3M director Fitterling receives stock award

3M director James R. Fitterling reported an equity-based compensation award linked to his non-employee director pay.

Rhea-AI Filing Summary

3M director James R. Fitterling reported an equity-based compensation award linked to his non-employee director pay. An indirect account held by a corporation associated with him acquired 1,360.402 shares of 3M common stock at $143.34 per share as a grant or award. Following this, that indirect corporate account held 7,868.463 shares, alongside 11,412.005 directly held shares and 200 shares held indirectly by his spouse. Footnotes explain that the award includes deferred dividend reinvestment shares under 3M's Compensation Plan for Non-Employee Directors and that he has no voting or investment power over the common stock equivalents account.

Insider Trade Summary

Grant/Award: 1,360.402 shares

Grant/Award 3 txns

Insider Fitterling James R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,360.402	$143.34	$195K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 7,868.463 shares (Indirect, By Corporation); Common Stock — 11,412.005 shares (Direct); Common Stock — 200 shares (Indirect, By Spouse)

Footnotes (2)

1. F1. Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
2. F2. This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Key Figures

Equity award shares: 1,360.402 shares Award price per share: $143.3400 per share Indirect corporate holdings after award: 7,868.463 shares +2 more

5 metrics

Equity award shares 1,360.402 shares Grant or award acquisition on 2026-05-12

Award price per share $143.3400 per share Value used for the compensation-related stock award

Indirect corporate holdings after award 7,868.463 shares Indirectly held through a corporation following the transaction

Direct holdings after report 11,412.005 shares Common stock directly held after the reported transactions

Spouse indirect holdings 200 shares Common stock held indirectly by spouse

Key Terms

Compensation Plan for Non-Employee Directors, deferred dividend reinvestment shares, common stock equivalents account, non-employee director

4 terms

Compensation Plan for Non-Employee Directors financial

"pursuant to 3M's Compensation Plan for Non-Employee Directors."

deferred dividend reinvestment shares financial

"Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan"

common stock equivalents account financial

"to a common stock equivalents account under the terms of 3M's Compensation Plan"

non-employee director financial

"3M's Compensation Plan for Non-employee Directors and has no voting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did 3M (MMM) director James R. Fitterling report in this Form 4?

He reported an equity-based compensation award of 1,360.402 shares of 3M common stock. The award was recorded as an indirect holding through a corporation, tied to his non-employee director compensation arrangements.

How many 3M (MMM) shares does James R. Fitterling hold after this transaction?

After the award, he holds 11,412.005 shares directly and 7,868.463 shares indirectly through a corporation. An additional 200 shares are held indirectly by his spouse, reflecting a mix of direct and indirect ownership positions.

What was the price used for James R. Fitterling’s 3M stock award?

The compensation award was valued at $143.34 per share for 1,360.402 shares. This price is used to record the grant amount under 3M’s Compensation Plan for Non-Employee Directors as part of his director compensation.

How are some of James R. Fitterling’s 3M (MMM) shares held indirectly?

Some shares are held indirectly through a corporation and by his spouse. The filing notes 7,868.463 shares via a corporation and 200 shares via his spouse, illustrating that not all reported holdings are in his direct personal name.

Does James R. Fitterling control voting or investment decisions for all reported 3M holdings?

Footnotes state he has no voting or investment powers over a common stock equivalents account. Those equivalents arise from deferred compensation and dividend reinvestment under 3M’s Compensation Plan for Non-Employee Directors, limiting his direct control over that portion.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 04:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fitterling James R

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MINNESOTA 55144

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/12/2026		A		1,360.402	A	$143.34	7,868.463(1)(2)	I	By Corporation
Common Stock								11,412.005	D
Common Stock								200	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

2. This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

	Patricia L. Meagher, attorney-in-fact for James R. Fitterling	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)