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Maison Solutions (Nasdaq: MSS) regains compliance with Nasdaq meeting rule

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Maison Solutions Inc. announced that Nasdaq has confirmed the company regained compliance with the annual meeting requirement under Nasdaq Listing Rule 5620(a), and Nasdaq considers the matter closed. The company’s Class A common stock continues to be listed and traded on the Nasdaq Capital Market under the symbol MSS.

Nasdaq had previously notified the company on May 6, 2026 that it was not in compliance with Listing Rule 5620(a) because it had not held an annual meeting of stockholders within one year after its fiscal year ended April 30, 2026. The company held its Annual Meeting of Stockholders on July 22, 2026 and, after reporting voting results on July 23, 2026, received a July 24, 2026 letter from Nasdaq staff confirming that compliance had been regained.

Positive

  • Regained Nasdaq compliance with Listing Rule 5620(a); Class A common stock continues trading on the Nasdaq Capital Market under symbol MSS.

Negative

  • None.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Nasdaq deficiency notice date May 6, 2026 Date Nasdaq informed the company it was not in compliance with Listing Rule 5620(a)
Annual Meeting date July 22, 2026 Date the company held its Annual Meeting of Stockholders
Compliance confirmation date July 24, 2026 Date Nasdaq staff notified the company that it had regained compliance
Fiscal year end April 30, 2026 Fiscal year-end used to determine the deadline for the required annual meeting
Nasdaq Listing Rule 5620(a) Rule requiring an annual meeting of stockholders no later than one year after fiscal year end
Nasdaq Listing Rule 5620(a) regulatory
"compliance with the annual meeting requirement under Nasdaq Listing Rule 5620(a)"
Annual Meeting Rule regulatory
"out of compliance with Nasdaq Listing Rule 5620(a) (the “Annual Meeting Rule”)"
Regulation FD regulatory
"Item 7.01 Regulation FD Disclosure"
Regulation FD is a rule that prevents company insiders, like executives, from sharing important information with some people before others get it. It matters because it helps ensure all investors have equal access to key news, making the stock market fairer and reducing chances of insider trading.
forward-looking statements regulatory
"This press release contains “forward-looking statements” within the meaning"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
Nasdaq Capital Market financial
"Class A common stock continues to be listed and traded on the Nasdaq Capital Market"
The Nasdaq Capital Market is a platform where smaller, emerging companies can list their shares for trading by investors. It provides these companies with access to funding and visibility, helping them grow, much like a local marketplace where new vendors can introduce their products to potential customers. For investors, it offers opportunities to discover early-stage companies with growth potential.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Maison Solutions Inc. (MSS) announce about Nasdaq Listing Rule 5620(a)?
Maison Solutions Inc. announced that Nasdaq confirmed it has regained compliance with the annual meeting requirement under Listing Rule 5620(a). Nasdaq’s staff stated the matter is now closed, and the company’s Class A common stock continues to trade on the Nasdaq Capital Market under the symbol MSS.

Why was Maison Solutions (MSS) previously out of compliance with Nasdaq rules?
Maison Solutions was previously found out of compliance with Nasdaq Listing Rule 5620(a) because it did not hold an annual meeting of stockholders within one year after its fiscal year ended April 30, 2026. Nasdaq issued a written deficiency notice to the company on May 6, 2026 regarding this issue.

How did Maison Solutions (MSS) regain compliance with Nasdaq’s annual meeting requirement?
Maison Solutions regained compliance by holding its Annual Meeting of Stockholders on July 22, 2026. After the company reported final voting results on July 23, 2026, Nasdaq staff sent a July 24, 2026 letter confirming that the company satisfied Listing Rule 5620(a) and that the matter was closed.

Is Maison Solutions’ (MSS) Class A common stock still listed on Nasdaq?
Yes, Maison Solutions’ Class A common stock continues to be listed and traded on the Nasdaq Capital Market. Nasdaq’s confirmation that the company regained compliance with Listing Rule 5620(a) means the prior deficiency matter is closed, and trading under the symbol MSS continues as before.

What business does Maison Solutions Inc. (MSS) operate?
Maison Solutions Inc. operates as a U.S.-based specialty grocery retailer focused on traditional Asian food and merchandise. Its stores, under the HK Good Fortune and Lee Lee International brands in Southern California and Arizona, primarily serve Asian American communities while also catering to broader local customer bases.

When did Maison Solutions (MSS) receive Nasdaq’s deficiency and compliance letters?
Maison Solutions received a deficiency notice from Nasdaq’s Listing Qualifications Department on May 6, 2026, for not meeting Listing Rule 5620(a). After holding its July 22, 2026 annual meeting, the company received a July 24, 2026 letter from Nasdaq staff confirming that compliance had been regained.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 27, 2026

 

MAISON SOLUTIONS INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-41720   84-2498787
(State or other jurisdiction
of incorporation)		   (Commission File Number)   (I.R.S. Employer
Identification No.)

