Welcome to our dedicated page for Main Str Cap SEC filings (Ticker: MAIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Main Street Capital Corporation's SEC filings document a principal investment firm's financial results, portfolio activity, dividends and capital structure. Current reports furnish operating results and preliminary estimates, announce monthly and supplemental dividend actions, and report private loan portfolio activity tied to its lower middle market and private loan investment strategies.
Other filings cover material debt agreements, including unsecured senior notes, and proxy governance matters such as director elections, auditor ratification, executive compensation and shareholder voting results. The filings also identify the company's Maryland incorporation, common stock voting matters and registered investment adviser activities conducted through MSC Adviser I, LLC.
Main Street Capital Corporation (MAIN) Form 144 notice reports a proposed sale of 14,000 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $940,083.19. The filing shows 89,430,382 shares outstanding and an approximate sale date of 08/14/2025 on the NYSE. The shares were acquired by the reporting person as restricted stock vesting: 2,406 shares on 04/01/2023 and 11,594 shares on 04/01/2024, with payment characterized as compensation. The filer states no securities sold in the past three months and includes the standard representation that the person signing does not possess undisclosed material adverse information about the issuer.
Meserve Nicholas, a managing director and director of Main Street Capital Corporation (MAIN), reported two transactions on 08/14/2025. He transferred 1,000 shares as a gift (transaction code G) at no cash consideration and sold 14,000 shares (transaction code S) for a weighted-average price of $67.15 (reported range $67.06–$67.28). The filing shows 96,382.7027 shares beneficially owned after the gift and 82,382.7027 shares after the sale. The Form 4 was signed by an attorney-in-fact, Jason B. Beauvais. The filer notes the gift was exempt under Rule 16b-5 and discloses the weighted-average sale pricing across multiple trades.
Main Street Capital Corp. director Jon K. Griffin reported multiple changes in his beneficial ownership of MAIN common stock. He acquired 16.591 shares and 185.449 shares through a dividend reinvestment plan at prices of $63.57 and $63.50 per share, respectively, and later transferred 1,505.091 shares as a gift at $0, reducing his beneficial holdings to 68,831.841 shares. The Form 4 indicates the dividend reinvestment purchases were exempt under Rule 16a-11 and the gift transfer was exempt under Rule 16b-5. The submission was filed by an attorney-in-fact on behalf of the reporting person.
Main Street Capital Corporation director Shive Dunia A acquired 74.529 shares of the issuer's common stock on 07/15/2025 through a dividend reinvestment plan. The transaction was reported on a Form 4 filed under Section 16 and is described as a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Following the purchase, the reporting person directly beneficially owned 24,035.7961 shares. The form was signed by an attorney-in-fact on behalf of the reporting person.
Main Street Capital Corporation (MAIN) reporting person Ryan McHugh, who serves as VP, CAO & Assistant Treasurer and a director, reported acquisitions of Common Stock on 07/15/2025. The filings show two non-derivative transactions coded J(1) indicating acquisitions under a dividend reinvestment plan exempt under Rule 16a-11. Each transaction lists a price of $63.57. The Form 4 shows beneficial ownership amounts following the reported transactions of 12,674.1998 and 12,695.3598 shares respectively. The form is signed by an attorney-in-fact on 08/14/2025 and includes an explicit explanation that the shares were acquired via dividend reinvestment.
Main Street Capital Corp (MAIN) director Stephen B. Solcher acquired 151.251 shares of Main Street common stock on 07/15/2025 through the issuer's dividend reinvestment plan. The transaction was reported on Form 4 and is described as a dividend reinvestment exempt under Rule 16a-11. After the purchase, the reporting person is shown as beneficially owning 48,697.4277 shares. The Form 4 was signed by an attorney-in-fact on 08/14/2025.
Main Street Capital director and CEO Dwayne L. Hyzak reported an acquisition of 337.055 shares of Main Street Capital (MAIN) on 07/15/2025 at an average price of $63.57 per share. After the transaction, Hyzak beneficially owned 449,355.2426 shares. The filing states the shares were acquired under the issuer's dividend reinvestment plan, and the transaction was exempt from Section 16 under Rule 16a-11. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Main Street Capital Corporation (MAIN) director Brian E. Lane acquired additional common stock through the company's dividend reinvestment plan on 07/15/2025. The Form 4 reports two dividend reinvestment transactions: 51.254 shares acquired at $63.57 per share and 136.54 shares acquired at $63.50 per share. The filings list beneficial ownership amounts following the transactions of 47,385.7128 shares and 47,522.2528 shares, respectively. The reporting person is identified as a director and the transactions are described as exempt under Rule 16a-11 because they resulted from a dividend reinvestment.
The form is signed by an attorney-in-fact on 08/14/2025. No other types of transactions, derivative positions, or amendments are reported in the provided content.
Main Street Capital Corporation (MAIN) insider acquisition via dividend reinvestment — The filing shows that David L. Magdol, President, Chief Investment Officer and Senior Managing Director, acquired a total of 99.164 shares of Main Street common stock on 07/15/2025 through the company's dividend reinvestment plan at a reported price of $63.57 per share. The report lists two reinvestment transactions of 47.753 and 51.411 shares, and the reported beneficial ownership after the transactions is approximately 406,239.0101 shares. The filing notes the reinvestment transactions were exempt from Section 16 under Rule 16a-11.
Main Street Capital director John Earl Jackson made small, routine purchases of Main Street Capital common stock through a dividend reinvestment plan on 07/15/2025. The filings show three non-derivative acquisitions: 70.529 shares at $63.57, 180.699 shares at $63.50 and 7 shares at $63.55. After the transactions, the reporting person directly beneficially owned 78,702.5969 shares and indirectly owned 1,944 shares through his wife. The Form 4 notes these purchases were made under a dividend reinvestment plan and are exempt from Section 16 reporting under Rule 16a-11.