STOCK TITAN

[Form 4] MOELIS & COMPANY Insider Trading Activity

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(Low)
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(Neutral)
Form Type
4
Rhea-AI Filing Summary

Director Kenneth Shropshire of Moelis & Co (MC) received multiple restricted stock unit (RSU) grants as dividend equivalents on June 20, 2025. The transactions include:

  • 2,661.12 units of 2023 Annual RSUs, issued as dividend equivalents on RSUs originally granted July 3, 2023
  • 2,110.26 units of 2024 Annual RSUs, issued as dividend equivalents on RSUs originally granted July 1, 2024
  • 62.37 units of 2024 Elective RSUs, issued as dividend equivalents on RSUs originally granted July 1, 2024

Each RSU represents the right to receive one share of Class A Common Stock. All dividend equivalent RSUs will vest concurrently with their underlying RSU grants. These transactions represent standard dividend equivalent distributions rather than new equity compensation awards, maintaining the director's alignment with shareholder interests.

Il direttore Kenneth Shropshire di Moelis & Co (MC) ha ricevuto il 20 giugno 2025 diverse assegnazioni di unità azionarie vincolate (RSU) come equivalenti di dividendi. Le operazioni comprendono:

  • 2.661,12 unità di RSU annuali 2023, emesse come equivalenti di dividendi su RSU originariamente assegnate il 3 luglio 2023
  • 2.110,26 unità di RSU annuali 2024, emesse come equivalenti di dividendi su RSU originariamente assegnate il 1 luglio 2024
  • 62,37 unità di RSU elettive 2024, emesse come equivalenti di dividendi su RSU originariamente assegnate il 1 luglio 2024

Ogni RSU rappresenta il diritto a ricevere una azione ordinaria di Classe A. Tutte le RSU equivalenti ai dividendi matureranno contestualmente alle rispettive RSU originarie. Queste operazioni rappresentano distribuzioni standard di equivalenti di dividendi e non nuove assegnazioni di compensi azionari, mantenendo l'allineamento del direttore con gli interessi degli azionisti.

El director Kenneth Shropshire de Moelis & Co (MC) recibió múltiples asignaciones de unidades restringidas de acciones (RSU) como equivalentes de dividendos el 20 de junio de 2025. Las transacciones incluyen:

  • 2.661,12 unidades de RSU anuales 2023, emitidas como equivalentes de dividendos sobre RSU otorgadas originalmente el 3 de julio de 2023
  • 2.110,26 unidades de RSU anuales 2024, emitidas como equivalentes de dividendos sobre RSU otorgadas originalmente el 1 de julio de 2024
  • 62,37 unidades de RSU electivas 2024, emitidas como equivalentes de dividendos sobre RSU otorgadas originalmente el 1 de julio de 2024

Cada RSU representa el derecho a recibir una acción ordinaria Clase A. Todas las RSU equivalentes a dividendos se consolidarán al mismo tiempo que sus correspondientes RSU subyacentes. Estas transacciones representan distribuciones estándar de equivalentes de dividendos y no nuevas concesiones de compensación en acciones, manteniendo la alineación del director con los intereses de los accionistas.

Moelis & Co (MC)의 이사 Kenneth Shropshire는 2025년 6월 20일 배당금 상당의 제한 주식 단위(RSU)를 여러 차례 받았습니다. 거래 내역은 다음과 같습니다:

  • 2023년 연간 RSU 2,661.12 단위, 2023년 7월 3일에 원래 부여된 RSU에 대한 배당금 상당으로 발행
  • 2024년 연간 RSU 2,110.26 단위, 2024년 7월 1일에 원래 부여된 RSU에 대한 배당금 상당으로 발행
  • 2024년 선택형 RSU 62.37 단위, 2024년 7월 1일에 원래 부여된 RSU에 대한 배당금 상당으로 발행

각 RSU는 클래스 A 보통주 1주를 받을 권리를 나타냅니다. 모든 배당금 상당 RSU는 해당 기초 RSU 부여와 동시에 권리가 확정됩니다. 이 거래들은 새로운 주식 보상 부여가 아닌 표준 배당금 상당 분배로, 이사의 주주 이익과의 일치를 유지합니다.

