STOCK TITAN

[Form 4] Barings Corporate Investors Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Barings Corporate Investors (MCI) – Form 4 filing overview

President Christina Emery reported an internal, Rule 10b5-1-related transaction dated 26 June 2025. The activity occurred inside the company’s non-qualified thrift/deferral plan and is therefore not a direct open-market purchase or sale of common shares.

  • Transaction code J indicates a non-market, other-type event permitted under Section 16.
  • 34.9507 notional units tied to MCI common shares were credited at an indicative price of $21.50.
  • Post-transaction, Emery’s plan-linked balance stands at 4,449.9655 notional units.
  • The plan confers no actual ownership; value tracks MCI’s share price plus reinvested dividends until distribution at retirement or another qualifying event.

No open-market trade, option exercise, or disposal of physical shares was disclosed. The filing appears routine and does not materially alter insider ownership or signal directional intent.

Barings Corporate Investors (MCI) – panoramica della presentazione del Modulo 4

La presidente Christina Emery ha segnalato una transazione interna, correlata alla Regola 10b5-1, datata 26 giugno 2025. L’attività si è svolta all’interno del piano di risparmio/differimento non qualificato della società e pertanto non rappresenta un acquisto o vendita diretta sul mercato aperto di azioni ordinarie.

  • Il codice transazione J indica un evento di tipo non di mercato, consentito ai sensi della Sezione 16.
  • Sono state accreditate 34,9507 unità nozionali legate alle azioni ordinarie MCI, a un prezzo indicativo di $21,50.
  • Dopo la transazione, il saldo legato al piano di Emery è di 4.449,9655 unità nozionali.
  • Il piano non conferisce proprietà reale; il valore segue il prezzo delle azioni MCI più i dividendi reinvestiti fino alla distribuzione al pensionamento o a un altro evento qualificante.

Non è stata segnalata alcuna operazione sul mercato aperto, esercizio di opzioni o cessione di azioni fisiche. La presentazione sembra di routine e non modifica sostanzialmente la proprietà interna né indica intenzioni direzionali.

Barings Corporate Investors (MCI) – resumen de la presentación del Formulario 4

La presidenta Christina Emery reportó una transacción interna relacionada con la Regla 10b5-1, fechada el 26 de junio de 2025. La actividad tuvo lugar dentro del plan no calificado de ahorro/diferimiento de la empresa y por lo tanto no constituye una compra o venta directa en el mercado abierto de acciones comunes.

  • El código de transacción J indica un evento de tipo no mercantil, permitido bajo la Sección 16.
  • Se acreditaron 34,9507 unidades nocionales vinculadas a acciones comunes de MCI a un precio indicativo de $21.50.
  • Tras la transacción, el saldo vinculado al plan de Emery es de 4,449.9655 unidades nocionales.
  • El plan no otorga propiedad real; el valor sigue el precio de las acciones de MCI más los dividendos reinvertidos hasta la distribución en la jubilación u otro evento calificado.

No se reportaron operaciones en el mercado abierto, ejercicio de opciones ni disposición de acciones físicas. La presentación parece rutinaria y no altera materialmente la propiedad interna ni indica una intención direccional.

Barings Corporate Investors (MCI) – Form 4 제출 개요

회장 Christina Emery2025년 6월 26일자로 Rule 10b5-1 관련 내부 거래를 보고했습니다. 이 거래는 회사의 비자격 저축/이연 계획 내에서 이루어졌으며, 따라서 보통주를 직접 공개 시장에서 매매한 것은 아닙니다.

  • 거래 코드 J는 섹션 16에 따라 허용된 비시장성 기타 유형의 이벤트를 나타냅니다.
  • MCI 보통주에 연동된 34.9507 명목 단위가 표시 가격 $21.50로 적립되었습니다.
  • 거래 후 Emery의 계획 연동 잔액은 4,449.9655 명목 단위입니다.
  • 이 계획은 실제 소유권을 부여하지 않으며, 퇴직 또는 기타 자격 이벤트 시 분배될 때까지 MCI 주가와 재투자 배당금을 추적합니다.

공개 시장 거래, 옵션 행사 또는 실제 주식 처분은 보고되지 않았습니다. 제출 내용은 일상적인 것으로 보이며 내부자 소유권에 실질적인 변화를 주지 않으며 방향성 의도를 나타내지 않습니다.

Barings Corporate Investors (MCI) – aperçu du dépôt du Formulaire 4

La présidente Christina Emery a déclaré une transaction interne liée à la règle 10b5-1 datée du 26 juin 2025. L’activité s’est déroulée dans le cadre du plan d’épargne/différé non qualifié de la société et ne constitue donc pas un achat ou une vente directe d’actions ordinaires sur le marché ouvert.

