LPL Financial (NASDAQ: LPLA) officer discloses beneficial ownership

Rhea-AI Filing Summary

LPL Financial Holdings Inc. reported the initial insider shareholdings of officer Matthew Morningstar, who serves as Group Managing Director. As of an event on December 8, 2025, he beneficially owned 578 shares of the company’s common stock held directly. The report is a routine disclosure of insider ownership and was signed on his behalf by an attorney-in-fact under a power of attorney dated November 22, 2025.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Morningstar Matthew

(Last) (First) (Middle)

C/O LPL FINANCIAL HOLDINGS INC.

4707 EXECUTIVE DRIVE

(Street)

SAN DIEGO CA 92121

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/08/2025

3. Issuer Name and Ticker or Trading Symbol
LPL Financial Holdings Inc. [ LPLA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Group Managing Director

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	578	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

The signatory is signing on behalf of Matthew Morningstar pursuant to a Power of Attorney dated November 22, 2025, which is filed as Exhibit 24.1 to this filing.

	/s/ Robert S. Hatfield III, attorney-in-fact	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider ownership did LPL Financial Holdings Inc. (LPLA) disclose for Matthew Morningstar?

The filing shows that Matthew Morningstar beneficially owned 578 shares of LPL Financial Holdings Inc. common stock, held in direct ownership.

What is Matthew Morningstar’s role at LPL Financial Holdings Inc. (LPLA)?

Matthew Morningstar is listed as an officer of LPL Financial Holdings Inc. with the title Group Managing Director.

What is the date of the event reported in this LPL Financial (LPLA) insider ownership filing?

The date of the event requiring the statement is December 8, 2025.

Does the LPL Financial (LPLA) insider filing report any derivative securities?

The filing includes a table for derivative securities, but no derivative positions are listed in that table.

Who signed the insider ownership report for LPL Financial Holdings Inc. (LPLA)?

The report was signed by /s/ Robert S. Hatfield III as attorney-in-fact, acting on behalf of Matthew Morningstar under a power of attorney dated November 22, 2025.