Le directeur Kenneth Shropshire de Moelis & Co (MC) a reçu plusieurs attributions d'unités d'actions restreintes (RSU) en tant qu'équivalents de dividendes le 20 juin 2025. Les transactions comprennent :

  • 2 661,12 unités de RSU annuelles 2023, émises en tant qu'équivalents de dividendes sur des RSU initialement attribuées le 3 juillet 2023
  • 2 110,26 unités de RSU annuelles 2024, émises en tant qu'équivalents de dividendes sur des RSU initialement attribuées le 1er juillet 2024
  • 62,37 unités de RSU électives 2024, émises en tant qu'équivalents de dividendes sur des RSU initialement attribuées le 1er juillet 2024

Chaque RSU représente le droit de recevoir une action ordinaire de Classe A. Toutes les RSU équivalentes aux dividendes seront acquises simultanément avec leurs attributions RSU sous-jacentes. Ces transactions représentent des distributions standard d'équivalents de dividendes plutôt que de nouvelles attributions de rémunération en actions, maintenant ainsi l'alignement du directeur avec les intérêts des actionnaires.

Der Direktor Kenneth Shropshire von Moelis & Co (MC) erhielt am 20. Juni 2025 mehrere Restricted Stock Units (RSU) als Dividendenäquivalente. Die Transaktionen umfassen:

  • 2.661,12 Einheiten der jährlichen RSUs 2023, ausgegeben als Dividendenäquivalente auf RSUs, die ursprünglich am 3. Juli 2023 gewährt wurden
  • 2.110,26 Einheiten der jährlichen RSUs 2024, ausgegeben als Dividendenäquivalente auf RSUs, die ursprünglich am 1. Juli 2024 gewährt wurden
  • 62,37 Einheiten der freiwilligen RSUs 2024, ausgegeben als Dividendenäquivalente auf RSUs, die ursprünglich am 1. Juli 2024 gewährt wurden

Jede RSU entspricht dem Recht, eine Aktie der Klasse A-Stammaktien zu erhalten. Alle Dividendenäquivalent-RSUs werden gleichzeitig mit ihren zugrundeliegenden RSU-Zuteilungen unverfallbar. Diese Transaktionen stellen standardmäßige Dividendenäquivalent-Ausschüttungen dar und keine neuen Aktienvergütungen, wodurch die Ausrichtung des Direktors an den Interessen der Aktionäre erhalten bleibt.

Positive
  • None.
Negative
  • None.

Il direttore Kenneth Shropshire di Moelis & Co (MC) ha ricevuto il 20 giugno 2025 diverse assegnazioni di unità azionarie vincolate (RSU) come equivalenti di dividendi. Le operazioni comprendono:

  • 2.661,12 unità di RSU annuali 2023, emesse come equivalenti di dividendi su RSU originariamente assegnate il 3 luglio 2023
  • 2.110,26 unità di RSU annuali 2024, emesse come equivalenti di dividendi su RSU originariamente assegnate il 1 luglio 2024
  • 62,37 unità di RSU elettive 2024, emesse come equivalenti di dividendi su RSU originariamente assegnate il 1 luglio 2024

Ogni RSU rappresenta il diritto a ricevere una azione ordinaria di Classe A. Tutte le RSU equivalenti ai dividendi matureranno contestualmente alle rispettive RSU originarie. Queste operazioni rappresentano distribuzioni standard di equivalenti di dividendi e non nuove assegnazioni di compensi azionari, mantenendo l'allineamento del direttore con gli interessi degli azionisti.

El director Kenneth Shropshire de Moelis & Co (MC) recibió múltiples asignaciones de unidades restringidas de acciones (RSU) como equivalentes de dividendos el 20 de junio de 2025. Las transacciones incluyen:

  • 2.661,12 unidades de RSU anuales 2023, emitidas como equivalentes de dividendos sobre RSU otorgadas originalmente el 3 de julio de 2023
  • 2.110,26 unidades de RSU anuales 2024, emitidas como equivalentes de dividendos sobre RSU otorgadas originalmente el 1 de julio de 2024
  • 62,37 unidades de RSU electivas 2024, emitidas como equivalentes de dividendos sobre RSU otorgadas originalmente el 1 de julio de 2024

Cada RSU representa el derecho a recibir una acción ordinaria Clase A. Todas las RSU equivalentes a dividendos se consolidarán al mismo tiempo que sus correspondientes RSU subyacentes. Estas transacciones representan distribuciones estándar de equivalentes de dividendos y no nuevas concesiones de compensación en acciones, manteniendo la alineación del director con los intereses de los accionistas.

