Mobix Labs, Inc. filings document the public-company disclosures of a fabless semiconductor and connectivity company serving defense, aerospace, telecommunications and other high-reliability markets. Registration statements and prospectus materials cover Class A common stock offerings, resale registration matters and financial disclosures tied to its capital needs.
Material-event reports cover securities purchase agreements, a senior secured convertible promissory note, registration rights, the completed reverse stock split of Class A and Class B common stock, and related adjustments to equity plans and outstanding securities. Proxy and annual meeting filings describe director elections, stockholder voting matters, bylaw amendments, quorum requirements and other governance provisions.
MOBIX LABS, INC director and 10% owner James J. Peterson received an equity award in the form of Class A Common Stock. He acquired 13,660 shares of Class A Common Stock on a grant or award basis at a stated price of $0.00 per share, tied to Restricted Stock Units granted on June 30, 2026 that vested on July 1, 2026.
Following this award, he directly holds 339,122 shares of Class A Common Stock. He also has derivative positions linked to Class A shares: 144,927 underlying shares through Class B Common Stock that is convertible into Class A, plus fully vested options covering 13,341 shares at an exercise price of $68.40 per share expiring on April 4, 2032, and 2,000 shares at $41.80 per share expiring on August 10, 2030.
LONG MICHAEL J reported acquisition or exercise transactions in this Form 4 filing.
MOBIX LABS, INC director Michael J. Long received an equity award in the form of restricted stock units. The Form 4 shows a grant of 13,660 shares of Class A common stock at no cash cost to him, increasing his directly held position to 138,592 shares.
The footnote explains these Restricted Stock Units were granted on June 30, 2026 and vested on July 1, 2026, indicating this was a compensation-related award rather than an open-market purchase or sale.
Goerner Frederick C reported acquisition or exercise transactions in this Form 4 filing.
Mobix Labs director Frederick C. Goerner received an equity award of 13,660 shares of Class A Common Stock on June 30, 2026, at a price of $0.0000 per share. These shares relate to Restricted Stock Units granted on June 30, 2026 that vested on July 1, 2026. Following this grant, he directly holds 185,717 shares of Class A Common Stock. He also holds Class B Common Stock convertible into 21,739 Class A shares at his option, plus fully vested options to buy 13,341 Class A shares at $68.40 per share expiring on April 4, 2032 and 2,000 shares at $41.80 per share expiring on August 10, 2030.
Mobix Labs director Kurt Busch reported a new equity grant. He received 13,660 shares of Class A Common Stock as a grant or award at a price of $0.00 per share, increasing his direct holdings to 74,621 shares. Footnotes state these Restricted Stock Units were granted on June 30, 2026 and vested on July 1, 2026.
He also holds fully vested options to buy 13,341 shares at an exercise price of $68.40 per share expiring on April 4, 2032, and options to buy 2,000 shares at $41.80 per share expiring on August 10, 2030.
MOBIX LABS director David J. Aldrich reported a stock award of 13,660 Class A common shares as compensation. These shares were granted on June 30, 2026 at no cost and arose from Restricted Stock Units that vested on July 1, 2026.
After this grant, Aldrich directly owned 66,353 shares of Class A common stock. He also held fully vested options over 13,341 shares with a $68.40 exercise price expiring April 4, 2032, and options over 2,000 shares with a $41.80 exercise price expiring August 10, 2030.
Mobix Labs, Inc. files a Prospectus Supplement to its Form S-1 covering up to 2,412,711 shares of Class A common stock. The supplement incorporates Form 8-K updates describing (1) a potential acquisition discussion with Vision Aerial, (2) expected corrective amendment and a resale registration (including approximately 3,300,000 shares for Kips Bay and 1,239,613 shares for five other selling stockholders), (3) settlements that satisfied approximately $3.74 million of liabilities, and (4) a new senior secured convertible note issued to Leviston Resources with a $2,800,000 principal amount (consideration funded $2,333,333.33), 10% interest and an October 22, 2026 maturity.
The company expects a July 2026 stockholder meeting to seek approvals for issuances tied to the Kips transaction, charter and equity-plan amendments, and additional shares for fundraising and acquisitions. The Vision Aerial acquisition and financing plans remain subject to due diligence, required approvals, and the availability of financing.
Mobix Labs, Inc. entered into a financing deal by issuing a senior secured convertible promissory note with a principal amount of $2.8 million to Leviston Resources, LLC, providing approximately $2.3 million in gross proceeds.
The note bears 10% annual interest and matures on October 18, 2026. Subject to stockholder approval and note terms, Leviston may convert principal and interest into Class A Common Stock at the lesser of the June 22, 2026 closing price and 85% of the lowest eight-day VWAP before and including the conversion notice date.
Mobix Labs amended its registration rights agreement with Leviston to cover resale registration of conversion shares and is filing a post-effective amendment to deregister 950,000 shares of Class A Common Stock previously registered for potential resale under an equity line of credit.
Mobix Labs, Inc. deregsiters a resale registration covering 950,000 shares of Class A Common Stock. The Post-Effective Amendment No. 1 terminates the Registration Statement (No. 333-278451) and removes from registration any securities that remained unsold or unissued under that registration as of June 26, 2026.
The registration related to resale by B. Riley Principal Capital II, LLC of shares issuable under an equity line of credit; the company states all offerings under the Registration Statement have been terminated and the effectiveness of the Registration Statement is ended.
Mobix Labs, Inc. is registering up to 3,744,161 shares of Class A Common Stock for resale by existing holders. The company will not receive proceeds from these resales but may receive up to $6,000,000 if a related preferred stock warrant is exercised, which it plans to use for working capital and general corporate purposes.
As of June 8, 2026, Mobix had 14,998,187 Class A and 200,491 Class B shares outstanding, and the registered shares represent about 25% of the Class A float, creating potential stock overhang. Mobix is an early-stage, unprofitable semiconductor and connectivity company with substantial accumulated losses, material weaknesses in internal controls, and explicit going-concern risks, and it expects to seek additional dilutive financing for operations and planned acquisitions.