Moelis & Co Director Receives 4,800+ Restricted Stock Units in Latest Grant

Director Kenneth Shropshire of Moelis & Co (MC) received multiple restricted stock unit (RSU) grants as dividend equivalents on June 20, 2025.

Rhea-AI Filing Summary

Director Kenneth Shropshire of Moelis & Co (MC) received multiple restricted stock unit (RSU) grants as dividend equivalents on June 20, 2025. The transactions include:

• 2,661.12 units of 2023 Annual RSUs, issued as dividend equivalents on RSUs originally granted July 3, 2023
• 2,110.26 units of 2024 Annual RSUs, issued as dividend equivalents on RSUs originally granted July 1, 2024
• 62.37 units of 2024 Elective RSUs, issued as dividend equivalents on RSUs originally granted July 1, 2024

Each RSU represents the right to receive one share of Class A Common Stock. All dividend equivalent RSUs will vest concurrently with their underlying RSU grants. These transactions represent standard dividend equivalent distributions rather than new equity compensation awards, maintaining the director's alignment with shareholder interests.

Insider Trade Summary

Grant/Award: 54.91 shares

Grant/Award 3 txns

Insider Shropshire Kenneth

Role Director

Type	Security	Shares	Price	Value
Grant/Award	2023 Annual Restricted Stock Units	30.23	$0.00	$0.00
Grant/Award	2024 Annual Restricted Stock Units	23.97	$0.00	$0.00
Grant/Award	2024 Elective Restricted Stock Units	0.71	$0.00	$0.00

Holdings After Transaction: 2023 Annual Restricted Stock Units — 2,661.12 shares (Direct); 2024 Annual Restricted Stock Units — 2,110.26 shares (Direct); 2024 Elective Restricted Stock Units — 62.37 shares (Direct)

Footnotes (4)

1. F1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2. F2. 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
3. F3. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
4. F4. 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Restricted Stock Units (RSUs) did Kenneth Shropshire acquire at Moelis & Company (MC) on June 20, 2025?

Kenneth Shropshire acquired three types of RSUs on June 20, 2025: 30.23 units of 2023 Annual RSUs, 23.97 units of 2024 Annual RSUs, and 0.71 units of 2024 Elective RSUs, totaling approximately 54.91 RSUs.

What positions does Kenneth Shropshire hold at Moelis & Company (MC)?

According to the Form 4 filing, Kenneth Shropshire serves as a Director at Moelis & Company (MC). This is indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.

What is the vesting schedule for MC's RSUs granted to Kenneth Shropshire?

The RSUs were issued as dividend equivalents and will vest concurrently with their underlying RSUs. Specifically, the 2023 Annual RSUs will vest with the underlying RSUs issued on July 3, 2023, and both the 2024 Annual and Elective RSUs will vest with their underlying RSUs issued on July 1, 2024.

How many MC shares will Kenneth Shropshire receive from these RSUs?

According to the filing's explanatory notes, each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. Therefore, Shropshire will receive approximately 54.91 shares of MC Class A Common Stock upon vesting of all the RSUs granted.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/24/2025 - 05:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shropshire Kenneth

(Last) (First) (Middle)

399 PARK AVE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
2023 Annual Restricted Stock Units	06/20/2025		A		30.23	A	(1)(2)	2,661.12	D
2024 Annual Restricted Stock Units	06/20/2025		A		23.97	A	(1)(3)	2,110.26	D
2024 Elective Restricted Stock Units	06/20/2025		A		0.71	A	(1)(4)	62.37	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

3. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

4. 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

	/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.