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Moody’s Corporation reported that Lisa P. Sawicki has been elected to its Board of Directors, effective March 16, 2026. She will also join the Board’s Audit and Governance & Nominating Committees on that date, bringing the total number of directors to ten.
Ms. Sawicki, age 58, previously served as Chair of the Global Board and Client Partner at PwC from 2021 to 2025 and has held multiple senior financial services assurance roles since joining PwC in 1989. Under Moody’s standard compensation plan for non-employee directors, she will receive an annual cash retainer of $120,000, paid quarterly, and in March 2026 an annual restricted stock unit award valued at $230,000, which will vest on the first anniversary of the grant date.
The company states that she was not selected pursuant to any arrangement with other persons, has no family relationships with directors or executive officers, and has no related-party transactions reportable under SEC rules. A press release announcing her election is furnished as an exhibit.
Moody's Corporation disclosed insider stock transactions by its President and CEO, who is also a director. On 01/02/2026, the executive exercised 592 stock options at $113.34 per share and acquired the same number of common shares, then sold 592 shares at $508.94 per share. On 01/05/2026, he exercised an additional 575 options at $167.50 per share and sold 575 shares at $502.52 per share. Following these transactions, he directly beneficially owns 61,081.984 shares of Moody's common stock and continues to hold employee stock options, including 4,195 and 4,597 options from earlier grants. The filing notes these moves were made under a Rule 10b5-1 trading plan adopted on July 30, 2025.
Moody's Corporation director Jose Minaya reported a change in his deferred compensation tied to the company’s stock. On 01/02/2026, he acquired 82.366 Phantom Stock Units at a reference price of $498.98 per unit. These units track the value of Moody's common stock but are part of a deferred compensation arrangement.
Each Phantom Stock Unit is linked to one share of common stock, and they arise from Minaya’s election to defer receipt of retainer fees. After this transaction, he beneficially owned 1,086.725 Phantom Stock Units, held directly. The units are scheduled to be settled in cash after his retirement rather than in actual shares.
Moody's Corporation (MCO) shareholder Robert Fauber has filed a notice of proposed sale of company stock under Rule 144. The filing covers a planned sale of 575 common shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 288,949.00. The filing reports that 178,400,000 common shares were outstanding at the time.
The 575 shares to be sold were acquired on 01/05/2026 through options granted on 02/16/2018, with the purchase price paid in cash. The notice also lists prior sales of Moody's common stock by the same seller during the past three months, including 1,167 shares sold on 11/03/2025 for gross proceeds of 558,934.65. By signing, the seller represents that he is not aware of undisclosed material adverse information about Moody's operations.
Moody's Corporation insider trading notice: A holder has filed to sell 592 shares of Moody's common stock through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 301292.48. The filing notes 178400000 common shares outstanding.
The 592 shares were acquired on 01/02/2026 through an option granted on 02/23/2017, paid for in cash. Over the past three months, the same seller completed several sales of Moody's common stock, including 1167 shares on 11/03/2025 for gross proceeds of 558934.65 and 592 shares on 12/01/2025 for 287765.28.
Moody's Corporation director reports equity-based awards and deferred units. A company director acquired 11.443 shares of Moody's common stock on 12/12/2025 at a price of $486.745 through RSU deferred dividend reinvestment. Following this transaction, the director beneficially owns 8,040.755 common shares directly.
The filing also discloses derivative awards in the form of phantom stock units and dividend equivalents tied to board retainer fees and unvested RSUs. On 12/12/2025, the director received 1.267 phantom stock units at $486.6 and 1.173 dividend equivalent units at $0, each unit corresponding to one share of common stock. The director now holds 666.412 phantom stock units and 4.753 dividend equivalent units, which are to be settled in cash after retirement.
Moody’s Corporation reported that its board of directors approved an amendment and restatement of the Amended and Restated Moody’s Corporation 2001 Key Employees’ Stock Incentive Plan. The changes revise the definition of “Good Standing” so that employees receiving “Retirement” treatment must be in Good Standing and comply with post-termination obligations under the plan.
The amendments also allow the company to require a release of claims as a condition for Retirement treatment, add flexibility to restricted stock unit vesting schedules, and clarify that equity treatment upon death or disability follows current company practice without needing additional approval from the Compensation & Human Resources Committee. The full text of the updated plan is provided as an exhibit.
Moody's Corporation (MCO) director Jose Minaya reported changes in his equity holdings in the company on 12/12/2025. He acquired 3.771 shares of common stock at $486.745 per share through RSU deferred dividend reinvestment, bringing his directly held common stock to 2,391.486 shares.
He also acquired 2.675 phantom stock units arising from his election to defer receipt of retainer fees, and 0.845 dividend equivalent units tied to unvested RSUs. Each phantom stock unit converts into one share of common stock and these units are to be settled in cash after his retirement. Following these transactions, he directly beneficially owned 1,406.402 phantom stock units and 3.423 dividend equivalent units.
Moody's Corporation director Bruce Van Saun reported small, routine equity accruals tied to existing awards. On 12/12/2025 he acquired 6 shares of common stock at $486.16 through restricted stock deferred dividend reinvestment and 10.472 shares at $486.745 through RSU deferred dividend reinvestment, bringing his directly held common stock to 9,332.221 shares.
He also received 0.845 dividend-equivalent derivative units linked to unvested RSUs, representing the right to receive an equivalent amount of common stock when those RSUs vest, increasing his directly held dividend-equivalent units to 3.423.
Moody's Corporation director Leslie Seidman reported automatic increases in her equity holdings on December 12, 2025 tied to dividend-related accruals. She acquired 14 shares of common stock at $486.16 per share from restricted stock deferred dividend reinvestment and 1.098 shares at $486.745 per share from RSU deferred dividend reinvestment, bringing her directly held common stock to 11,649.851 shares.
She also received 0.845 dividend equivalent units linked to unvested RSUs, representing the right to receive 0.845 shares of common stock upon vesting, which increased her directly held dividend equivalent balance to 3.423 units. The activity reflects dividend reinvestment accruals and dividend equivalents associated with existing equity awards.