Welcome to our dedicated page for Lsi Inds Ohio SEC filings (Ticker: LYTS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The LSI Industries Inc (Nasdaq: LYTS) SEC filings page brings together the company’s official regulatory disclosures, giving investors direct access to documents that describe its financial condition, governance, and capital structure. As an Ohio-incorporated, NASDAQ-traded issuer, LSI files annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, and proxy statements on Schedule 14A with the U.S. Securities and Exchange Commission.
In its 8-K filings, LSI reports material events such as quarterly and annual operating results, amendments to its senior secured revolving credit facility, and the adoption of performance-based incentive plans. These current reports also furnish earnings press releases and investor presentations that discuss segment performance in Lighting and Display Solutions, vertical market demand, and the impact of acquisitions in the custom display fixtures and store design markets.
The company’s definitive proxy statement (DEF 14A) outlines proposals for the annual meeting of shareholders, including the election of directors, ratification of the independent registered public accounting firm, and advisory votes on executive compensation. It also provides detail on executive pay programs, including long-term and short-term incentive plans tied to metrics such as Adjusted EBITDA, net sales, and return on net assets.
Through this page, users can review LSI’s 10-K and 10-Q filings for audited and interim financial statements, risk factor discussions, and segment information, while 8-K filings highlight developments like expanded credit facilities and dividend-related announcements. AI-powered tools on the platform can summarize lengthy filings, highlight key sections on topics such as leverage, liquidity, incentive plans, and governance, and help users quickly locate items like executive compensation disclosures and other information contained in LSI’s SEC reports.
Insider transactions by James A. Clark at LSI Industries (LYTS)
The filing shows a series of transactions on September 9–11, 2025 in which the reporting person acquired 500,000 shares at $4.40 per share (reported as Code M) and sold 500,000 shares in multiple transactions at weighted-average prices ranging from $22.55 to $23.13, resulting in a reported beneficial ownership of 421,313 shares after the transactions. The Form 4 also reports existing derivative holdings: a previously reported option to buy 500,000 common shares (exercise price $4.40) exercisable through November 1, 2028 and an option with $6.80 exercise price underlying 76,271 shares expiring August 19, 2030. The filing discloses 205,572 common shares held in the company deferred compensation plan.
James E. Galeese, Executive Vice President and Chief Financial Officer of LSI Industries Inc. (LYTS), reported multiple option exercises and share transactions dated 09/08/2025. The filing shows option exercises that resulted in acquisitions of 32,874 shares at an exercise price of $9.15 and 21,701 shares at $5.92. On the same date the reporting person sold shares in multiple transactions with a reported weighted average sale price of $23.29, and specific sales tied to the exercised lots are noted. The Form 4 lists remaining beneficial ownership and outstanding options across several strike prices with vesting schedules. The filing includes an explanation that the options were exercised for tax and financial planning purposes and that some shares are held in the company’s Non-Qualified Deferred Compensation Plan.
Form 144 Notice — LSI Industries Inc (LYTS)
This Form 144 records a proposed sale of 500,000 shares of common stock to be executed on 09/09/2025 on NASDAQ, with an aggregate market value of $11,500,000.00. The filing states the shares were acquired the same day (09/09/2025) via a stock option exercise and paid for in cash. The broker listed is E*TRADE from Morgan Stanley, Alpharetta, GA.
The filer also disclosed three recent sales by James A. Clark in late August 2025 totaling 73,726 shares for gross proceeds of $1,696,856.00 across three dates (08/25/2025–08/27/2025). The notice includes the standard representation that the seller is unaware of undisclosed material adverse information.
LSI Industries (LYTS) insider filing: An individual reported the proposed sale of 54,575 common shares through Morgan Stanley Smith Barney on the NASDAQ, with an aggregate market value of $1,271,084.50. The shares were acquired and are proposed to be sold on 09/08/2025 following a stock option exercise, with cash used to pay the option consideration.
The filer disclosed prior sales by the same person: 18,345 shares sold on 08/27/2025 for $419,515.08. The company has 30,004,460 shares outstanding. The filer certified they are not aware of undisclosed material adverse information about the issuer.