 

127 N Garfield Avenue, Monterey Park, CA 91754

(Address of principal executive offices, including zip code)

 

(626) 737-5888

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A Common Stock, par value $0.0001 per share   MSS   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 7.01 Regulation FD Disclosure.

 

On July 27, 2026, Maison Solutions Inc. (the “Company”) issued a press release announcing that it had regained compliance with Nasdaq Listing Rule 5620(a), a copy of which press release is attached to this Current Report on Form 8-K (this “Report”) as Exhibit 99.1 and is incorporated herein by reference. 

 

The information in Item 7.01 of this Report, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed subject to the requirements of Item 10 of Regulation S-K, nor shall it be deemed incorporated by reference into any filing of the Company under the Securities Act or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing. The furnishing of this information hereby shall not be deemed an admission as to the materiality of any such information.

 

Item 8.01 Other Events.

 

As previously disclosed in that Current Report on Form 8-K filed by the Company with the Securities and Exchange Commission (the “Commission”) on May 6, 2026, the Company received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5620(a) because it did not hold an annual meeting of stockholders within one year of the end of its fiscal year ended April 30, 2026. As a result, the Company was out of compliance with Nasdaq Listing Rule 5620(a) (the “Annual Meeting Rule”).

 

On July 24, 2026, the Company received a letter from the Staff of Nasdaq notifying the Company that, based on the fact that the Company held its Annual Meeting on July 22, 2026, as disclosed in the Current Report on Form 8-K filed by the Company with the Commission on July 23, 2026, the Staff has determined that the Company has regained compliance with the Annual Meeting Rule and that the matter is now closed. 

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
99.1   Press Release dated July 27, 2026
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  MAISON SOLUTIONS INC.
     
  Date: July 27, 2026
     
  By: /s/ John Xu
  Name:  John Xu
  Title: Chief Executive Officer

 

2

 

Exhibit 99.1

 

Maison Solutions Regains Compliance with Nasdaq Annual Meeting Requirement

 

MONTEREY PARK, Calif., July 27, 2026 — Maison Solutions Inc. (Nasdaq: MSS) (“Maison Solutions” or the “Company”), a specialty grocery retailer offering traditional Asian food and merchandise to U.S. consumers, today announced that it has received written notification from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) confirming that the Company has regained compliance with the annual meeting requirement under Nasdaq Listing Rule 5620(a) and that the matter is now closed.

 

Nasdaq previously notified the Company on May 6, 2026, that it was not in compliance with Nasdaq Listing Rule 5620(a), which requires the Company to hold an annual meeting of stockholders no later than one year after the end of its fiscal year. The Company held its Annual Meeting of Stockholders on July 22, 2026, and reported the final voting results in a Current Report on Form 8-K filed with the Securities and Exchange Commission (“SEC”) on July 23, 2026.

 

The Company’s Class A common stock continues to be listed and traded on the Nasdaq Capital Market under the symbol “MSS.”

 

About Maison Solutions Inc.

 

Maison Solutions Inc. is a U.S.-based specialty grocery retailer offering traditional Asian food and merchandise, particularly to members of Asian American communities. The Company is committed to providing Asian fresh produce, meat, seafood and other daily necessities in a manner that caters to traditional Asian American family values and cultural norms, while also accounting for the faster-paced lifestyle of younger generations and the diverse makeup of the communities in which the Company operates. The Company’s grocery retail operations are located in Southern California and Arizona under the HK Good Fortune and Lee Lee International brands. For more information about Maison Solutions, please visit www.maisonsolutionsinc.com. Follow the Company on LinkedIn and X.

 

Forward-Looking Statements

 

This press release contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. We caution readers that forward-looking statements are predictions based on our current expectations about future events. Forward-looking statements may include, but are not limited to, statements related to the Company’s ability to maintain compliance with Nasdaq’s continued listing requirements, as well as statements, other than historical facts, that address activities, events or developments that the Company intends, expects, projects, plans, believes or anticipates will or may occur in the future. These forward-looking statements are not guarantees of future performance and are subject to known and unknown risks, uncertainties and assumptions that are difficult to predict. Our actual results, performance or achievements could differ materially from those expressed or implied by the forward-looking statements as a result of a number of factors, including the risks discussed under the caption “Item 1A. Risk Factors” in Part I of our most recent Annual Report on Form 10-K and any updates thereto under the caption “Item 1A. Risk Factors” in Part II of our Quarterly Reports on Form 10-Q and in our other filings with the SEC, copies of which are available on the SEC’s website at www.sec.gov. Additionally, new risk factors emerge from time to time, and it is not possible for us to predict all such risk factors or to assess the impact such risk factors might have on our business. We undertake no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise, that occur after the date of this release, except as required by law.

 

Investor Relations Contact: Maison Solutions Inc. | Email: info@maisonsolutionsinc.com

 

Source: View Original Filing on SEC EDGAR

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