LOB: Form 144 notice to sell 10,000 shares

James S Mahan Rev Trust submitted a Form 144 notice to sell 10,000 shares of Common Stock for sale through Fidelity Brokerage on 05/20/2026 on the NYSE.

Rhea-AI Filing Summary

James S Mahan Rev Trust submitted a Form 144 notice to sell 10,000 shares of Common Stock for sale through Fidelity Brokerage on 05/20/2026 on the NYSE. The filing also lists multiple prior single-trade dispositions by the Trust of 10,000 shares on dates in Feb–May 2026 with per-trade proceeds shown.

Insights

Securities Compliance Analyst

Routine Rule 144 sale notice for a trust, showing multiple prior 10,000-share dispositions.

The filing is a Rule 144 notice indicating the Trust intends to sell 10,000 shares on 05/20/2026 via Fidelity Brokerage on the NYSE. It documents prior single-trade sales of 10,000 shares on specific dates in Feb–May 2026 with trade proceeds listed.

These entries are typical compliance disclosures. Cash‑flow treatment and whether sales exhausted any volume limitations are not stated; subsequent regulatory filings or broker confirmations would show final execution details.

Key Figures

Registered for sale: 10,000 shares Trade example proceeds: $393,218.38 Trade example proceeds: $366,896.83 +2 more

5 metrics

Registered for sale 10,000 shares scheduled sale on 05/20/2026 on NYSE

Trade example proceeds <money>$393,218.38</money> proceeds reported for 10,000-share sale on <date>02/25/2026</date>

Trade example proceeds <money>$366,896.83</money> proceeds reported for 10,000-share sale on <date>03/04/2026</date>

Trade example proceeds <money>$325,040.97</money> proceeds reported for 10,000-share sale on <date>03/12/2026</date>

Brokerage listed Fidelity Brokerage Services LLC broker for the scheduled sale on <date>05/20/2026</date>

Key Terms

Form 144, Rule 144, Pre-IPO Shares, Securities To Be Sold

4 terms

Form 144 regulatory

"submitted a Form 144 notice to sell 10,000 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"notice to sell 10,000 shares under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Pre-IPO Shares financial

"Pre-IPO Shares listed with a 12/18/2008 date"

Securities To Be Sold regulatory

"Securities To Be Sold Common 10000 05/20/2026 NYSE"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does LOB's Form 144 filed by James S Mahan Rev Trust mean?

It notifies the SEC and market of an intended sale of 10,000 shares on 05/20/2026. The form lists the broker (Fidelity Brokerage) and prior separate 10,000-share dispositions in Feb–May 2026 with per-trade proceeds shown.

How many shares does the Form 144 for LOB register for sale?

The filing registers 10,000 shares of Common Stock for sale on 05/20/2026. The notice names Fidelity Brokerage as the broker and records prior 10,000-share trades by the Trust during Feb–May 2026.

Who is listed as the seller on the LOB Form 144?

The seller is James S Mahan Rev Trust, with an address in Wilmington, NC. The Trust appears as the reporting holder for multiple separate 10,000-share sales listed in the filing.

Do prior sales appear in the Form 144 for LOB and what are their sizes?

Yes—the filing lists multiple prior dispositions, each of 10,000 shares. Dates include 02/25/2026, 02/26/2026, 03/04/2026, 03/05/2026, 03/11/2026, 03/12/2026, 05/13/2026, and 05/14/2026, with individual proceeds shown.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/20/2026 - 09:56 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001036743
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Live Oak Bancshares, Inc.
SEC File Number	001-37497
Address of Issuer	1741 TIBURON DRIVE WILMINGTON NORTH CAROLINA 28403
Phone	910-790-5867
Name of Person for Whose Account the Securities are To Be Sold	MAHAN JAMES S III
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	10000	363000.00	46262391	05/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/18/2008	Pre-IPO Shares	Issuer			10000	12/18/2008	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	02/25/2026	10000	393218.38
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	02/26/2026	10000	393617.23
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	03/04/2026	10000	366896.83
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	03/05/2026	10000	354338.80
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	03/11/2026	10000	328280.17
James S Mahan Rev Trust 1741 Tiburon Drive Wilmington NC 28403	Common	03/12/2026	10000	325040.97
James S Mahan Rev Trust 171 Tiburon Drive Wilmington NC 28403	Common	05/13/2026	10000	359616.93
James S Mahan Rev Trust 1741 Tiburon Drive Wilmington NC 28403	Common	05/14/2026	10000	362263.26

144: Remarks and Signature

Remarks	Today's sale and those that are recorded in the past 3 months occurred in the James S Mahan Rev Trust of which James S. Mahan III is a trustee and account stakeholder.
Date of Notice	05/20/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/27/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for James Mahan III
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)