Welcome to our dedicated page for Mizuho Financial SEC filings (Ticker: MFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Mizuho Financial Group, Inc. filings document foreign-issuer disclosures for a Japanese financial group whose ADRs represent one-fifth of an ordinary share. Form 6-K reports cover share repurchase progress, cancellation of common stock, capital-ratio announcements, board and corporate executive changes, and materials incorporated by reference into a Form F-3 registration statement.
The filings also record governance under Japan's Companies Act, Tokyo Stock Exchange issuer information, legal opinions and consents tied to securities registration, and capital adequacy measures reported for Mizuho Financial Group and banking subsidiaries.
Mizuho Financial Group director Kanzaki Yuki filed an initial ownership report showing 750 phantom stock units – retirement tied to common stock. These units are fully vested and will be settled in cash or shares at the company’s election when the director retires.
Mizuho Financial Group director Tezuka Masahiko filed an initial ownership report showing his current equity-linked interests in the company. He holds fully vested 2,740 phantom stock units, each tied to one share of common stock and settling upon retirement in cash or stock at the issuer’s election. He also reports 949.567 shares of common stock held indirectly through an employee stock ownership plan.
Mizuho Financial Group Inc. director Yumiko Noda filed an initial ownership report showing phantom stock-based compensation. She holds phantom stock units tied to 3,070 underlying shares of common stock. These units are fully vested and will settle when she retires from the company.
Each phantom stock unit represents a contingent right to receive one share of Mizuho common stock, with settlement in cash or stock at the issuer’s election. The filing does not record a new purchase or sale, but documents her existing deferred equity-based holdings as a director.
Mizuho Financial Group officer Kazutoshi Isogai filed an initial ownership report showing direct holdings of common stock and phantom stock units tied to common shares. Phantom stock units linked to 7,160 underlying shares are fully vested and will settle upon retirement, while additional grants linked to 4,427, 3,189, and 1,351 underlying shares vest in three equal annual installments beginning on July 1, 2024, 2025, and 2026. The filing also reports direct ownership of 5,610 shares of common stock.
Mizuho Financial Group director Tsukioka Takashi has filed an initial Form 3 reporting his equity-related holdings. He holds fully vested phantom stock units tied to 6,330 shares of common stock that will settle upon retirement, in cash or stock at the company’s election. He also reports 2,538.463 shares of common stock held indirectly through an ESOP, reflecting his current beneficial interests rather than any new buy or sell transaction.
Mizuho Financial Group Chief Financial Officer Yonezawa Takefumi has filed an initial statement of holdings showing a mix of phantom stock units and common stock. He holds fully vested phantom stock units tied to 4,520 shares of common stock that settle upon retirement, as well as additional phantom stock units tied to 4,427 and 3,189 shares that vest in three equal annual installments beginning on July 1, 2026 and July 1, 2025, respectively. The filing also reports direct ownership of 3,403 common shares and an indirect interest in 730.238 common shares through an ESOP, giving investors a clear view of his current equity-linked compensation and incentives.
Mizuho Financial Group Inc. officer Sato Noriyuki filed an initial Form 3 disclosing existing equity-linked holdings. The filing shows direct ownership of 1,156 shares of common stock.
He also holds phantom stock units tied to common shares. One fully vested grant labeled “Phantom Stock Units - Retirement” covers 4,560 underlying common shares and will settle upon his retirement. Additional phantom stock units cover 4,427 underlying shares that vest in three equal annual installments beginning on July 1, 2026, and 3,189 underlying shares representing the unvested portion of a prior grant vesting in three equal annual installments beginning on July 1, 2025. Each phantom unit represents a contingent right to receive one share of common stock, settled in cash or stock at the issuer’s election.
Mizuho Financial Group Inc. director Ohno Kotaro filed an initial ownership report showing holdings of phantom stock units tied to the company’s common stock. The filing lists 3,070 underlying shares associated with these units.
The phantom stock units are fully vested and are designed to settle when Ohno retires from the company. Each unit represents a contingent right to receive one share of Mizuho common stock, which will be settled in either cash or common stock at the company’s election.
Mizuho Financial Group director Seiji Imai filed an initial ownership report detailing his equity-based interests in the company. He holds 49,688 shares of Common Stock directly and 9,463.572 shares indirectly through an ESOP. He also reports multiple grants of phantom stock units tied to Common Stock, including 44,060 units that are fully vested and settle upon retirement, plus additional grants of 7,208, 6,043, and 3,793 units that vest in three equal annual installments beginning on July 1, 2026, July 1, 2025, and July 1, 2024, respectively.
Mizuho Financial Group officer Akita Natsumi filed an initial ownership report listing compensation-linked holdings rather than recent trades. The filing shows direct phantom stock units tied to Mizuho common stock, including 7,090 units labeled as retirement-related, plus additional grants covering 4,652, 3,189 and 1,368 underlying shares.
Footnotes explain that some phantom stock units are fully vested and settle upon retirement, while others vest in three equal annual installments beginning on July 1, 2024, July 1, 2025 and July 1, 2026. The report also lists 2,596 shares of common stock held directly and 4,819.653 shares held indirectly through an ESOP arrangement.