Welcome to our dedicated page for Moody'S SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Moody’s Corporation (MCO) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Moody’s is a New York Stock Exchange registrant, with its common stock and certain senior notes listed, and it reports under the Exchange Act through forms such as Form 8-K. These filings document material events, governance changes, compensation plans, and financial results that are relevant to shareholders and bondholders.
Recent Form 8-K filings illustrate the range of topics covered. Moody’s has reported board and management changes, including director resignations and the election of new directors, as well as updates to committee assignments. It has disclosed amendments to its Amended and Restated By-Laws, particularly around advance notice procedures for stockholder nominations and proposals, and changes to the Moody’s Corporation 2001 Key Employees’ Stock Incentive Plan, addressing definitions, vesting flexibility, and treatment upon death or disability.
Filings also include earnings announcements and outlook updates, where Moody’s furnishes press releases detailing results of operations and financial condition for specific quarters, and references to the availability of those materials on its investor relations website and on the SEC’s EDGAR system. Other 8-Ks note matters such as the resignation of senior officers within Moody’s Analytics.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain the key points of each document in accessible language. Users can quickly see what a particular 8-K covers—such as governance changes, compensation plan amendments, or quarterly results—without reading the full text, while still having the option to review the original filing. This makes it easier to follow Moody’s regulatory history, understand how governance and compensation structures evolve, and monitor disclosures that may be relevant to the company’s credit ratings, analytics businesses, and capital structure.
Moody’s Corporation disclosed that Stephen Tulenko, President of Moody’s Analytics, has submitted his resignation as an officer and employee of the company. He notified Moody’s on August 19, 2025, that his departure will be effective on September 2, 2025, or an earlier date if determined by the Chief Executive Officer. The filing does not describe any replacement or changes to his responsibilities beyond the resignation notice.
Robert Fauber, President and CEO and a director of Moody's Corporation (MCO), reported option exercises and a sale on 08/15/2025 under a Rule 10b5-1 plan adopted July 30, 2024. He exercised employee stock options with exercise prices of $80.81, $94.18 and $113.34, increasing his reported option holdings and resulting in recorded additions of 56, 134 and 91 shares (as shown on the form). The filing also reports a sale of 415 shares at $521.45, leaving reported beneficial ownership of 61,617.984 shares following the transactions. The Form 4 was signed by a power of attorney for Mr. Fauber on 08/18/2025.
Form 144 notice from Moody's Corporation (MCO) reports a proposed Rule 144 sale of 415 common shares through Fidelity Brokerage Services with an aggregate market value of $216,401.75, scheduled approximately for 08/15/2025 on the NYSE. The filing shows there are 179,400,000 shares outstanding, and documents how the shares were acquired: 134 shares vested as restricted stock on 03/01/2024 (compensation) and the remainder tied to option grants dated 2016–2017 with cash payment dates of 08/15/2025. The notice also lists six prior sales by Robert Fauber in the past three months, each for 415 shares, with gross proceeds shown for each transaction. The filer attests to lack of undisclosed material adverse information.
Form 144 filing – Moody’s Corporation (MCO) reveals CEO Robert Fauber intends to sell 415 common shares on 01 Aug 2025 through Fidelity Brokerage, valued at approximately $211,729. The shares represent just 0.0002 % of the 179.4 million shares outstanding, implying negligible dilution risk.
The planned sale stems from recent equity awards: 134 shares vested as restricted stock on 03 Mar 2024 and 281 shares were acquired via option exercises granted between 2016-2017. The notice also discloses that during the past three months Fauber executed six identical transactions of 415 shares each, totaling 2,490 shares for gross proceeds of roughly $1.20 million.
The filer affirms no undisclosed adverse information and may be operating under a Rule 10b5-1 plan. Given the limited size relative to market float and historical trading volume, the transaction is viewed as routine portfolio diversification with immaterial impact on Moody’s valuation.
Form 4 shows Moody's Analytics President Stephen T. Tulenko executed two open-market sales of MCO common stock on 07/30/2025. The primary trade disposed of 2,120 shares at $511.18 (~$1.08 million in proceeds), while a fractional adjustment of 0.488 shares at $511.87 followed. After these transactions, Tulenko continues to hold 5,558.382 directly owned shares. No derivative activity or 10b5-1 plan indication was disclosed.