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Spectral AI Inc Form 4 Filings

MDAIW NASDAQ

Every Form 4 that Spectral AI Inc (MDAIW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow MDAIW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MDAIW filings page.

Rhea-AI Summary

Spectral AI, Inc. director John Michael DiMaio reported an acquisition of 35,000 shares of Common Stock on 2026-08-13 at a weighted average price of $1.64 per share, giving him 2,766,847 Common shares held directly after the transaction. The filing also lists existing equity incentives, including Incentive Stock Options exercisable for 5,292 and 20,352 Common shares at an exercise price of $1.67 expiring in 2034, 250,000 Non-Qualified Stock Options at $1.25 expiring in 2035 of which 100,000 were vested and 150,000 vest upon achievement of milestones, and 100,000 Restricted Stock Units tied to Common Stock, half of which vested on April 20, 2026, with the remaining half scheduled to vest on April 1, 2027.

Rhea-AI Summary

Spectral AI, Inc. director John Michael DiMaio reported compensation-related equity awards in common stock and options. He received three grants of common stock totaling 44,000 shares on June 24–29, 2026 at prices ranging from $1.69 to $1.74 per share, bringing his direct common stock holdings to 2,731,847 shares.

He also holds equity incentives in derivative form: 100,000 underlying shares via restricted stock units with an exercise price of $1.84 per share expiring on April 20, 2036, 250,000 underlying shares via non-qualified stock options at $1.25 per share expiring on April 23, 2035, and two incentive stock option positions over 20,352 and 5,292 underlying shares at $1.67 per share expiring on May 15, 2034. Footnotes state that some options were fully vested on issuance, others were fully vested as of the filing date, and part of one grant vests upon achieving specified milestones, while the RSUs vest in two equal tranches on April 20, 2026 and April 1, 2027.

Rhea-AI Summary

Spectral AI, Inc. director John Michael DiMaio reported equity awards rather than market trades. He received 15,000 shares of Common Stock on May 29, 2026 at a reported value of $2.12 per share, and 2,500 shares on May 28, 2026 at $2.36 per share, both classified as grants or awards. Following these awards, his direct Common Stock holdings total 2,687,847 shares. The filing also lists existing derivative positions: 100,000 underlying shares from Restricted Stock Units at an exercise price of $1.84 expiring on April 20, 2036, a Non-Qualified Stock Option over 250,000 underlying shares at $1.25 expiring on April 23, 2035, and Incentive Stock Options over 20,352 and 5,292 underlying shares at $1.67 expiring on May 15, 2034. A footnote states that 50% of the RSUs vest on April 20, 2026 and 50% on April 1, 2027, highlighting a multi-year vesting schedule.

Rhea-AI Summary

Spectral AI, Inc. director John Michael DiMaio received 32,233 shares of common stock as a grant or award at $2.61 per share, increasing his direct holdings to 2,670,347 shares. The filing also lists several equity awards that remain outstanding.

These include restricted stock units tied to 100,000 shares of common stock at a $1.84 exercise price, non-qualified stock options linked to 250,000 shares at $1.25, and incentive stock options covering 20,352 and 5,292 shares at $1.67. Footnotes state that some options are fully vested, others vest upon milestones, and the RSUs vest in two equal tranches in 2026 and 2027.

Rhea-AI Summary

Spectral AI, Inc. director Sadagopan Deepak reported a compensation-related equity award. On April 24, 2026, he received 25,000 shares of Common Stock at a price of $0.00 per share as a grant or award, bringing his directly held common shares to 25,000. He also holds fully vested stock options over additional common shares with exercise prices between $1.25 and $1.67 per share, and 25,000 restricted stock units tied to the company’s common stock.

Rhea-AI Summary

Spectral AI, Inc. director Richard John Cotton reported stock-based compensation awards. He received grants of 8,818 shares of common stock at $2.40 per share and 5,882 shares at $2.33 per share, increasing his directly held common shares to 111,477.

The filing also lists existing equity awards, including non-qualified and incentive stock options and restricted stock units tied to common stock, with exercise prices between $1.25 and $1.84 per share and expirations between 2034 and 2036.

