Monroe Capital director disposes 20K shares in merger

Monroe Capital Corp director Jeffrey A. Golman disposed his remaining common stock in connection with the company’s merger.

Rhea-AI Filing Summary

Monroe Capital Corp director Jeffrey A. Golman disposed his remaining common stock in connection with the company’s merger. On April 14, 2026, he returned 20,355.8535 shares of Monroe Capital common stock to the issuer, leaving him with zero shares.

According to the merger agreement among Monroe Capital, Horizon Technology Finance Corporation and related entities, each Monroe Capital share was converted into the right to receive 0.9402 shares of Horizon common stock. Horizon’s stock closed at $4.57 on April 13, 2026, the last trading day before the merger closing.

Insider Trade Summary

Disposition: 20,355.8535 shares

Disposition 1 txn

Insider Golman Jeffrey A

Role Director

Type	Security	Shares	Price	Value
Disposition	Common Stock	20,355.8535	$0.00	$0.00

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (1)

1. F1. Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.

Key Figures

Shares disposed: 20,355.8535 shares Post-transaction holdings: 0 shares Merger exchange ratio: 0.9402 shares +1 more

4 metrics

Shares disposed 20,355.8535 shares Common stock returned to issuer on April 14, 2026

Post-transaction holdings 0 shares Total Monroe Capital shares following transaction

Merger exchange ratio 0.9402 shares Horizon Technology Finance stock per Monroe Capital share

Horizon share price $4.57 Closing price on April 13, 2026, before merger closing

Key Terms

Agreement and Plan of Merger, Merger Agreement, par value, common stock

4 terms

Agreement and Plan of Merger regulatory

"transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025"

An Agreement and Plan of Merger is a formal document where two companies agree to combine into one, outlining how the process will happen. It’s like a step-by-step plan for merging, and it matters because it shows both sides have agreed on the details before the official transition takes place.

Merger Agreement regulatory

"the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock"

A merger agreement is a binding contract that lays out the exact terms for two companies to combine, including the price, what each side will deliver, and the conditions that must be met before the deal is completed. Investors care because it sets the timetable, payouts and risks — like a blueprint or prenup that shows whether the deal is likely to close, how ownership will change, and what could cancel or alter the payout they expect.

par value financial

"each share of MRCC common stock, par value $0.001 per share, was converted"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

common stock financial

"each share of MRCC common stock, par value $0.001 per share, was converted"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Monroe Capital (MRCC) report for Jeffrey A. Golman?

Monroe Capital reported that director Jeffrey A. Golman disposed of 20,355.8535 shares of common stock. The shares were returned to the issuer in connection with the completion of a merger, resulting in Golman holding zero Monroe Capital shares afterward.

Why were Jeffrey A. Golman’s Monroe Capital (MRCC) shares disposed of?

Golman’s shares were disposed of upon completion of a merger under an Agreement and Plan of Merger. Each Monroe Capital share was converted into the right to receive Horizon Technology Finance common stock pursuant to the merger terms described in the filing footnote.

What did Monroe Capital (MRCC) shareholders receive in the Horizon merger?

Each Monroe Capital common share was converted into the right to receive 0.9402 shares of Horizon Technology Finance common stock. This exchange ratio was set in the merger agreement among Monroe Capital, Horizon and related entities and applied at the merger closing.

What was Horizon Technology Finance’s share price used in the Monroe Capital (MRCC) merger filing?

The filing cites a Horizon Technology Finance common stock price of $4.57 per share. This was the closing market price on April 13, 2026, the last trading day before the merger closed and the share conversion became effective.

How many Monroe Capital (MRCC) shares did Jeffrey A. Golman own after the merger transaction?

After the merger-related disposition, Golman held zero Monroe Capital common shares. The Form 4 shows 20,355.8535 shares disposed of to the issuer and a total shares following the transaction figure of 0.0000, indicating no remaining direct holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 09:37 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Golman Jeffrey A

(Last) (First) (Middle)

C/O MONROE CAPITAL CORPORATION

155 NORTH WACKER DRIVE, 35TH FLOOR

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MONROE CAPITAL Corp [ MRCC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/14/2026		D(1)		20,355.8535	D	(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.

	/s/ Jeffrey A. Golman by Nelson Mullins Riley & Scarborough LLP with Power of Attorney	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)