Welcome to our dedicated page for Liveperson SEC filings (Ticker: LPSN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LivePerson Inc (LPSN) SEC filings page on Stock Titan centralizes the company’s regulatory disclosures from the U.S. Securities and Exchange Commission, with AI-powered tools to help interpret complex documents. LivePerson is a Nasdaq-listed software publisher in the information sector, and its filings provide detailed insight into its conversational AI platform, financial performance, capital structure, and governance.
Key filings for LPSN include annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss revenue from hosted services and professional services, trends in customer activity, non-GAAP measures such as adjusted EBITDA and free cash flow, and extensive risk factor disclosures. These reports explain how LivePerson views its position in conversational AI, outline dependencies on partners and platforms, and describe regulatory considerations around data privacy, security, and AI.
Current reports on Form 8-K are especially important for tracking material events. In 2025, LivePerson filed multiple 8-Ks describing a privately negotiated exchange of its 0% Convertible Senior Notes due 2026 for cash, new 10.0% Second Lien Senior Subordinated Secured Notes due 2029, common equity, and Series B Fixed Rate Convertible Perpetual Preferred Stock. Other 8-Ks detail the completion of a strategic refinancing that materially deleveraged the balance sheet, extended debt maturities to December 2029, and captured a significant debt discount, as well as stockholder-approved amendments to the certificate of incorporation, a 1-for-15 reverse stock split, and the conversion of Series B preferred stock into common shares.
Filings also document governance changes, such as the appointments of Ryan L. Vardeman and Nathan “Tripp” Lane to the Board of Directors, along with their compensation and any related-party considerations. Proxy materials, including the definitive proxy statement on Schedule 14A for the 2025 special meeting, provide additional detail on proposals related to authorized share increases and the reverse stock split, voting arrangements with noteholders, and ownership of securities.
On Stock Titan, these documents are updated in near real time from EDGAR and paired with AI-generated summaries that highlight what changed, why it matters, and where to find specifics on topics like debt terms, equity issuance, reverse stock split mechanics, and board appointments. Users can quickly navigate to Forms 10-K, 10-Q, 8-K, and proxy statements, and review insider-related information disclosed in Forms 3 and 4 where applicable. This makes it easier to understand how LivePerson’s regulatory record reflects its strategy, financial condition, and risk profile without reading every page manually.
LivePerson entered an exchange to replace approximately $341.1 million of its outstanding 0% Convertible Senior Notes due 2026 with a mix of cash, secured debt and equity that will materially change its capital structure. Under the agreement the company will pay $45.0 million in cash, issue $115.0 million aggregate principal of 10.0% Second Lien Senior Subordinated Secured Notes due December 15, 2029 (interest initially payable in-kind), and issue common stock and 90,000 shares of Series B Preferred Stock that, together with common equity issued at closing, will convert into an amount equal to 39.0% of fully diluted common stock as of closing.
The New Secured Notes bear 10.0% annual interest with 100% PIK through March 15, 2027, optional cash/PIK payments thereafter, and contain customary secured junior covenants and make-whole and fundamental change repurchase provisions. Series B Preferred Stock accrues a 15.0% regular dividend (rising to 20.0% after one year), votes on an as-converted basis and converts automatically if a stockholder-approved charter amendment increasing authorized common shares is adopted. The board also adopted bylaws reducing the quorum for special stockholder meetings to 33 1/3%. The company disclosed an internal year-end liquidity range of $92 million to $130 million for each fiscal year ending December 31, 2025–2029, exclusive of certain effects of the Exchange. Closing is expected prior to September 30, 2025, subject to closing conditions.
LivePerson, Inc. (LPSN) – Form 4 filing, 29 Jul 2025: CFO & COO John DeNeen Collins reported the automatic sale of 21,966 common shares on 28 Jul 2025 at $1.026 per share (Code “S”). The sale was executed by the issuer solely to cover the executive’s tax withholding obligation arising from the vesting of restricted stock units (RSUs).
Following the transaction, Collins’ aggregate beneficial stake is 1,269,485 shares, of which 1,179,248 are unvested RSUs. No derivative securities were transacted. Collins remains both CFO and COO and is still classified as a Section 16 insider.
The sale represents ~1.7 % of Collins’ total post-transaction holdings and does not appear to reflect discretionary portfolio rebalancing. Because the disposition was tax-related and the executive retains a significant equity position, the filing is generally viewed as administrative and low impact for long-term investors.
LivePerson, Inc. (LPSN) – Form 4 insider transaction
EVP, Policy & General Counsel Monica L. Greenberg reported an automatic sale (Code “S”) of 7,431 common shares on 28 Jul 2025 at an average price of $1.026 per share. According to Footnote 1, the shares were sold solely to cover taxes due upon vesting of restricted stock units.
After the sale, Greenberg still beneficially owns 699,270 shares, of which 558,749 are unvested RSUs (Footnote 2). Her ownership remains direct; no derivative transactions were reported.
The disposition amounts to roughly 1 % of her total holdings and appears routine rather than a discretionary reduction.
LivePerson Inc. (LPSN) Form 144 filing: An unnamed insider plans to sell 7,431 common shares through Fidelity Brokerage Services on or after 07/28/2025. The proposed sale is valued at approximately $7,620.49.
The shares equal about 0.008 % of the 93,849,817 shares outstanding and were obtained from restricted-stock vesting on 07/25/2025 as compensation. The filer reports no other sales in the past three months.
LivePerson Inc. (LPSN) – Form 3 Insider Filing
The company filed an Initial Statement of Beneficial Ownership on 07/07/2025 for newly appointed Chief Tech Product Officer Christopher Allen Mina. The filing establishes Mina’s baseline insider position under Section 16 reporting rules:
- Total beneficial ownership: 501,832 common shares held directly.
- Unvested equity: 500,000 of these shares are restricted stock units (RSUs) granted 01/15/2025; they vest 50% on 01/15/2026 and 50% on 01/15/2027.
- No derivative securities, purchases, or sales were reported.
- Event date triggering the filing: 06/25/2025, coinciding with Mina’s assumption of officer duties.
The disclosure does not signal any immediate transaction or capital change but aligns the new executive’s incentives with shareholder value ahead of future operational initiatives.
LivePerson Inc. (LPSN) – Form 4 insider transaction
Chief Executive Officer and Director Anthony John Sabino reported the sale of 68,088 common shares on 16 June 2025 at an indicated price of approximately $0.747 per share. The transaction was coded “S” and explicitly identified as an automatic disposition to satisfy payroll tax obligations triggered by the vesting of restricted stock units (RSUs).
After the sale, Sabino’s direct beneficial ownership stands at 2,852,296 shares, including 2,161,292 unvested RSUs. The shares sold represent roughly 2.4 % of his reported holdings, suggesting that the move is administrative rather than a strategic reduction. Consequently, the filing appears routine and is unlikely to materially affect LivePerson’s share supply or signal a shift in insider sentiment.