STOCK TITAN

[Form 4] MOELIS & COMPANY Insider Trading Activity

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4
Rhea-AI Filing Summary

Christopher Callesano, Chief Financial Officer of Moelis & Co (NYSE: MC), received multiple dividend equivalent Restricted Stock Units (RSUs) on June 20, 2025. The transactions include:

  • 4.95 units of 2020 Incentive RSUs
  • 8.57 units of 2021 Incentive RSUs
  • 20.25 units of 2022 Incentive RSUs
  • 18.55 units of 2023 Incentive RSUs
  • 18.5 units of 2024 Incentive RSUs

These RSUs represent dividend equivalents on previously unvested RSUs granted between 2021-2025. Each RSU provides the right to receive either one share of Class A common stock or cash equivalent upon settlement, at the company's discretion. The dividend equivalent RSUs will vest concurrently with their underlying unvested RSUs. The transaction was executed under regular conditions, not subject to Rule 10b5-1 trading arrangements.

Christopher Callesano, Chief Financial Officer di Moelis & Co (NYSE: MC), ha ricevuto il 20 giugno 2025 diverse Restricted Stock Units (RSU) equivalenti a dividendi. Le transazioni comprendono:

  • 4,95 unità di RSU Incentive 2020
  • 8,57 unità di RSU Incentive 2021
  • 20,25 unità di RSU Incentive 2022
  • 18,55 unità di RSU Incentive 2023
  • 18,5 unità di RSU Incentive 2024

Queste RSU rappresentano equivalenti di dividendi su RSU non ancora maturate precedentemente assegnate tra il 2021 e il 2025. Ogni RSU dà diritto, al momento della liquidazione, a ricevere una azione ordinaria di Classe A o un equivalente in denaro, a discrezione dell'azienda. Le RSU equivalenti a dividendi matureranno contestualmente alle RSU sottostanti non ancora maturate. La transazione è stata effettuata in condizioni ordinarie, senza essere soggetta ad accordi di trading secondo la Regola 10b5-1.

Christopher Callesano, Director Financiero de Moelis & Co (NYSE: MC), recibió el 20 de junio de 2025 múltiples Unidades Restringidas de Acciones (RSUs) equivalentes a dividendos. Las transacciones incluyen:

  • 4,95 unidades de RSUs Incentivo 2020
  • 8,57 unidades de RSUs Incentivo 2021
  • 20,25 unidades de RSUs Incentivo 2022
  • 18,55 unidades de RSUs Incentivo 2023
  • 18,5 unidades de RSUs Incentivo 2024

Estas RSUs representan equivalentes a dividendos sobre RSUs no adquiridas previamente otorgadas entre 2021 y 2025. Cada RSU otorga el derecho a recibir, al momento de la liquidación, una acción ordinaria Clase A o su equivalente en efectivo, a discreción de la compañía. Las RSUs equivalentes a dividendos se consolidarán simultáneamente con las RSUs subyacentes aún no adquiridas. La transacción se realizó bajo condiciones normales, sin estar sujeta a acuerdos de negociación según la Regla 10b5-1.

크리스토퍼 칼레사노, Moelis & Co (NYSE: MC) 최고재무책임자(CFO)는 2025년 6월 20일 배당금에 상응하는 제한 주식 단위(RSUs)를 여러 건 수령했습니다. 거래 내역은 다음과 같습니다:

  • 2020년 인센티브 RSU 4.95 단위
  • 2021년 인센티브 RSU 8.57 단위
  • 2022년 인센티브 RSU 20.25 단위
  • 2023년 인센티브 RSU 18.55 단위
  • 2024년 인센티브 RSU 18.5 단위

이 RSU들은 2021년부터 2025년 사이에 부여된 미확정 RSU에 대한 배당금 상당액을 나타냅니다. 각 RSU는 회사 재량에 따라 정산 시 클래스 A 보통주 1주 또는 현금 등가물을 받을 권리를 부여합니다. 배당금 상당 RSU는 해당 미확정 RSU와 동시에 확정됩니다. 이 거래는 일반 조건 하에 이루어졌으며, Rule 10b5-1 거래 계획에 해당하지 않습니다.

Christopher Callesano, Directeur Financier de Moelis & Co (NYSE: MC), a reçu le 20 juin 2025 plusieurs unités d'actions restreintes (RSU) équivalentes à des dividendes. Les transactions comprennent :

  • 4,95 unités de RSU incitatives 2020
  • 8,57 unités de RSU incitatives 2021
  • 20,25 unités de RSU incitatives 2022
  • 18,55 unités de RSU incitatives 2023
  • 18,5 unités de RSU incitatives 2024

Ces RSU représentent des équivalents dividendes sur des RSU non acquises précédemment attribuées entre 2021 et 2025. Chaque RSU donne le droit de recevoir, lors du règlement, une action ordinaire de classe A ou l'équivalent en espèces, à la discrétion de la société. Les RSU équivalentes aux dividendes seront acquises simultanément avec les RSU sous-jacentes non acquises. La transaction a été réalisée dans des conditions normales, sans être soumise aux accords de négociation selon la règle 10b5-1.

