[144] Lightwave Logic, Inc. SEC Filing

Rhea-AI Filing Summary

Lightwave Logic, Inc. (LWLG) reported a proposed sale under Rule 144 of 10,000 shares of common stock held at UBS Financial Services with an aggregate market value of $40,000. The shares are scheduled for sale on 10/02/2025 on the NSDQ and were acquired the same day as RSU vesting from Lightwave Logic, with payment by wire. The filer certifies no undisclosed material adverse information and lists no securities sold by the same person in the past three months.

Insights

Financial Analyst

TL;DR: Routine insider sale notice: 10,000 shares from RSU vesting valued at $40,000; appears non-material to company valuation.

The filing documents a single proposed sale under Rule 144 of 10,000 common shares acquired via RSU vesting and held at UBS, with an indicated aggregate market value of $40,000 and an approximate sale date of 10/02/2025 on the NSDQ. The notice states no other sales in the prior three months and includes the statutory representation that no material non-public information is known. Given the small absolute value relative to typical public-company market capitalizations, this item is administrative and unlikely to move investors.

Securities Compliance Specialist

TL;DR: Filing meets Rule 144 disclosure elements: acquisition, broker, quantity, value, and certification are provided.

The Form 144 includes required fields: issuer identity, broker name and address, number of shares (10,000), aggregate market value ($40,000), outstanding shares reported (129,439,986), acquisition date and nature (RSU vesting on 10/02/2025), and payment method (wire). The filer also affirms absence of undisclosed material information and reports no prior sales in the 3-month lookback. From a compliance perspective, the notice appears complete for a routine Rule 144 sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	10000	40000	129439986	10/02/2025	NSDQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/02/2025	RSU Vesting	Lightwave Logic			20161	10/02/2025	Wire

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Lightwave Logic's (LWLG) Form 144 report?

The Form 144 reports a proposed sale of 10,000 common shares with an aggregate market value of $40,000, acquired via RSU vesting and scheduled for 10/02/2025 on the NSDQ.

Who is the broker handling the LWLG sale?

The broker listed is UBS Financial Services Inc, 1000 Harbor Blvd, 3rd Floor, Weehawken, NJ.

How were the LWLG shares acquired and paid for?

The shares were acquired by RSU vesting on 10/02/2025 and the payment method is listed as a wire.

Does the filing report any other LWLG sales in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months by the person for whose account the securities are to be sold.

What certification does the filer make in the Form 144?

The filer represents by signature that they do not know of any material adverse information about the issuer that has not been publicly disclosed.