Welcome to our dedicated page for Medallion Finacl SEC filings (Ticker: MFIN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Medallion Financial Corp. uses SEC filings to document operating results, subsidiary disclosures, financing arrangements, and capital-structure events for its specialty finance business. Recent Form 8-K filings furnish quarterly and annual results, including net interest income, loan originations, credit provisions, dividends, and related financial metrics for the company and Medallion Bank.
The filing record also covers material debt transactions, including senior unsecured notes, repayment of privately placed notes, and direct financial obligation disclosures. Other reports address SBA debenture financing matters at Medallion Capital, registered common stock on the Nasdaq Global Select Market, Regulation FD disclosures, exhibits, and material agreements affecting the company’s borrowing profile and governance record.
Medallion Financial Corp. reported an equity award to a senior executive. Chief Credit Officer and Executive Vice President Thomas J. Munson received 9,653 restricted shares of common stock on February 10, 2026 as a grant under the company’s 2018 Equity Incentive Plan at a price of $0 per share.
These restricted shares will vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029, tying compensation to longer-term service. Following this award, Munson directly holds 67,916 shares of Medallion Financial common stock.
Medallion Financial Corp. officer receives stock award. Samantha K. Rozovsky, Chief Compliance Officer and Associate General Counsel, acquired 8,687 shares of Medallion Financial common stock on February 10, 2026 through a restricted stock grant at $0 per share. After this award, she beneficially owns 22,502 shares directly.
The restricted shares were granted under the Medallion Financial Corp. 2018 Equity Incentive Plan and are scheduled to vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029. This reflects routine equity-based compensation aligning the officer’s interests with shareholders over time.
Medallion Financial Corp. executive and director Andrew Murstein acquired 77,220 restricted shares of common stock on February 10, 2026 through an equity award. The shares were granted at a price of $0 under the Medallion Financial Corp. 2018 Equity Incentive Plan.
The award will vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029. After this grant, Murstein beneficially owns 864,408 shares directly and 1,481,963 shares indirectly through the Andrew Murstein Family Trust.
Medallion Financial Corp. reported an equity award to insider Donald S. Poulton, Chief Executive Officer of Medallion Bank. On February 10, 2026, he acquired 58,760 restricted shares of common stock at a price of $0.00 per share under the company’s 2018 Equity Incentive Plan.
These restricted shares will vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029. Following this grant, Poulton directly beneficially owns 276,835 shares of Medallion Financial common stock.
Medallion Financial Corp. filed a current report stating that its wholly owned subsidiary, Medallion Bank, issued a press release announcing results for the quarter and year ended December 31, 2025. The press release is included as Exhibit 99.1 and is incorporated by reference.
The company notes this information is being furnished under Regulation FD, not filed, meaning it will only be incorporated into future registration statements if specifically identified. Medallion Financial’s common stock continues to trade on the NASDAQ Global Select Market under the symbol MFIN.
Medallion Financial Corp (MFIN) Form 4: David Justin Haley, listed as an officer and identified as Chief Financial Officer of Medallion Bank, reported insider option exercises and resulting share holdings. On 09/10/2025 Mr. Haley acquired 5,203 common shares at $6.55 and 13,274 common shares at $6.68 under option transactions. After these transactions he beneficially owned 99,116 shares following the first reported acquisition and 112,390 shares following the second for direct holdings. The filing also reports derivative holdings tied to options: 5,203 shares from options with a $6.55 exercise price (exercisable 03/21/2019, expiring 03/21/2029) and 13,274 shares from options with a $6.68 exercise price (exercisable 02/17/2020, expiring 02/17/2030). The form is signed 09/11/2025 and shows all referenced options have fully vested per the explanations provided.
Samantha K. Rozovsky filed a Form 3 reporting initial beneficial ownership in Medallion Financial Corp (MFIN). She reports directly owning 13,815 shares of common stock and two exercisable option grants covering 583 shares (exercise $6.55, exercisable 03/21/2029) and 2,019 shares (exercise $7.25, exercisable 12/20/2029). Her role is listed as Officer (Chief Compliance Officer and Associate General Counsel) and Director. The form is dated 08/18/2025.