James S Mahan Rev Trust reports blocks of 10,000 shares

LOB affiliate submitted a notice under Form 144 reporting proposed or recent sales of common stock.

Rhea-AI Filing Summary

LOB affiliate submitted a notice under Form 144 reporting proposed or recent sales of common stock. The excerpt lists multiple sales of 10,000 shares each on 03/04/2026, 03/05/2026, 03/11/2026, 03/12/2026, 05/13/2026, 05/14/2026, 05/20/2026, 05/21/2026, and 05/27/2026, and an initial listed sale dated 12/18/2008.

The filer name shown is the James S Mahan Rev Trust, which appears as the selling holder for the recent transactions; each reported trade shows a dollar amount associated with the 10,000‑share blocks in the excerpt.

Insights

Securities Compliance Specialist

Notice shows multiple small blocks of affiliate sales reported via Form 144.

The filing lists repeated sales of 10,000 shares on specific dates in March and May 2026, attributed to the James S Mahan Rev Trust. Form 144 is a notice of proposed sale for affiliates and brokers; the excerpt itemizes transaction dates and cash proceeds.

Cash‑flow treatment and remaining holdings are not shown in the excerpt. Subsequent filings or broker reports would confirm settlement and exact transfer method.

Key Figures

Reported block size: 10,000 shares Sale dates listed: 03/04/2026; 03/05/2026; 03/11/2026; 03/12/2026; 05/13/2026; 05/14/2026; 05/20/2026; 05/21/2026; 05/27/2026 Example proceeds shown: $366,896.83 +1 more

4 metrics

Reported block size 10,000 shares per transaction listed on multiple dates in <date>2026</date>

Sale dates listed 03/04/2026; 03/05/2026; 03/11/2026; 03/12/2026; 05/13/2026; 05/14/2026; 05/20/2026; 05/21/2026; 05/27/2026 dates of reported 10,000‑share transactions

Example proceeds shown $366,896.83 proceeds listed for the 10,000‑share sale on <date>03/04/2026</date>

Example proceeds shown $376,513.10 proceeds listed for the 10,000‑share sale on <date>05/27/2026</date>

Key Terms

Form 144, Pre‑IPO Shares, Selling holder

3 terms

Form 144 regulatory

"lists proposed sales by affiliates and brokers"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Pre‑IPO Shares market

"entry labeled with date <date>12/18/2008</date>"

Selling holder financial

"James S Mahan Rev Trust listed next to each sale"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the LOB Form 144 filing report?

The filing reports proposed or recent sales of common stock by an affiliate, listing multiple trades of 10,000 shares on several dates in 2026. It provides trade dates and dollar amounts for each block recorded in the excerpt.

Who is listed as the selling holder in the excerpt for LOB?

The excerpt lists the James S Mahan Rev Trust as the selling holder for multiple transactions. The trust address and repeated 10,000‑share entries appear next to each dated sale in the excerpt.

How many shares per transaction are shown in the Form 144 excerpt?

Each transaction shown in the excerpt is for 10,000 shares. The excerpt lists several such 10,000‑share sales on dates including 03/04/2026 and 05/27/2026.

Does the excerpt state who receives proceeds from the sales?

The excerpt shows dollar figures next to each 10,000‑share sale but does not state explicitly who receives proceeds. The filing lists the selling trust as the holder associated with each reported sale.

Is the 12/18/2008 entry significant in the Form 144 excerpt?

The excerpt includes a 12/18/2008 line labeled Pre‑IPO Shares and a 10,000‑share amount; it appears as an older issuance date referenced alongside the security description in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 04:15 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001036743
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Live Oak Bancshares, Inc.
SEC File Number	001-37497
Address of Issuer	1741 TIBURON DRIVE WILMINGTON NORTH CAROLINA 28403
Phone	910-790-5867
Name of Person for Whose Account the Securities are To Be Sold	MAHAN JAMES S III
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	372481.18	46262391	05/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/18/2008	Pre-IPO Shares	Issuer			10000	12/18/2008	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	03/04/2026	10000	366896.83
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	03/05/2026	10000	354338.80
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	03/11/2026	10000	328280.17
James S Mahan Rev Trust 1741 Tiburon Drive Wilmington NC 28403	Common	03/12/2026	10000	325040.97
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	05/13/2026	10000	359616.93
James S Mahan Rev Trust 1741 Tiburon Drive Wilmington NC 28403	Common	05/14/2026	10000	362263.26
James S Mahan Rev Trust 1741 Tiburon Drive Wilmington NC 28403	Common	05/20/2026	10000	368369.08
James S Mahan Rev Trust 1741 Tiburon Drive Wilmington NC 28403	Common	05/21/2026	10000	370915.70
James S Mahan Rev Trust 1741 Tiburon Drive Wilmington NC 28403	Common	05/27/2026	10000	376513.10

144: Remarks and Signature

Remarks	Today's sale and those that are recorded in the past 3 months occurred in the James S Mahan Rev Trust of which James S. Mahan III is a trustee and account stakeholder.
Date of Notice	05/28/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/27/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for James S. Mahan III
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)