Rhea-AI Summary

Spectral AI, Inc. director John Michael DiMaio reported new equity compensation and updated his holdings. On May 15, 2026, he received two grants of common stock totaling 25,000 and 1,887 shares at reporting prices of $2.16 and $2.12 per share. Following these awards, he directly owns 2,638,114 shares of common stock.

He also holds derivative awards, including Restricted Stock Units over 100,000 underlying shares at an exercise price of $1.84 expiring on April 20, 2036, Non-Qualified Stock Options over 250,000 shares at $1.25 expiring on April 23, 2035, and Incentive Stock Options over 20,352 and 5,292 shares at $1.67 expiring on May 15, 2034. Footnotes indicate various vesting schedules and milestone-based vesting for portions of these awards.

Rhea-AI Summary

Spectral AI, Inc. director John Michael DiMaio reported a compensation-related equity award rather than an open-market trade. He received 100,000 shares of Common Stock as a grant at a stated price of $0.00 per share, increasing his direct holdings to 2,611,227 Common shares after the transaction.

The filing also lists existing equity awards that can convert into Common Stock, including 100,000 underlying shares from restricted stock units at $1.84, 250,000 underlying shares from non-qualified stock options at $1.25, and additional incentive stock options covering 20,352 and 5,292 underlying shares at $1.67 per share, with expirations between 2034 and 2036. Footnotes state that certain stock options are fully vested.

Rhea-AI Summary

Spectral AI, Inc. director Richard John Cotton reported a compensation-related equity grant. He received 29,850 shares of Common Stock as a grant or award at $0.00 per share, bringing his direct Common Stock holdings to 96,777 shares, including 29,850 restricted stock units (RSUs) that the filing notes as fully vested and issued on April 24, 2026. He also holds fully vested stock options over additional Common Stock, with exercise prices of $1.25 and $1.67 per share and expirations between 2034 and 2035, plus RSU-based rights expiring in 2036. The filing shows no open‑market buying or selling, only an acquisition through a grant and updated holdings.

Rhea-AI Summary

Spectral AI, Inc. director Marion Ann Snyder reported an equity award and updated her holdings in company stock and derivatives. On April 24, 2026, she received a grant of 25,000 shares of Common Stock, recorded at a price of $0.0000 per share, bringing her direct common stock ownership to 25,000 shares.

She also holds vested non-qualified stock options over 17,717, 50,000, and 13,568 shares of Common Stock with exercise prices of $1.27, $1.25, and $1.67 per share, expiring between 2034 and 2035, plus 25,000 restricted stock units tied to Common Stock, with 50% vesting on April 20, 2026 and the remaining 50% scheduled for April 1, 2027.

Rhea-AI Summary

Spectral AI, Inc. reported that Chief Executive Officer Vincent S. Capone received a grant of 100,000 shares of Common Stock on April 24, 2026 as a compensation award at an effective price of $0.00 per share. Following this grant, he directly owns 286,450 Common shares. The filing also lists fully vested or vesting equity awards, including restricted stock units tied to 100,000 underlying shares at an exercise price of $1.84, and several incentive and non-qualified stock option grants with exercise prices between $1.20 and $5.54 expiring between 2032 and 2036.

Rhea-AI Summary

Spectral AI, Inc. director John Michael DiMaio reported a stock award of 7,619 shares of Common Stock at $1.58 per share. After this grant, he directly owns 2,511,227 common shares. The award is classified as a grant or other acquisition rather than an open-market purchase.

He also holds incentive stock options and non-qualified stock options over additional Common Stock. Two ISO grants cover 5,292 and 20,352 underlying shares at an exercise price of $1.67, expiring in 2034, and one NQSO grant covers 250,000 underlying shares at $1.25, expiring in 2035. Footnotes state that some options are already fully vested and others vest monthly or upon achieving specified milestones.

Rhea-AI Summary

Spectral AI, Inc. Chief Executive Officer Vincent S. Capone reported receiving an award of 16,750 shares of Common Stock at a reported price of $1.52 per share. Following this equity grant, he directly holds 186,450 Common shares.

He also reports several stock option positions over Common Stock, including incentive and non-qualified stock options with exercise prices between $1.20 and $5.54 per share, expiring between 2032 and 2035. Footnotes indicate certain options are fully vested and others vest over time or upon milestones.