  • Le code de transaction J indique un événement de type non-marché autorisé en vertu de la Section 16.
  • 34,9507 unités notionnelles liées aux actions ordinaires de MCI ont été créditées à un prix indicatif de 21,50 $.
  • Après la transaction, le solde lié au plan d’Emery s’élève à 4 449,9655 unités notionnelles.
  • Le plan ne confère aucune propriété réelle ; la valeur suit le cours de l’action MCI plus les dividendes réinvestis jusqu’à la distribution lors de la retraite ou d’un autre événement qualifiant.

Aucune transaction sur le marché ouvert, exercice d’option ou cession d’actions physiques n’a été divulguée. Le dépôt semble routinier et n’altère pas de manière significative la propriété interne ni ne signale d’intention directionnelle.

Barings Corporate Investors (MCI) – Übersicht der Form 4 Einreichung

Präsidentin Christina Emery meldete eine interne, Regel 10b5-1-bezogene Transaktion vom 26. Juni 2025. Die Aktivität erfolgte innerhalb des nicht qualifizierten Spar-/Aufschubplans des Unternehmens und stellt daher keinen direkten Kauf oder Verkauf von Stammaktien am offenen Markt dar.

  • Transaktionscode J kennzeichnet ein nicht-marktbezogenes Ereignis, das gemäß Abschnitt 16 zulässig ist.
  • 34,9507 nominelle Einheiten, gebunden an MCI Stammaktien, wurden zu einem indikativem Preis von 21,50 $ gutgeschrieben.
  • Nach der Transaktion beträgt Emerys plangebundener Saldo 4.449,9655 nominelle Einheiten.
  • Der Plan verleiht kein tatsächliches Eigentum; der Wert folgt dem MCI-Aktienkurs plus reinvestierte Dividenden bis zur Ausschüttung bei Ruhestand oder einem anderen qualifizierenden Ereignis.

Es wurden keine offenen Markttransaktionen, Optionsausübungen oder Veräußerungen physischer Aktien gemeldet. Die Einreichung erscheint routinemäßig und verändert die Insider-Beteiligung nicht wesentlich und signalisiert keine Richtungsabsicht.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine deferral entry; no cash trade, negligible market impact.

This Form 4 reflects an internal bookkeeping entry within Barings’ non-qualified compensation plan. The 34.95 units represent notional exposure to MCI rather than actual share acquisition. Post-transaction holdings rise to 4,449.97 units, a <1% incremental change that neither tightens float nor signals insider conviction. Because the plan is only settled at retirement and lacks voting rights, investor relevance is minimal. I view the disclosure as administrative with no valuation impact.

TL;DR: Compliance-driven filing; maintains transparency, neutral outlook.

Emery’s thrift-plan adjustment, reported under code J, underscores adherence to Section 16 and Rule 10b5-1. The absence of real share movement means no shift in insider control or potential conflicts. Investors should note that Barings continues to file promptly and with detailed explanatory footnotes, reflecting strong governance practices. From a stewardship standpoint, the event is neutral: it neither improves nor degrades shareholder protections.

Barings Corporate Investors (MCI) – panoramica della presentazione del Modulo 4

La presidente Christina Emery ha segnalato una transazione interna, correlata alla Regola 10b5-1, datata 26 giugno 2025. L’attività si è svolta all’interno del piano di risparmio/differimento non qualificato della società e pertanto non rappresenta un acquisto o vendita diretta sul mercato aperto di azioni ordinarie.

  • Il codice transazione J indica un evento di tipo non di mercato, consentito ai sensi della Sezione 16.
  • Sono state accreditate 34,9507 unità nozionali legate alle azioni ordinarie MCI, a un prezzo indicativo di $21,50.
  • Dopo la transazione, il saldo legato al piano di Emery è di 4.449,9655 unità nozionali.
  • Il piano non conferisce proprietà reale; il valore segue il prezzo delle azioni MCI più i dividendi reinvestiti fino alla distribuzione al pensionamento o a un altro evento qualificante.

Non è stata segnalata alcuna operazione sul mercato aperto, esercizio di opzioni o cessione di azioni fisiche. La presentazione sembra di routine e non modifica sostanzialmente la proprietà interna né indica intenzioni direzionali.

Barings Corporate Investors (MCI) – resumen de la presentación del Formulario 4

La presidenta Christina Emery reportó una transacción interna relacionada con la Regla 10b5-1, fechada el 26 de junio de 2025. La actividad tuvo lugar dentro del plan no calificado de ahorro/diferimiento de la empresa y por lo tanto no constituye una compra o venta directa en el mercado abierto de acciones comunes.

  • El código de transacción J indica un evento de tipo no mercantil, permitido bajo la Sección 16.
  • Se acreditaron 34,9507 unidades nocionales vinculadas a acciones comunes de MCI a un precio indicativo de $21.50.
  • Tras la transacción, el saldo vinculado al plan de Emery es de 4,449.9655 unidades nocionales.
  • El plan no otorga propiedad real; el valor sigue el precio de las acciones de MCI más los dividendos reinvertidos hasta la distribución en la jubilación u otro evento calificado.

