STOCK TITAN

Limoneira (LMNR) CFO sells 1,000 shares under Rule 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Limoneira CO executive Gregory C. Hamm, VP, CFO and Treasurer, sold 1,000 shares of common stock in an open-market transaction at a weighted average price of $13.41 per share. After the sale, he directly holds 79,668 shares and indirectly holds 11,144 shares through a family trust.

The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 30, 2025, meaning the trade was scheduled in advance rather than timed discretionarily. The reported price reflects multiple trades executed between $13.40 and $13.42 per share.

Positive

  • None.

Negative

  • None.
Insider Hamm Gregory C.
Role VP, CFO and Treasurer
Sold 1,000 shs ($13K)
Type Security Shares Price Value
Sale Common Stock 1,000 $13.41 $13K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 79,668 shares (Direct); Common Stock — 11,144 shares (Indirect, By Survivor Trust)
Footnotes (1)
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.40 to $13.42, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.
Shares sold 1,000 shares Open-market sale on 2026-04-02
Weighted average sale price $13.41 per share Common stock sale on 2026-04-02
Direct holdings after transaction 79,668 shares Common stock directly owned by CFO after sale
Indirect holdings after transaction 11,144 shares Held by The Hamm Family Trust U/A dated 10/27/2004
Net buy/sell shares 1,000 shares net sold Transaction summary for this Form 4
Price range of sales $13.40–$13.42 per share Individual trade prices within reported transaction
Rule 10b5-1 trading plan financial
"sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Survivor Trust financial
"nature_of_ownership": "By Survivor Trust""
indirect ownership financial
"ownership_type": "indirect""
Family Trust financial
"The shares are held by The Hamm Family Trust U/A dated 10/27/2004"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hamm Gregory C.

(Last)(First)(Middle)
1141 CUMMINGS ROAD

(Street)
SANTA PAULA CALIFORNIA 93060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Limoneira CO [ LMNR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, CFO and Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/02/2026S(1)1,000D$13.41(2)79,668D
Common Stock11,144IBy Survivor Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 30, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.40 to $13.42, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
3. The shares are held by The Hamm Family Trust U/A dated 10/27/2004, of which the Reporting Person is trustee.
/s/ Greg C. Hamm, by Amy Fukutomi as attorney-in-fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Limoneira (LMNR) CFO Gregory Hamm report in this Form 4 filing?

He reported selling 1,000 shares of Limoneira common stock in the open market. The weighted average sale price was $13.41 per share, and he continues to hold 79,668 shares directly plus 11,144 shares indirectly through a family trust.

At what price did the Limoneira (LMNR) CFO sell his 1,000 shares?

The sale used a weighted average price of $13.41 per share. According to the filing, individual trades occurred in a narrow range between $13.40 and $13.42, and detailed breakdowns are available to regulators and shareholders upon request.

How many Limoneira (LMNR) shares does the CFO hold after this transaction?

After the sale, Gregory Hamm directly owns 79,668 Limoneira shares. He also has indirect ownership of 11,144 shares held by The Hamm Family Trust U/A dated 10/27/2004, where he serves as trustee, according to the disclosure.

Was the Limoneira (LMNR) CFO’s stock sale made under a Rule 10b5-1 plan?

Yes. The filing states the sales were executed under a Rule 10b5-1 trading plan. That plan was adopted on December 30, 2025, indicating the sale was pre-scheduled rather than a spontaneous trade based on near-term market developments.

What does the weighted average price disclosure mean for Limoneira (LMNR) shares?

It means the reported $13.41 price represents an average across multiple trades. Actual individual sale prices ranged from $13.40 to $13.42 per share, and the company notes that a full breakdown by price level can be provided upon proper request.

How much net selling did this Limoneira (LMNR) Form 4 reflect overall?

The transaction summary shows a net sale of 1,000 shares. There were no reported purchases, gifts, option exercises, or tax-withholding events, making this a straightforward open-market disposition by the company’s Chief Financial Officer.