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3M CO (MMM) SEC Filings, Feb 4-9, 2026

MMM NYSE
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3M Executive Vice President John Patrick Banovetz reported routine equity compensation activity. On February 6, 2026, 4,818 restricted stock units converted into the same number of 3M common shares at an exercise price of $0, reflecting previously granted stock-based compensation that vested three years after the February 7, 2023 grant.

On the same day, 1,362 common shares were withheld or sold at $172.65 under transaction code “F,” typically used for tax withholding on vesting. After these transactions, Banovetz directly held 42,971.1246 shares of 3M common stock, including dividend equivalents and shares from company plans.

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3M is reporting a planned insider sale of common stock under Rule 144. The notice covers 1,190 common shares with an aggregate market value of 203644.82 to be sold through Fidelity Brokerage Services LLC on the NYSE, with an approximate sale date of 02/09/2026.

The shares were acquired over several years through the employee stock purchase plan and restricted stock vesting, including 411 shares that vested on 02/08/2025. Common shares outstanding are listed as 526700000, providing context for the relatively small size of this planned sale.

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An insider of the issuer has filed a notice of intent to sell 45,574 common shares through Fidelity Brokerage Services LLC on February 9, 2026, with an aggregate market value of $7,753,518.25 and the shares listed on the NYSE.

The shares to be sold were acquired on February 9, 2026 by exercising options originally granted on February 7, 2023 and February 8, 2022 for 25,055 and 20,519 shares, respectively, paid in cash. The issuer had 526,700,000 shares outstanding. During the prior three months, the same account holder, Zoe Dickson, sold 27,455 common shares for gross proceeds of $4,661,910.00.

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3M Company insider Victoria Clarke has filed a notice of proposed stock sales under Rule 144. The filing covers 4,137 shares of common stock with an aggregate market value of 701,097.80, to be sold through Fidelity Brokerage Services on or about 02/06/2026 on the NYSE.

The 4,137 shares were acquired on 01/05/2026 through restricted stock vesting from the issuer as compensation. The notice also reports a prior sale on 01/22/2026 of 1,857 common shares for gross proceeds of 294,390.77. Shares outstanding are listed as 526,700,000.

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3M executive Zoe L. Dickson reported equity compensation activity in 3M common stock. On February 2, 2026, she was credited with 11,964.32 shares at $0 per share under a performance share award granted on March 1, 2023, after performance goals were certified.

She previously elected to defer receipt of these shares and will not have voting or investment power over them until they are issued. On the same date, 282 shares were withheld at $0 to cover estimated taxes. After these transactions, she beneficially owns 17,859.4401 shares directly and 299 shares indirectly through a 401k/paesop trust.

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3M executive Kevin H. Rhodes reported equity compensation activity tied to performance share awards. On February 2, 2026, he acquired 23,251.392 shares of 3M common stock at $0 per share when performance-based vesting requirements for awards granted on March 1, 2023 were certified as achieved.

On the same date, 4,732 shares were withheld, at $0, to cover taxes, leaving him with 33,738.3379 shares of 3M common stock held directly. Half of the vested shares were deferred, and he will not have voting or investment power over those deferred shares until they are issued.

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3M Group President Beatriz Karina Chavez Rodriguez reported equity compensation activity in 3M common stock. On February 2, 2026, she acquired 8,650.304 shares at $0 under a performance share award granted on March 1, 2023, after performance goals were certified as achieved.

On the same date, 3,945 shares were withheld at $0 to cover estimated taxes related to this award. Following these transactions, she directly held 14,259.3048 shares of common stock, and a separate holding line reflects 2,209.385 shares, which includes dividend share equivalents accrued under 3M's Deferred Compensation Plan.

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3M EVP & Chief Information Digital Officer Mark W. Murphy reported equity compensation activity in 3M common stock. On February 2, 2026, he acquired 11,173.408 shares at $0 per share from performance share awards granted on March 1, 2023, after performance goals were certified as met.

Murphy had previously elected to defer receipt of 93% of these performance shares and will not have voting or investment power over the deferred portion until they are issued. On the same date, 603 shares were withheld to cover taxes, also at $0 per share.

After these transactions, Murphy directly beneficially owned 17,214.9561 shares of 3M common stock, including shares acquired under 3M's General Employee Stock Purchase Plan.

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3M Executive Vice President John P. Banovetz reported equity changes in his 3M common stock holdings. On February 2, 2026, he acquired 12,513.696 shares at $0 when a performance share award granted on March 1, 2023 vested after meeting performance-based requirements. On the same date, 4,859 shares were withheld, at $0, to cover estimated taxes. After these transactions, he directly owned 39,515.1246 shares of 3M common stock, including shares from the General Employee Stock Purchase Plan and dividend share equivalents accrued under 3M's Deferred Compensation Plan.

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FAQ

How many 3M CO (MMM) SEC filings are available on StockTitan?

StockTitan tracks 126 SEC filings for 3M CO (MMM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for 3M CO (MMM)?

The most recent SEC filing for 3M CO (MMM) was filed on February 9, 2026.