Christopher Callesano, Chief Financial Officer von Moelis & Co (NYSE: MC), erhielt am 20. Juni 2025 mehrere Dividendenäquivalente Restricted Stock Units (RSUs). Die Transaktionen umfassen:

  • 4,95 Einheiten von 2020 Incentive RSUs
  • 8,57 Einheiten von 2021 Incentive RSUs
  • 20,25 Einheiten von 2022 Incentive RSUs
  • 18,55 Einheiten von 2023 Incentive RSUs
  • 18,5 Einheiten von 2024 Incentive RSUs

Diese RSUs stellen Dividendenäquivalente auf zuvor nicht unverfallbare RSUs dar, die zwischen 2021 und 2025 gewährt wurden. Jede RSU gewährt das Recht, bei Abwicklung entweder eine Aktie der Klasse A Stammaktien oder einen Barwert zu erhalten, nach Ermessen des Unternehmens. Die Dividendenäquivalent-RSUs werden gleichzeitig mit den zugrunde liegenden unverfallbaren RSUs unverfallbar. Die Transaktion wurde unter regulären Bedingungen durchgeführt und unterliegt nicht den Handelsregelungen nach Rule 10b5-1.

Positive
  • None.
Negative
  • None.

Christopher Callesano, Chief Financial Officer di Moelis & Co (NYSE: MC), ha ricevuto il 20 giugno 2025 diverse Restricted Stock Units (RSU) equivalenti a dividendi. Le transazioni comprendono:

  • 4,95 unità di RSU Incentive 2020
  • 8,57 unità di RSU Incentive 2021
  • 20,25 unità di RSU Incentive 2022
  • 18,55 unità di RSU Incentive 2023
  • 18,5 unità di RSU Incentive 2024

Queste RSU rappresentano equivalenti di dividendi su RSU non ancora maturate precedentemente assegnate tra il 2021 e il 2025. Ogni RSU dà diritto, al momento della liquidazione, a ricevere una azione ordinaria di Classe A o un equivalente in denaro, a discrezione dell'azienda. Le RSU equivalenti a dividendi matureranno contestualmente alle RSU sottostanti non ancora maturate. La transazione è stata effettuata in condizioni ordinarie, senza essere soggetta ad accordi di trading secondo la Regola 10b5-1.

Christopher Callesano, Director Financiero de Moelis & Co (NYSE: MC), recibió el 20 de junio de 2025 múltiples Unidades Restringidas de Acciones (RSUs) equivalentes a dividendos. Las transacciones incluyen:

  • 4,95 unidades de RSUs Incentivo 2020
  • 8,57 unidades de RSUs Incentivo 2021
  • 20,25 unidades de RSUs Incentivo 2022
  • 18,55 unidades de RSUs Incentivo 2023
  • 18,5 unidades de RSUs Incentivo 2024

Estas RSUs representan equivalentes a dividendos sobre RSUs no adquiridas previamente otorgadas entre 2021 y 2025. Cada RSU otorga el derecho a recibir, al momento de la liquidación, una acción ordinaria Clase A o su equivalente en efectivo, a discreción de la compañía. Las RSUs equivalentes a dividendos se consolidarán simultáneamente con las RSUs subyacentes aún no adquiridas. La transacción se realizó bajo condiciones normales, sin estar sujeta a acuerdos de negociación según la Regla 10b5-1.

크리스토퍼 칼레사노, Moelis & Co (NYSE: MC) 최고재무책임자(CFO)는 2025년 6월 20일 배당금에 상응하는 제한 주식 단위(RSUs)를 여러 건 수령했습니다. 거래 내역은 다음과 같습니다:

  • 2020년 인센티브 RSU 4.95 단위
  • 2021년 인센티브 RSU 8.57 단위
  • 2022년 인센티브 RSU 20.25 단위
  • 2023년 인센티브 RSU 18.55 단위
  • 2024년 인센티브 RSU 18.5 단위

이 RSU들은 2021년부터 2025년 사이에 부여된 미확정 RSU에 대한 배당금 상당액을 나타냅니다. 각 RSU는 회사 재량에 따라 정산 시 클래스 A 보통주 1주 또는 현금 등가물을 받을 권리를 부여합니다. 배당금 상당 RSU는 해당 미확정 RSU와 동시에 확정됩니다. 이 거래는 일반 조건 하에 이루어졌으며, Rule 10b5-1 거래 계획에 해당하지 않습니다.

