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Steele Richard G reported acquisition or exercise transactions in this Form 4 filing.
Moody's Corporation senior vice president and general counsel Richard G. Steele reported equity awards and updated holdings. He received an employee stock option grant for 3,079 options with a grant price of $0.00 per share, with one fourth of the options vesting each year beginning on the date indicated. He was also granted 924 shares of common stock through an exempt grant of restricted stock units at no cost. Following these awards, he directly holds 3,079 options and 2,257.722 common shares, and reports 3,612.666 common shares held indirectly through a trust.
West Michael L reported acquisition or exercise transactions in this Form 4 filing.
Moody's Corporation executive Michael L. West reported equity awards that increase his direct ownership. He received an exempt grant of 5,256 Employee Stock Options with a right to buy Moody's common stock, with one fourth of these options vesting each year beginning on the grant date.
West was also granted 1,578 shares of Moody's common stock as restricted stock units, bringing his directly held common stock to 9,787.099 shares after the transaction. Both awards were recorded at a price of $0.00 per share, reflecting their nature as compensation grants rather than open-market purchases.
Moody's Corporation SVP & Chief Financial Officer Noemie Clemence Heuland received new equity awards. On February 23, 2026, she acquired 7,885 employee stock options with an exercise right to buy Moody's shares and 2,366 shares of common stock as an exempt grant of restricted stock units.
According to the filing, one fourth of the options vest each year beginning on the grant date, creating a four-year vesting schedule. After these awards, her directly held common stock position increased to 4,514 shares, and she now directly holds 7,885 stock options under this grant.
Moody's Corporation Chief Accounting Officer and Controller Jason D. Phillips reported receiving an exempt grant of restricted stock units covering 541 shares of common stock on February 23, 2026. The award was recorded at $0.00 per share, indicating no cash was paid for the grant.
Following this equity award, Phillips' directly held common stock position increased to 2,638.6205 shares. The transaction is classified as a grant, award, or other acquisition rather than an open-market purchase or sale.
Moody’s Corporation has filed a shelf registration on Form S-3 to offer debt securities from time to time after the effective date. The prospectus describes general terms for senior or subordinated unsecured notes; specific terms, amounts, and pricing will be set forth in future prospectus supplements.
The prospectus states net proceeds will be used for general corporate purposes, including working capital, capital expenditures, acquisitions, debt repayment and share repurchases, and incorporates the 2025 Form 10-K and a Form 8-K filed January 12, 2026.
Moody’s Corporation filed its 2025 annual report, outlining how its two main segments—Moody’s Analytics and Moody’s Investors Service—provide data, analytics, and credit ratings to help organizations manage interconnected financial, climate, cyber and other risks.
The company reports an aggregate market value of approximately $87 billion for non‑affiliate common stock as of June 30, 2025, with 177.3 million shares outstanding as of January 31, 2026. Moody’s employs 16,076 people worldwide, with a growing non‑U.S. workforce and majority‑owned rating affiliates contributing about 2,000 employees.
The filing emphasizes sustainability, climate and human capital priorities, including global inclusion programs, flexible work under its “PurposeFirst” framework, and decarbonization efforts such as 100% renewable electricity for offices. It also details extensive global regulatory oversight of the ratings and analytics businesses and a broad set of legal, regulatory, technology, AI and cyber risk factors that could affect future performance.
Moody’s Corporation reported strong fourth quarter and full-year 2025 results, and issued upbeat guidance for 2026. Revenue in 2025 rose to $7.7 billion, up 9% from 2024, with fourth quarter revenue of $1.9 billion, a 13% increase. Moody’s Analytics revenue grew 9% to $3.6 billion, while Moody’s Investors Service revenue increased 9% to $4.1 billion, supported by record issuance activity.
Full-year diluted EPS climbed to $13.67, up 21%, and adjusted diluted EPS reached $14.94, up 20%, reflecting margin expansion and higher operating income. For 2026, management guides to high‑single‑digit revenue growth, operating margin of 45–46%, adjusted operating margin of 52–53%, diluted EPS of $15.00–$15.60, adjusted diluted EPS of $16.40–$17.00, free cash flow of $2.8–$3.0 billion, and approximately $2.0 billion of share repurchases.
Moody's Corporation President and CEO Robert Fauber reported routine transactions in company stock. On February 2, 2026, he exercised 592 employee stock options at $113.34 per share and sold 592 common shares at $516.15 per share, leaving 61,081.984 common shares directly owned. On February 3, 2026, he exercised another 575 options at $167.5 per share and sold 575 shares at $498.9 per share, with direct ownership again reported as 61,081.984 shares afterward. Following these transactions, he held 3,603 and 4,022 remaining employee stock options from grants originally vesting annually beginning in 2018 and 2019. All exercises and sales were carried out under a Rule 10b5-1 trading plan adopted on July 30, 2025, indicating the trades were pre‑planned rather than discretionary.
A shareholder has filed a Rule 144 notice to sell 575 shares of common stock through Fidelity Brokerage Services on the NYSE, with an approximate sale date of 02/03/2026.
The 575 shares were acquired on 02/03/2026 via an option granted on 02/16/2018 and paid for in cash. The filer, named as Robert Fauber, has also sold common shares over the past three months in multiple transactions, including 1,167 shares on 11/03/2025 for gross proceeds of 558,934.65 and 592 shares on 02/02/2026 for 305,560.80.
Moody's Corporation shareholder plans to sell 592 common shares of the issuer’s stock through Fidelity Brokerage Services LLC on or about 02/02/2026, with an indicated aggregate market value of 305560.80. The shares are listed on the NYSE, and the issuer has 178,400,000 common shares outstanding.
The 592 shares to be sold were acquired on 02/02/2026 via an option originally granted on 02/23/2017, with payment made in cash. The filing also lists prior sales by Robert Fauber over the last three months, including several transactions between 11/03/2025 and 01/05/2026 with disclosed share amounts and gross proceeds.