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LSI Industries (LYTS) CEO James Anthony Clark receives 7,125-share award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LSI Industries Inc. CEO and President James Anthony Clark reported an acquisition of 7,125 common shares as a grant or award. The shares were credited at no cash cost to him and were acquired in the company’s Non-Qualified Deferred Compensation Plan at prices ranging from $18.51 to $26.56 per share. Following these updates, he reported direct ownership entries of 421,313 and 217,366 common shares in separate holdings lines.

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Insider Clark James Anthony
Role CEO and President
Type Security Shares Price Value
Grant/Award Common Shares 7,125 $0.00 --
holding Common Shares -- -- --
Holdings After Transaction: Common Shares — 217,366 shares (Direct)
Footnotes (1)
  1. [object Object]
Awarded shares 7,125 shares Grant, award, or other acquisition of common shares
Award price per share $0.00 per share Share grant credited at no cash cost to reporting person
Plan acquisition price range $18.51–$26.56 per share Prices in Non-Qualified Deferred Compensation Plan for the quarters ended March 31, 2026 and June 30, 2026
Direct holding line 1 421,313 shares Common shares reported as directly owned following a holding entry
Direct holding line 2 217,366 shares Common shares reported as directly owned following the grant transaction
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Non-Qualified Deferred Compensation Plan financial
"Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan"
An arrangement where an employer agrees to pay part of an employee’s salary or bonus at a later date, often to attract or keep key staff. Think of it as a company IOU or a delayed paycheck held on the company’s books rather than in a protected retirement account; investors care because these promises create future cash obligations that are typically unsecured and depend on the company’s financial health, affecting risk, liabilities, and cash-flow planning.
Common Shares financial
"security_title: Common Shares"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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FAQ

What insider transaction did LSI Industries (LYTS) report for CEO James Anthony Clark?

LSI Industries reported that CEO James Anthony Clark acquired 7,125 common shares as a grant or award. The Form 4 shows these shares were credited at no cash cost to him under a compensation arrangement.

At what prices were the new LYTS shares for James Anthony Clark acquired?

The filing states the common shares were acquired in the Non-Qualified Deferred Compensation Plan at prices ranging from $18.51 to $26.56 per share. These prices reflect the plan’s purchase ranges during the noted quarters.

How many LYTS shares does James Anthony Clark hold after this Form 4?

After the reported transactions, James Anthony Clark shows direct ownership entries of 421,313 common shares and 217,366 common shares. These figures come from separate holdings lines in the Form 4 and are not combined into a single total.

Was the LYTS insider transaction a purchase or a grant of shares?

The Form 4 characterizes the 7,125 LYTS common shares as a grant, award, or other acquisition. The transaction code “A” and a share price of $0.00 per share indicate a compensation-related award, not an open-market purchase.

What plan is mentioned in the LYTS Form 4 for James Anthony Clark’s share acquisition?

The filing notes that the common shares were acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. This plan allowed accumulation of common shares at market prices within the disclosed $18.51 to $26.56 per-share range.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Clark James Anthony

(Last)(First)(Middle)
10000 ALLIANCE RD

(Street)
CINCINNATI OHIO 45242

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO and President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares(1)06/30/2026AV7,125A(1)217,366D
Common Shares421,313D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarters ended March 31, 2026 and June 30, 2026 at prices ranging from $18.51 to $26.56 per share.
/s/ F. Mark Reuter as Attorney-in-Fact for James A. Clark07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)