Welcome to our dedicated page for Moelis & Co SEC filings (Ticker: MC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Moelis & Company filings document financial results, governance matters and capital-structure disclosures for a NYSE-listed independent investment bank. Form 8-K reports include earnings releases, Regulation FD presentation updates, board appointments and related material-event disclosures tied to the firm’s advisory business.
Proxy materials cover annual meeting matters, director elections, board committee structure, independence determinations and director compensation. The filings also identify the company’s Class A common stock registered under Section 12(b) and traded on the New York Stock Exchange under the symbol MC.
Moelis & Co Executive Chairman Kenneth Moelis reported an automatic conversion of derivative securities into 847 shares of Class B common stock. The transaction on February 18, 2026 was classified as an exercise or conversion of a derivative security at a stated price of $0.00 per share.
After this event, Moelis directly held 4,190,479 shares of Class B common stock. According to the footnotes, Class B shares are convertible in limited circumstances into approximately 0.00055 shares of Class A common stock, with any resulting fractional Class A share settled in cash.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice for the sale of 2,765 common shares on 02/19/2026. The filing lists $172,065.95 as aggregate proceeds, identifies the shares as restricted stock vesting under a registered plan, and shows NYSE as the exchange.
WATANABE OSAMU R. reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 7,359 shares. Following the reported transactions, holdings were 5,971 shares.
Riehl Nick reported acquisition or exercise transactions in this Form 4 filing.
Moelis & Company granted Principal Accounting Officer Nick Riehl two awards of restricted stock units as long-term compensation. He received 937 "2025 Incentive RSUs" and 694 "2025 Special Incentive RSUs," each representing the right to receive either one share of Class A common stock or cash equal to its fair market value at settlement, at the company’s option. Both awards were made under the Moelis & Company 2024 Omnibus Incentive Plan and vest in four equal annual installments on February 23, 2027, 2028, 2029, and 2030, encouraging retention over this multi-year period.
The London Company reported beneficial ownership of 3,061,978 shares of Moelis & Co Class A common stock, representing 4.14% of the class as of the event date. The firm has sole voting power over 3,061,978 shares and sole dispositive power over 2,960,540 shares, with no shared voting or dispositive power. The filing is an Amendment No. 6 to a Schedule 13G, indicating the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the company.
Moelis & Company’s Chief Executive Officer and director Navid Mahmoodzadegan reported multiple equity-based compensation awards linked to limited partnership units of MCGEH on February 9, 2026. These derivative awards are structured as LP Units that may each be redeemed one-for-one for shares of Class A Common Stock under MCGEH’s partnership agreement.
The transactions include grants or award-related acquisitions of 3,416.39 2022 Performance LP Units (including dividend equivalents), 184,519 2024 Vested LP Units, 51,007 2024 Long Term Incentive LP Units, and 453,762.06 2025 Performance LP Units and related dividend equivalents. All were reported at a price of $0 per unit as compensation awards.
Vesting and redemption depend on conditions such as a “Book-Up” of profits, specified dividend-adjusted stock price hurdles for certain performance units, and multi-year service-based vesting schedules extending to dates including February 2028–2030 and September 2028–2030. The redemption rights for these LP Units and related dividend equivalents do not expire once vesting and Book-Up conditions are satisfied.
MOELIS KENNETH reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 521,528 shares. Following the reported transactions, holdings were 318,796 shares.
RAICH JEFFREY reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 48,456 shares. Following the reported transactions, holdings were 35,705 shares.
Moelis & Company Chief Operating Officer Katherine Pilcher Ciafone reported equity-based compensation awards tied to the firm’s operating partnership. On February 9, 2026, she acquired 8,161 “2024 LP Units” of MCGEH and 2,550 “2024 LTI LP Units” at a price of $0.00 per unit.
The LP Units and LTI LP Units are profits interest awards granted in connection with compensation for the 2024 fiscal year and are redeemable on a one-for-one basis into Class A common stock after vesting and once a required “Book-Up” of profits is achieved. The Compensation Committee certified achievement of this Book-Up on February 9, 2026, but the units remain subject to multi-year time-based vesting through February 23, 2030.
Moelis & Company filed a report describing new financial disclosures and investor materials. The company issued a press release with its financial results for the fourth quarter and full year ended December 31, 2025, and furnished it as an exhibit.
Moelis & Company also updated its investor presentation available in the Investor Relations section of its website, providing refreshed information for investors. Both the press release and investor presentation are being furnished, not filed, under securities law, which affects how they are treated for certain legal and liability purposes.