Moelis & Co (MC)의 이사 Kenneth Shropshire는 2025년 6월 20일 배당금 상당의 제한 주식 단위(RSU)를 여러 차례 받았습니다. 거래 내역은 다음과 같습니다:

  • 2023년 연간 RSU 2,661.12 단위, 2023년 7월 3일에 원래 부여된 RSU에 대한 배당금 상당으로 발행
  • 2024년 연간 RSU 2,110.26 단위, 2024년 7월 1일에 원래 부여된 RSU에 대한 배당금 상당으로 발행
  • 2024년 선택형 RSU 62.37 단위, 2024년 7월 1일에 원래 부여된 RSU에 대한 배당금 상당으로 발행

각 RSU는 클래스 A 보통주 1주를 받을 권리를 나타냅니다. 모든 배당금 상당 RSU는 해당 기초 RSU 부여와 동시에 권리가 확정됩니다. 이 거래들은 새로운 주식 보상 부여가 아닌 표준 배당금 상당 분배로, 이사의 주주 이익과의 일치를 유지합니다.

Le directeur Kenneth Shropshire de Moelis & Co (MC) a reçu plusieurs attributions d'unités d'actions restreintes (RSU) en tant qu'équivalents de dividendes le 20 juin 2025. Les transactions comprennent :

  • 2 661,12 unités de RSU annuelles 2023, émises en tant qu'équivalents de dividendes sur des RSU initialement attribuées le 3 juillet 2023
  • 2 110,26 unités de RSU annuelles 2024, émises en tant qu'équivalents de dividendes sur des RSU initialement attribuées le 1er juillet 2024
  • 62,37 unités de RSU électives 2024, émises en tant qu'équivalents de dividendes sur des RSU initialement attribuées le 1er juillet 2024

Chaque RSU représente le droit de recevoir une action ordinaire de Classe A. Toutes les RSU équivalentes aux dividendes seront acquises simultanément avec leurs attributions RSU sous-jacentes. Ces transactions représentent des distributions standard d'équivalents de dividendes plutôt que de nouvelles attributions de rémunération en actions, maintenant ainsi l'alignement du directeur avec les intérêts des actionnaires.

Der Direktor Kenneth Shropshire von Moelis & Co (MC) erhielt am 20. Juni 2025 mehrere Restricted Stock Units (RSU) als Dividendenäquivalente. Die Transaktionen umfassen:

  • 2.661,12 Einheiten der jährlichen RSUs 2023, ausgegeben als Dividendenäquivalente auf RSUs, die ursprünglich am 3. Juli 2023 gewährt wurden
  • 2.110,26 Einheiten der jährlichen RSUs 2024, ausgegeben als Dividendenäquivalente auf RSUs, die ursprünglich am 1. Juli 2024 gewährt wurden
  • 62,37 Einheiten der freiwilligen RSUs 2024, ausgegeben als Dividendenäquivalente auf RSUs, die ursprünglich am 1. Juli 2024 gewährt wurden

Jede RSU entspricht dem Recht, eine Aktie der Klasse A-Stammaktien zu erhalten. Alle Dividendenäquivalent-RSUs werden gleichzeitig mit ihren zugrundeliegenden RSU-Zuteilungen unverfallbar. Diese Transaktionen stellen standardmäßige Dividendenäquivalent-Ausschüttungen dar und keine neuen Aktienvergütungen, wodurch die Ausrichtung des Direktors an den Interessen der Aktionäre erhalten bleibt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shropshire Kenneth

(Last) (First) (Middle)
399 PARK AVE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
2023 Annual Restricted Stock Units 06/20/2025 A 30.23 A (1)(2) 2,661.12 D
2024 Annual Restricted Stock Units 06/20/2025 A 23.97 A (1)(3) 2,110.26 D
2024 Elective Restricted Stock Units 06/20/2025 A 0.71 A (1)(4) 62.37 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2. 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
3. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
4. 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Restricted Stock Units (RSUs) did Kenneth Shropshire acquire at Moelis & Company (MC) on June 20, 2025?

Kenneth Shropshire acquired three types of RSUs on June 20, 2025: 30.23 units of 2023 Annual RSUs, 23.97 units of 2024 Annual RSUs, and 0.71 units of 2024 Elective RSUs, totaling approximately 54.91 RSUs.

What positions does Kenneth Shropshire hold at Moelis & Company (MC)?

According to the Form 4 filing, Kenneth Shropshire serves as a Director at Moelis & Company (MC). This is indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.

What is the vesting schedule for MC's RSUs granted to Kenneth Shropshire?

The RSUs were issued as dividend equivalents and will vest concurrently with their underlying RSUs. Specifically, the 2023 Annual RSUs will vest with the underlying RSUs issued on July 3, 2023, and both the 2024 Annual and Elective RSUs will vest with their underlying RSUs issued on July 1, 2024.

How many MC shares will Kenneth Shropshire receive from these RSUs?

According to the filing's explanatory notes, each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. Therefore, Shropshire will receive approximately 54.91 shares of MC Class A Common Stock upon vesting of all the RSUs granted.
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