Thomas A. Caneris, Executive Vice President, HR & General Counsel of LSI Industries Inc. (LYTS), reported a Form 4 showing a sale and existing option holdings. On 08/27/2025 he disposed of 7,544 common shares at $23.08 each to satisfy tax withholding obligations from vested restricted stock units and performance share units, leaving 114,016 shares directly owned. The filing also discloses 155,555 shares held in the companys Non-Qualified Deferred Compensation Plan. Previously reported stock options remain: an option covering 100,000 shares exercisable at $4.04, plus additional options for 73,404 and 21,928 shares with exercise prices disclosed and vesting schedules noted. Transactions were signed by an attorney-in-fact on 08/29/2025.
James E. Galeese, Executive VP and CFO of LSI Industries Inc. (LYTS), reported a Section 16 Form 4 disclosing insider transactions on 08/27/2025. The filing shows a sale of 6,064 common shares at $23.08 to cover taxes upon vesting of restricted stock units and performance share units. Following the reported transactions, Mr. Galeese beneficially owns 173,288 common shares. The filing also lists previously reported holdings of 60,000, 38,000, 43,898, 75,606, and 22,586 stock options with exercise prices ranging from $3.83 to $9.15, and vesting schedules described in the form.
LSI Industries Inc. (LYTS) insider disclosure: James A. Clark, CEO and President and a director, reported a sale of 26,597 common shares on 08/27/2025 at $23.08 per share to satisfy tax obligations on vested restricted stock units and performance share units. After the reported sale, Mr. Clark beneficially owns 421,313 common shares directly and 202,668 shares indirectly through the company’s Non-Qualified Deferred Compensation Plan.
He also holds outstanding stock options previously reported: an option to buy 500,000 shares exercisable under specified vesting conditions (exercise price $4.40, expiration 11/01/2028) and another option for 76,271 shares (exercise price $6.80, expiration 08/19/2030).
LSI Industries Inc. (LYTS) insider Thomas A. Caneris reported multiple transactions on Form 4. On 08/25/2025 and 08/26/2025 he sold a total of 12,688 common shares at prices near $23 per share; a separate reported gift of 304 shares was made to Holy Trinity St. Nicholas. After these dispositions, Mr. Caneris is shown beneficially owning 121,560 common shares directly and an additional 155,555 shares held in the companys Non-Qualified Deferred Compensation Plan. He also continues to hold stock options covering 195,332 shares with exercise prices between $3.83 and $6.80 and various vesting schedules.
The Form 4 notes the sales were disposals to cover taxes upon RSU/PSU vesting and documents an attorney-in-fact signature dated 08/27/2025.
James E. Galeese, Executive Vice President and Chief Financial Officer of LSI Industries Inc. (LYTS), reported dispositions of common stock and disclosed existing option holdings and deferred compensation shares. The filing shows sales of 6,013 shares on 08/25/2025 at $23.01 and 6,268 shares on 08/26/2025 at $22.95, with the number of common shares beneficially owned declining to 179,352 after the second sale. The report also identifies 74,333 shares held in the company’s Non-Qualified Deferred Compensation Plan and multiple outstanding stock options with strikes ranging from $3.83 to $9.15 covering tens of thousands of shares.
The filing notes that certain dispositions were to satisfy taxes upon vesting of restricted stock units and performance share units, and option grants have defined vesting schedules. All holdings shown are reported as direct beneficial ownership.
LSI Industries Inc. (LYTS) insider activity: CEO and Director James A. Clark reported sales and current beneficial holdings. On 08/25/2025 he sold 23,109 common shares at $23.01 each and on 08/26/2025 he sold 24,020 common shares at $22.95 each. After those transactions he directly held 447,910 common shares and additionally reported 202,668 shares held in the companys Non-Qualified Deferral Compensation Plan.
The filing discloses that some dispositions were made to satisfy taxes upon vesting of restricted stock units and performance share units. Mr. Clark also holds previously reported non-qualified options to buy 500,000 and 76,271 shares with exercise prices of $4.40 and $6.80 and expiration dates in 2028 and 2030 respectively.