Christopher Callesano, Directeur Financier de Moelis & Co (NYSE: MC), a reçu le 20 juin 2025 plusieurs unités d'actions restreintes (RSU) équivalentes à des dividendes. Les transactions comprennent :

  • 4,95 unités de RSU incitatives 2020
  • 8,57 unités de RSU incitatives 2021
  • 20,25 unités de RSU incitatives 2022
  • 18,55 unités de RSU incitatives 2023
  • 18,5 unités de RSU incitatives 2024

Ces RSU représentent des équivalents dividendes sur des RSU non acquises précédemment attribuées entre 2021 et 2025. Chaque RSU donne le droit de recevoir, lors du règlement, une action ordinaire de classe A ou l'équivalent en espèces, à la discrétion de la société. Les RSU équivalentes aux dividendes seront acquises simultanément avec les RSU sous-jacentes non acquises. La transaction a été réalisée dans des conditions normales, sans être soumise aux accords de négociation selon la règle 10b5-1.

Christopher Callesano, Chief Financial Officer von Moelis & Co (NYSE: MC), erhielt am 20. Juni 2025 mehrere Dividendenäquivalente Restricted Stock Units (RSUs). Die Transaktionen umfassen:

  • 4,95 Einheiten von 2020 Incentive RSUs
  • 8,57 Einheiten von 2021 Incentive RSUs
  • 20,25 Einheiten von 2022 Incentive RSUs
  • 18,55 Einheiten von 2023 Incentive RSUs
  • 18,5 Einheiten von 2024 Incentive RSUs

Diese RSUs stellen Dividendenäquivalente auf zuvor nicht unverfallbare RSUs dar, die zwischen 2021 und 2025 gewährt wurden. Jede RSU gewährt das Recht, bei Abwicklung entweder eine Aktie der Klasse A Stammaktien oder einen Barwert zu erhalten, nach Ermessen des Unternehmens. Die Dividendenäquivalent-RSUs werden gleichzeitig mit den zugrunde liegenden unverfallbaren RSUs unverfallbar. Die Transaktion wurde unter regulären Bedingungen durchgeführt und unterliegt nicht den Handelsregelungen nach Rule 10b5-1.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Callesano Christopher

(Last) (First) (Middle)
399 PARK AVE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2020 Incentive RSUs $0(1) 06/20/2025 A 4.95 (2) (2) Class A Common Stock 4.95 $0 436.06 D
2021 Incentive RSUs $0(1) 06/20/2025 A 8.57 (3) (3) Class A Common Stock 8.57 $0 754.05 D
2022 Incentive RSUs $0(1) 06/20/2025 A 20.25 (4) (4) Class A Common Stock 20.25 $0 1,782.45 D
2023 Incentive RSUs $0(1) 06/20/2025 A 18.55 (5) (5) Class A Common Stock 18.55 $0 1,632.68 D
2024 Incentive RSUs $0(1) 06/20/2025 A 18.5 (6) (6) Class A Common Stock 18.5 $0 1,628.86 D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
2. Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
3. Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
4. Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
5. Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
6. Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Christopher Callesano 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Incentive RSUs did MC's CFO Christopher Callesano receive on June 20, 2025?

On June 20, 2025, Christopher Callesano received several dividend equivalent RSU grants: 4.95 units from 2020 Incentive RSUs, 8.57 units from 2021 Incentive RSUs, 20.25 units from 2022 Incentive RSUs, 18.55 units from 2023 Incentive RSUs, and 18.5 units from 2024 Incentive RSUs, totaling 70.82 RSUs.

What is the conversion price of MC's Incentive RSUs granted to Christopher Callesano?

The conversion price for all Incentive RSUs is $0. Each RSU represents the right to receive, at Moelis & Company's option, either one share of Class A common stock or a cash amount equal to the fair market value of such share upon settlement.

How many MC Class A Common Stock shares does Christopher Callesano own through RSUs after the June 2025 transaction?

Following the reported transactions, Callesano beneficially owns the following RSUs convertible to Class A Common Stock: 436.06 shares (2020), 754.05 shares (2021), 1,782.45 shares (2022), 1,632.68 shares (2023), and 1,628.86 shares (2024), totaling 6,234.1 shares.

When will MC CFO Callesano's new RSU grants vest?

The dividend equivalent RSUs will vest concurrently with their respective underlying unvested Incentive RSUs, which were originally issued on: February 19, 2021 (2020 RSUs), February 17, 2022 (2021 RSUs), February 16, 2023 (2022 RSUs), February 15, 2024 (2023 RSUs), and February 13, 2025 (2024 RSUs).
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