Moody’s Robert Fauber proposes $420K share sale

Moody’s Corporation (MCO) officer and director Robert Fauber reported a proposed sale of 923 common shares, with an approximate sale date of October 1, 2026 and an aggregate market value of $419,965.

Rhea-AI Filing Summary

Moody’s Corporation (MCO) officer and director Robert Fauber reported a proposed sale of 923 common shares, with an approximate sale date of October 1, 2026 and an aggregate market value of $419,965. Fidelity Brokerage Services LLC is listed as the broker. The notice identifies 300 shares from restricted stock vesting on March 1, 2026 and 623 shares from a stock option exercise on October 1, 2026. It also reports sales of 1,467 shares each on July 1, August 3 and September 1, 2026.

Key Figures

Proposed shares for sale: 923 shares Aggregate market value: $419,965 Common shares outstanding: 173,200,000 shares +3 more

6 metrics

Proposed shares for sale 923 shares Approximate sale date: October 1, 2026

Aggregate market value $419,965 Proposed sale

Common shares outstanding 173,200,000 shares Issuer shares outstanding as listed in the notice

Restricted stock vesting 300 shares March 1, 2026

Stock option exercise 623 shares October 1, 2026

Shares in each reported prior sale 1,467 shares Sales dated July 1, August 3 and September 1, 2026

Key Terms

Rule 144, Restricted Stock Vesting, Stock Option Exercise

3 terms

Rule 144 regulatory

"See the definition of “person” in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Stock Option Exercise financial

"Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MCO shares does Robert Fauber propose to sell?

Robert Fauber proposes to sell 923 Moody’s common shares, with an approximate sale date of October 1, 2026 and an aggregate market value of $419,965. Fidelity Brokerage Services LLC is listed as the broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 09:57 AM Accepted by SEC EDGAR 10/01/2026 - 09:57 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001481153
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MOODYS CORP /DE/
SEC File Number	001-14037
Address of Issuer	7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NEW YORK 10007
Phone	2125530300
Name of Person for Whose Account the Securities are To Be Sold	Fauber Robert
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	923	419965.00	173200000	10/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			300	03/01/2026	Compensation
Common	10/01/2026	Stock Option Exercise	Issuer			623	10/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	07/01/2026	1467	668203.83
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	08/03/2026	1467	710468.10
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	09/01/2026	1467	736272.63

144: Remarks and Signature

Remarks
Date of Notice	10/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/30/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Fauber
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)