Every Form 4 that Monroe Capital Corporation (MRCC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow MRCC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MRCC filings page.
Director Robert S. Rubin reported disposing of Monroe Capital Corp common stock in connection with the closing of its merger with Horizon Technology Finance Corporation. The filing shows a disposition of 51,886 shares held indirectly through Cousins, LLC and 6,000 shares held directly, all as issuer dispositions.
Under the Merger Agreement, each MRCC common share was converted into the right to receive 0.9402 shares of Horizon Technology Finance Corporation common stock. The filing notes Horizon’s share price was $4.57 at the close on April 13, 2026, the last trading day before the merger closed. Following these transactions, Rubin reported holding 0 MRCC shares.
Monroe Capital Corp director Jeffrey A. Golman disposed his remaining common stock in connection with the company’s merger. On April 14, 2026, he returned 20,355.8535 shares of Monroe Capital common stock to the issuer, leaving him with zero shares.
According to the merger agreement among Monroe Capital, Horizon Technology Finance Corporation and related entities, each Monroe Capital share was converted into the right to receive 0.9402 shares of Horizon common stock. Horizon’s stock closed at $4.57 on April 13, 2026, the last trading day before the merger closing.
MONROE CAPITAL Corp Chairman, President and CEO Theodore L. Koenig and related entities reported dispositions of Monroe Capital common stock back to the issuer in connection with a completed merger. Under an Agreement and Plan of Merger dated August 7, 2025, each MRCC share was converted into the right to receive 0.9402 shares of Horizon Technology Finance Corporation (HRZN) common stock. The footnote notes HRZN’s common stock closed at $4.57 on April 13, 2026, the last trading day before the merger closed, and Koenig’s direct, foundation, partnership and spousal holdings all show zero MRCC shares following these transactions.
Monroe Capital Corp’s CFO and CIO, Lewis Solimene, reported a disposal of 980.591 shares of common stock. The shares were returned to the company in a disposition to the issuer and his direct holdings in this security fell to zero shares after the transaction.
The disposition occurred upon completion of the merger under the Agreement and Plan of Merger among Horizon Technology Finance Corporation, Monroe Capital Corporation and related entities. Each MRCC common share was converted into the right to receive 0.9402 shares of Horizon Technology Finance common stock, which closed at $4.57 on April 13, 2026, the last trading day before the merger closed.
MONROE CAPITAL Corp director Allison Thomas J. disposed of 53,102.058 shares of common stock back to the company as part of a completed merger. The shares were surrendered at no stated cash price in exchange for stock in Horizon Technology Finance Corporation.
Under the merger terms, each MRCC common share was converted into the right to receive 0.9402 shares of HRZN common stock. The footnote states HRZN’s stock closed at $4.57 on April 13, 2026, the trading day before the merger closed, providing a reference value for the stock consideration.