LWLG Form 144: Insider Sale of 6,000 Shares ($25,500)

Lightwave Logic, Inc. (LWLG) filed a Form 144 reporting a proposed sale of 6,000 common shares through UBS Financial Services on 10/02/2025 with an aggregate market value of $25,500.

Rhea-AI Filing Summary

Lightwave Logic, Inc. (LWLG) filed a Form 144 reporting a proposed sale of 6,000 common shares through UBS Financial Services on 10/02/2025 with an aggregate market value of $25,500. The filing shows the shares were acquired the same day via RSU vesting from Lightwave Logic and 20,161 shares were noted as the amount acquired on that date; payment method is listed as wire. The filing lists 129,439,986 shares outstanding and indicates no reported sales by the filer in the prior three months. The notice includes the signer’s representation that they have no undisclosed material adverse information about the issuer.

Positive

• Disclosure filed timely under Rule 144 showing compliance
• Sale size is small (6,000 shares versus 129,439,986 outstanding)
• No sales in prior three months reported for the filer

Negative

• Insider proposes to sell shares (6,000 shares, $25,500 aggregate value)

Insights

Securities Compliance Attorney

TL;DR: Routine Rule 144 notice for an insider sale tied to RSU vesting.

The Form 144 documents a proposed sale under Rule 144 of 6,000 shares, acquired by RSU vesting on the same date, and lists the broker and method of payment. This filing is a compliance disclosure required before selling restricted or control securities publicly and includes the standard attestation about undisclosed material information.

Equity Compensation Analyst

TL;DR: Sale is small relative to outstanding shares; proceeds are modest.

The aggregate market value reported is $25,500 for 6,000 shares against 129,439,986 shares outstanding, indicating the proposed sale represents a very small fraction of total shares. The entry showing 20,161 shares acquired via RSU vesting the same day suggests the seller received a larger vesting allocation than the amount proposed for sale.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does LWLG's Form 144 report?

The filing reports a proposed sale of 6,000 common shares through UBS on 10/02/2025 with aggregate value $25,500.

How were the LWLG shares acquired?

The shares were acquired via RSU vesting on 10/02/2025, with 20,161 shares shown as acquired that date.

Who is the broker handling the proposed sale?

The broker listed is UBS Financial Services Inc, Weehawken, NJ.

How many LWLG shares are outstanding per the filing?

The filing lists 129,439,986 shares outstanding.

Did the filer report other sales in the last three months?

No; the filing states "Nothing to Report" for securities sold during the past three months.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/02/2025 - 02:47 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001127286
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Lightwave Logic
SEC File Number	001-40766
Address of Issuer	369 Inverness Pkwy Suite 350 Englewood COLORADO 80112
Phone	7203404949
Name of Person for Whose Account the Securities are To Be Sold	Thomas Connelly
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	6000	25500	129439986	10/02/2025	NSDQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2025	RSU Vesting	Lightwave Logic			20161	10/02/2025	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	10/02/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for Thomas Connelly
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)