Incentive Award Plan. Each RSU represents a contingent right to one ordinary share, scheduled to vest on June 15, 2027, subject to continued service and plan terms.

How many LivaNova (LIVN) ordinary shares does the director hold after these transactions?

Following the reported transactions, he holds 8,404 LivaNova ordinary shares directly. This figure reflects the net result after RSUs converted into shares and 486 shares were withheld by the company to cover associated tax obligations.

Are the LivaNova (LIVN) Form 4 transactions open-market buys or sells?

No. The transactions involve RSU vesting, derivative exercises, and shares withheld for taxes, plus a new RSU grant. The filing does not show any open-market purchases or sales, only equity compensation and related tax-withholding activity.