Moelis Director Worrell Expands Stake Through Multiple RSU Awards

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Form Type

Rhea-AI Filing Summary

Director Laila Worrell of Moelis & Co (MC) received multiple Restricted Stock Unit (RSU) grants as dividend equivalents on June 20, 2025. The transactions include:

2023 Annual RSUs: Acquired 28.86 units, bringing total holdings to 2,540.35 units
2024 Annual RSUs: Acquired 22.89 units, total holdings now 2,014.62 units
2024 Elective RSUs: Acquired 3.14 units, total holdings reached 276.52 units

All RSUs represent the right to receive one share of Class A Common Stock. These grants were issued as dividend equivalents on previously awarded RSUs from July 2023 and July 2024. The dividend equivalent RSUs will vest simultaneously with their underlying RSU awards. All securities are held directly by the reporting person.

Insider Trade Summary

Net Buyer: 54.89 shares

Net Buy 3 txns

Insider Worrell Laila

Role Director

Type	Security	Shares	Price	Value
Grant/Award	2023 Annual Restricted Stock Units	28.86	$0.00	$0.00
Grant/Award	2024 Annual Restricted Stock Units	22.89	$0.00	$0.00
Grant/Award	2024 Elective Restricted Stock Units	3.14	$0.00	$0.00

Holdings After Transaction: 2023 Annual Restricted Stock Units — 2,540.35 shares (Direct); 2024 Annual Restricted Stock Units — 2,014.62 shares (Direct); 2024 Elective Restricted Stock Units — 276.52 shares (Direct)

Footnotes (4)

F1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
F2. 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
F3. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
F4. 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 06/24/2025 - 05:17 PM

FAQ

How many Restricted Stock Units (RSUs) did Laila Worrell receive from Moelis & Company (MC) on June 20, 2025?

On June 20, 2025, Laila Worrell received three types of RSUs as dividend equivalents: 28.86 units of 2023 Annual RSUs, 22.89 units of 2024 Annual RSUs, and 3.14 units of 2024 Elective RSUs, totaling 54.89 RSUs.

What is Laila Worrell's role at Moelis & Company (MC)?

According to the Form 4 filing, Laila Worrell serves as a Director at Moelis & Company (MC), as indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.

What is the vesting schedule for MC's RSUs granted to Laila Worrell?

The RSUs granted as dividend equivalents will vest concurrently with their underlying RSUs. The 2023 Annual RSUs vest with the original RSUs issued on July 3, 2023, while both the 2024 Annual and Elective RSUs vest with their underlying RSUs issued on July 1, 2024.

How many MC shares will Laila Worrell receive from these RSUs?

According to the filing's explanatory notes, each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. Therefore, Worrell will receive one share for each RSU granted, totaling 54.89 shares upon vesting.

What is the total amount of MC securities beneficially owned by Laila Worrell after this transaction?

Following the reported transactions, Laila Worrell beneficially owns 2,540.35 units of 2023 Annual RSUs, 2,014.62 units of 2024 Annual RSUs, and 276.52 units of 2024 Elective RSUs, all held in Direct (D) ownership form.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Worrell Laila

(Last)

(First)

(Middle)

399 PARK AVE

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
2023 Annual Restricted Stock Units	06/20/2025		A		28.86	A	⁽¹⁾⁽²⁾	2,540.35	D
2024 Annual Restricted Stock Units	06/20/2025		A		22.89	A	⁽¹⁾⁽³⁾	2,014.62	D
2024 Elective Restricted Stock Units	06/20/2025		A		3.14	A	⁽¹⁾⁽⁴⁾	276.52	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

3. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

4. 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

	/s/ Osamu Watanabe as attorney-in-fact for Laila Worrell	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR