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Namib Minerals (NAMM) director discloses 38,594 shares including RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Namib Minerals director Dennis Anthony Johnson has filed an initial Form 3 reporting his current equity stake. The filing shows beneficial ownership of 38,594 Ordinary Shares, consisting of 250 shares held directly and 38,344 time-based restricted stock units (RSUs) granted in October 2025 under the company’s equity incentive plan.

The RSUs are scheduled to vest in April 2026, contingent on his continued employment through the vesting date. The footnote also states that the RSUs will vest immediately upon certain changes of control of Namib Minerals.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
JOHNSON DENNIS ANTHONY

(Last)(First)(Middle)
STE 210 WINWARD III REGATTA OFFICE PARK

(Street)
GRAND CAYMANKY1-1106

(City)(State)(Zip)

CAYMAN ISLANDS

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Namib Minerals [ NAMM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares38,594(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Total includes (i) 250 Ordinary Shares held directly and (ii) an award granted in October 2025 under the Issuer's Equity Incentive Plan ("Incentive Plan") of 38,344 time-based restricted stock units ("RSUs") vesting in April 2026. The RSUs vest upon continued employment with Issuer through the vesting date. In the event of certain changes of control of the Issuer, the RSUs will vest immediately.
/s/ Dennis A. Johnson03/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Namib Minerals (NAMM) Form 3 filing disclose?

The Form 3 shows director Dennis Anthony Johnson’s existing equity position in Namib Minerals. It reports 38,594 Ordinary Shares, including 250 directly held shares and 38,344 time-based RSUs that vest in April 2026, subject to continued employment and change-of-control terms.

How many Namib Minerals shares does director Dennis Anthony Johnson report?

He reports beneficial ownership of 38,594 Ordinary Shares of Namib Minerals. This total includes 250 shares held directly and 38,344 restricted stock units granted under the equity incentive plan, which are scheduled to vest in April 2026 if employment continues.

What RSU award is disclosed in the Namib Minerals (NAMM) Form 3?

The filing discloses an October 2025 award of 38,344 time-based RSUs under Namib Minerals’ equity incentive plan. These RSUs vest in April 2026, assuming continued employment through the vesting date, and are part of the director’s reported 38,594 Ordinary Shares.

When do the RSUs reported by the Namib Minerals director vest?

The 38,344 restricted stock units reported by the director are scheduled to vest in April 2026. Vesting depends on his continued employment with Namib Minerals through that date, with immediate vesting if certain changes of control of the company occur.

Does the Namib Minerals Form 3 show any insider buying or selling?

The Form 3 is an initial ownership report and does not show any new buy or sell transactions. It simply lists the director’s existing holdings, including 250 directly held shares and 38,344 RSUs that together total 38,594 Ordinary Shares.
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