No se reportaron operaciones en el mercado abierto, ejercicio de opciones ni disposición de acciones físicas. La presentación parece rutinaria y no altera materialmente la propiedad interna ni indica una intención direccional.

Barings Corporate Investors (MCI) – Form 4 제출 개요

회장 Christina Emery2025년 6월 26일자로 Rule 10b5-1 관련 내부 거래를 보고했습니다. 이 거래는 회사의 비자격 저축/이연 계획 내에서 이루어졌으며, 따라서 보통주를 직접 공개 시장에서 매매한 것은 아닙니다.

  • 거래 코드 J는 섹션 16에 따라 허용된 비시장성 기타 유형의 이벤트를 나타냅니다.
  • MCI 보통주에 연동된 34.9507 명목 단위가 표시 가격 $21.50로 적립되었습니다.
  • 거래 후 Emery의 계획 연동 잔액은 4,449.9655 명목 단위입니다.
  • 이 계획은 실제 소유권을 부여하지 않으며, 퇴직 또는 기타 자격 이벤트 시 분배될 때까지 MCI 주가와 재투자 배당금을 추적합니다.

공개 시장 거래, 옵션 행사 또는 실제 주식 처분은 보고되지 않았습니다. 제출 내용은 일상적인 것으로 보이며 내부자 소유권에 실질적인 변화를 주지 않으며 방향성 의도를 나타내지 않습니다.

Barings Corporate Investors (MCI) – aperçu du dépôt du Formulaire 4

La présidente Christina Emery a déclaré une transaction interne liée à la règle 10b5-1 datée du 26 juin 2025. L’activité s’est déroulée dans le cadre du plan d’épargne/différé non qualifié de la société et ne constitue donc pas un achat ou une vente directe d’actions ordinaires sur le marché ouvert.

  • Le code de transaction J indique un événement de type non-marché autorisé en vertu de la Section 16.
  • 34,9507 unités notionnelles liées aux actions ordinaires de MCI ont été créditées à un prix indicatif de 21,50 $.
  • Après la transaction, le solde lié au plan d’Emery s’élève à 4 449,9655 unités notionnelles.
  • Le plan ne confère aucune propriété réelle ; la valeur suit le cours de l’action MCI plus les dividendes réinvestis jusqu’à la distribution lors de la retraite ou d’un autre événement qualifiant.

Aucune transaction sur le marché ouvert, exercice d’option ou cession d’actions physiques n’a été divulguée. Le dépôt semble routinier et n’altère pas de manière significative la propriété interne ni ne signale d’intention directionnelle.

Barings Corporate Investors (MCI) – Übersicht der Form 4 Einreichung

Präsidentin Christina Emery meldete eine interne, Regel 10b5-1-bezogene Transaktion vom 26. Juni 2025. Die Aktivität erfolgte innerhalb des nicht qualifizierten Spar-/Aufschubplans des Unternehmens und stellt daher keinen direkten Kauf oder Verkauf von Stammaktien am offenen Markt dar.

  • Transaktionscode J kennzeichnet ein nicht-marktbezogenes Ereignis, das gemäß Abschnitt 16 zulässig ist.
  • 34,9507 nominelle Einheiten, gebunden an MCI Stammaktien, wurden zu einem indikativem Preis von 21,50 $ gutgeschrieben.
  • Nach der Transaktion beträgt Emerys plangebundener Saldo 4.449,9655 nominelle Einheiten.
  • Der Plan verleiht kein tatsächliches Eigentum; der Wert folgt dem MCI-Aktienkurs plus reinvestierte Dividenden bis zur Ausschüttung bei Ruhestand oder einem anderen qualifizierenden Ereignis.

Es wurden keine offenen Markttransaktionen, Optionsausübungen oder Veräußerungen physischer Aktien gemeldet. Die Einreichung erscheint routinemäßig und verändert die Insider-Beteiligung nicht wesentlich und signalisiert keine Richtungsabsicht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Emery Christina

(Last) (First) (Middle)
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Barings Non-Qualified Thrift Plan (1) 06/26/2025 J(2) 34.9507 (1) (1) Common Shares ("Shares of Beneficial Interest") 34.9507 $21.5 4,449.9655 D
Explanation of Responses:
1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Stacy Standridge, as Attorney-in-fact 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Barings Corporate Investors (MCI) report in the latest Form 4?

President Christina Emery recorded 34.9507 notional units tied to MCI in a non-qualified thrift plan on 26 Jun 2025.

Did Christina Emery buy or sell actual MCI shares?

No. The units are notional and held within a deferred-compensation plan; no physical shares changed hands.

How many MCI-linked units does Emery now hold?

Her plan-linked balance increased to 4,449.9655 notional units.

What was the transaction price noted in the Form 4?

The notional credit was recorded at an indicative price of $21.50 per unit.

Is this filing likely to affect MCI’s share price?

Impact is expected to be minimal because no market transaction occurred and the units lack voting rights.
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